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EFTA00162753
Dataset 9
2022-06-28
12p
2,646w
Subject:
[EXTERNAL EMAIL] - [MARKETING] The Daily 202: Zelensky (maybe) tells Biden he wants
From:
The Washington Post
To:
'
…left, said three people with knowledge of its operations," according to an investigation by Reuters's Helen Coster and Julia Love. "The feeling is mutual: Many engineers and tech firms won't consider working with a Trump company, according to two of those people, two additional sources with knowledge of the venture and a May 16 filing with
the Securities
and Exchange Commission by the investment company that plans to merge with TMTG, Digital World Acquisition Corp, or DWAC. The…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00162753.pdf
EFTA00773045
Dataset 9
2009-07-26
2p
1,355w
Subject:
Fw: The Lone Swindler Theory: Did Madoff Act Alone? (Draft: Please Do Not Circulate Without
From:
"Peggy Siegal" <MINIMMIM>
To:
"
[email protected]
" <
[email protected]
>
…that day, and resulted in his achieving his overall "targeted earnings." Each slip I reviewed EFTA00773045 contained every relevant details of the transaction, including even
the securities
"cusip number" "It is impossible that Madoff could do all this work himself," the person at the private intelligence firm said as he pushed over to me a foot-high stack of Madoff confirmation slips.. "Every price on every slip had to be checked against the actual high and low that day. Just…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00773045.pdf
EFTA00738123
Dataset 9
2009-07-26
2p
1,430w
Subject:
Re: Fw: The Lone Swindler Theory: Did Madoff Act Alone? (Draft: Please Do Not Circulate
From:
Jeffrey Epstein
To:
Peggy Siegal MINIMIMIM
…that day, and resulted in his achieving his overall "targeted earnings." Each slip I reviewed contained every relevant details of the transaction, including even
the securities
"cusip number" "It is impossible that Madoff could do all this work himself," the person at the private intelligence firm said as he pushed over to me a foot-high stack of Madoff confirmation slips.. "Every price on every slip had to be checked against the actual high and low that day. Just the…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00738123.pdf
EFTA00681440
Dataset 9
2014-12-18
6p
2,747w
Subject:
Insider Trading After the Newman Decision
From:
Richard Kahn
To:
"Jeffrey E." <
[email protected]
>
…trial. This decision is likely to give rise to a number of other reversals of convictions, thereby representing a serious set-back for the U.S. Attorney's Office, and, by logical extension,
the Securities
and Exchange Commission ("S.E.C."). The Newman decision is surprising in that it reverses the convictions while making very little, if any, new law. In short, the decision simply re-examines the Supreme Court's 1983 landmark decision in S.E.C. v. Dirks…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00681440.pdf
EFTA00353863
Dataset 9
2015-01-16
2p
483w
Subject:
Vesselon Recent White Paper - The Need and Future Market for Noninvasive Early Stroke
From:
"Don Spongberg"
…VERIFIED BY THE COMPANY AND THE PLACEMENT AGENT IN ACCORDANCE WITH RULE 506(c) UNDER
THE SECURITIES
ACT OF 1933. AS AMENDED. FOR INFORMATION PURPOSES ONLY. The information contained herein does not constitute an offer to sell ore solicitation of an offer to buy any security in Vesselon, Inc. (the 'Company"). M offer can be made only pursuant to the Confidential Private Placement Memorandum of the Company, and only in states in which the offering of
the securities
is registered…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00353863.pdf
EFTA00742476
Dataset 9
2010-07-13
6p
2,826w
Subject:
Eye on the Market, July 13, 2010
From:
Justin X Gratz
To:
Undisclosed recipients:;
…James Angel [Georgetown], Lawrence Harris [USC] and Chester S. Spatt [Carnegie Mellon University]. USC Marshall School of Business, May 2010. "Beware ofthe VWAP Thap", Quantitative Services Group, November 2009. "Statement ofKevin Cronin", Global Head of Equity Trading at Invesco, to
the Securities
and Exchange Commission, Market Structure Roundtable, June 2, 2010 "Does Algorithmic TradingImprove Liquidity?", Terence Hendershott (UC Berkeley), Charles Jones (Columbia Business School) and Albert Menkveld (VU University, Amsterdam), Journal of Finance, date forthcoming. Themis Trading response to SEC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00742476.pdf
EFTA00347742
Dataset 9
2015-05-15
4p
2,184w
Subject:
Re: (BN) Wesley Clark: The Penny-Stock General / shaddy
From:
Lesley Groff <Ma
To:
Ike Groff
…board. >> Levine, Clark's client in the lettuce venture, pleaded guilty to securities fraud in the 1980s investigation that brought down Ivan Boesky and Michael Milken, the junk-bond king. >> A dapper dresser who drove a red Ferrari, Levine served two years in prison and was banned from
the securities
industry for life. In December, Clark helped Levine raise $500,000 from two investors through a small investment bank he runs, Enverra Capital. Securities filings show that was…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00347742.pdf
EFTA00666165
Dataset 9
2016-03-16
3p
590w
Subject:
FW: LinkedIn Corp: A Platform at the Crossroads; Downgrading to EW, $125 PT
From:
Richard Kahn
To:
Jeffrey Epstein <
[email protected]
>
…the companies that are referenced in Morgan Stanley research and Morgan Stanley Wealth Management research are available on the Morgan Stanley Wealth Management disclosure website at Morgan Stanley Wealth Management Not Acting as Municipal Advisor Morgan Stanley Wealth Management is not acting as a municipal advisor to any municipal entity or obligated person within the meaning of Section 15B of
the Securities
Exchange Act (the "Municipal Advisor Rule") and the opinions or views contained herein are not intended to be…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00666165.pdf
EFTA00814123
Dataset 9
2016-10-21
3p
632w
Subject:
Fwd: BNY Mellon: Bringing Home the Bacon in an Expense-Led Beat; EW
From:
Richard Kahn •
To:
Jeffrey Epstein <
[email protected]
>
…Morgan Stanley research and Morgan Stanley Wealth Management research are available on the Morgan Stanley Wealth Management disclosure website at Intr.:ilwww.morganstanlev.com/onlineiresearchdisclosures. Morgan Stanley Wealth Management Not Acting as Municipal Advisor Morgan Stanley Wealth Management is not acting as a municipal advisor to any municipal entity or obligated person within the meaning of Section I 5B of
the Securities
Exchange Act (the "Municipal Advisor Rule") and the opinions or views contained herein are not intended to be…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00814123.pdf
EFTA00143557
Dataset 9
2025-03-25
28p
8,690w
Subject:
EXTERNAL EMAIL] - Re: CHILDREN ANDRANCHILDREN OF THE ATTONEYS Ra
…) JENNIFER FREEMAN ETC!! Sent with Proton Mail secure email. On Tuesday, 25 February 2025 at 14:25, wrote: TO THE FCA, I PRESUME YOU HAVE ALREADY BEEN IN CONTACT WITH SENATOR MARSHA BLACKBURN!! PLEASE NOTE TO THE FCA AND
THE SECURITIES
COMMISSION. PLEASE CAN YOU CALL MARSH BLACKBURN IMMEDIATELY!! IF YOU HAVE NOT BEEN WORKING WITH HER. I ASK WHY NOT!!! ALINA, I HAVE SENT YOU AMPLE EVIDENCE: PLEASE CAN YOU BRIEF THE COMMISSIONERS SO THEY ARE UP TO SPEED…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00143557.pdf
EFTA00818909
Dataset 9
2016-09-08
3p
510w
Subject:
Re: Apple Provides Solid Enhancements to the iPhone 7 and Apple Watch; Maintain $133 FVE
From:
"Jeffrey E." <
[email protected]
>
To:
Richard Kahn
…in Morgan Stanley research and Morgan Stanley Wealth Management research are available on the Morgan Stanley Wealth Management disclosure website at hups://www.morganstanley.com/onlineiresearchdisclosures. Morgan Stanley Wealth Management Not Acting as Municipal Advisor Morgan Stanley Wealth Management is not acting as a municipal advisor to any municipal entity or obligated person within the meaning of Section 15B of
the Securities
Exchange Act (the "Municipal Advisor Rule") and the opinions or views contained herein are not intended to be…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00818909.pdf
EFTA02453302
Dataset 11
2018-05-02
3p
615w
Subject:
Fwd: Apple, Inc.: Revving the Services Engine
From:
"Morgan Sta=ley"
To:
Jeffrey Epstein
…Wealth Manage=ent research are available on the Morgan Stanley Wealth Managem=nt disclosure website at https://www.morganstanley.com/online/researchdisclosures <https://www.morganstanley.com/online/researchdis=losures> . Morgan Stanley Wealth Management Not Acting as Municipal Ad=isor Morgan Stanley Wealth Management is not acting as a municip=l advisor to any municipal entity or obligated person within the mean=ng of Section 15B of
the Securities
Exchange Act (the "Municipal A=visor Rule") and the opinions or views contained herein are not i=tended to be…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02453302.pdf
EFTA02373977
Dataset 11
2017-11-01
3p
565w
Subject:
Fwd: Apollo Global Management LLC: Fund VIII Performance Drives the EPS Beat
From:
Richard Kahn
To:
jeffrey E.
…Morgan Stanley =esearch and Morgan Stanley Wealth Management research are available on =he Morgan Stanley Wealth Management disclosure website at https://www.morganstanley.com/online/researchdisclosures. Morgan Stanley Wealth Management Not Acting as Municipal =dvisor Morgan Stanley Wealth Management is not acting as a municipal =dvisor to any municipal entity or obligated person within the meaning =f Section 158 of
the Securities
Exchange Act (the "Municipal Advisor =ule") and the opinions or views contained herein are not intended to =e…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02373977.pdf
EFTA02494662
Dataset 11
2018-03-22
3p
652w
Subject:
Fwd: Apple, Inc.: The Emerging Power of Apple Services
From:
Richard Kahn <
To:
Jeffrey Epstein
…Wealth Manage=ent research are available on the Morgan Stanley Wealth Managem=nt disclosure website at https://www.morganstanley.com/online/researchdisclosures <https://www.morganstanley.com/online/researchdis=losures> . Morgan Stanley Wealth Management Not Acting as Municipal Ad=isor Morgan Stanley Wealth Management is not acting as a municip=l advisor to any municipal entity or obligated person within the mean=ng of Section 15B of
the Securities
Exchange Act (the "Municipal A=visor Rule") and the opinions or views contained herein are not i=tended to be…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02494662.pdf
EFTA00657120
Dataset 9
2011-09-19
3p
1,160w
Subject:
Recent Articles Relating to our efforts on behalf of the TNC
From:
Gregory Brown
To:
undisclosed-recipients:;
…SEC officials also are moving ahead with their probe of CDOs sold in 2006 to five Wisconsin school districts. In August, the SEC filed a civil-fraud lawsuit against Stifel Financial Corp., the broker for the deals, claiming it misled the school districts about the risks of
the securities
. Stifel has denied any wrongdoing and is fighting the lawsuit. Now, though, the SEC is weighing civil charges against the Royal Bank of Canada unit that created the mortgage-bond deals…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00657120.pdf
EFTA00814029
Dataset 9
2016-10-20
3p
629w
Subject:
Fwd: BNY Mellon: 3Q16 First Pass: Bringing Home the Bacon in an Expense-led Beat
From:
Richard Kahn
To:
Jeffrey Epstein <
[email protected]
>
…referenced in Morgan Stanley research and Morgan Stanley Wealth Management research are available on the Morgan Stanley Wealth Management disclosure website at littps://www.morganstanley.convenlineinsearchdisclosures. Morgan Stanley Wealth Management Not Acting as Municipal Advisor Morgan Stanley Wealth Management is not acting as a municipal advisor to any municipal entity or obligated person within the meaning of Section 15B of
the Securities
Exchange Act (the "Municipal Advisor Rule") and the opinions or views contained herein are not intended to be…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00814029.pdf
EFTA00964821
Dataset 9
2013-07-08
4p
548w
Subject:
Fwd: Maxim Group: Regenerative Cell Therapy: Autologous versus allogeneic is the wrong question?
From:
Steven Victor MD <I
To:
admin
…its original form. Any recommendation, opinion, or advice regarding securities or markets contained in any documentation that was not prepared by Maxim does not necessarily reflect the views of Maxim, and Maxim does not verify any information included in such material. Lastly, Maxim and/or its employees or affiliates may have an interest in, or from time to time trade or make markets in
the securities
(and/or related derivatives) of the issues discussed in any attachment annexed hereto. EFTA00964824
https://www.justice.gov/epstein/files/DataSet%209/EFTA00964821.pdf
EFTA01786500
Dataset 10
2016-07-21
3p
649w
Subject:
Fwd: Apple, Inc.: June Marks the Trough
From:
Richard Kahn <
To:
Jeffrey E.
…Stanley Wealth =anagement research are available on the Morgan Stanley Wealth =anagement disclosure website at https://www.morganstanley.com/online/researchdisclosures. 2 EFTA_R1_00109352 EFTA01786501 Morgan Stanley Wealth Management Not Acting as Municipal =dvisor Morgan Stanley Wealth Management is not acting as a =unicipal advisor to any municipal entity or obligated person within the =eaning of Section 15B of
the Securities
Exchange Act (the "Municipal =dvisor Rule") and the opinions or views contained herein are not =ntended to be…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01786500.pdf
EFTA02466825
Dataset 11
2018-04-20
4p
834w
Subject:
Re: Apple, Inc.: Cautious Into The Print; Buy Any Post-Earnings Dip
From:
Richard Kahn
To:
jeffrey E.
…Wealth Manage=ent research are available on the Morgan Stanley Wealth Managem=nt disclosure website at https://www.morganstanley.com/online/resear=hdisclosures <https://www.morganstanley.com/online/researchdis=losures> . Morgan Stanley Wealth Management Not Acting as Municipal Ad=isor Morgan Stanley Wealth Management is not acting as a municip=l advisor to any municipal entity or obligated person within the mean=ng of Section 159 of
the Securities
Exchange Act (the "Municipal A=visor Rule") and the opinions or views contained herein are not i=tended to be…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02466825.pdf
EFTA02466528
Dataset 11
2018-04-20
3p
790w
Subject:
Re: Apple, Inc.: Cautious Into The Print; Buy Any Post-Earnings Dip
From:
jeffrey E. <
[email protected]
>
To:
Richard Kahn
…Stanley research and Morgan Stanley Wealth Management research are available on the Morgan Stanley Wealth Management disclosure website at https://www.morganstanley.com/online/researchdisclosures=/a>. Morgan Stanley Wealth Management Not Acting as Municipal Advisor Morgan Stanley Wealth Management is not acting as a municipal advisor to any municipal entity or obligated person within the meaning of Section 15B of
the Securities
Exchange Act (the "Municipal Advisor Rule") and the opinions or views contained herein are not intended t= be…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02466528.pdf
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