EFTA00293531Dataset 9
2009-12-3131p12,516w
…net. The Company will continue to adjust the liability for changes in fair value until the earlier of the exercise or expiration of the warrant or the completion of a liquidation event, including the completion of an initial public offering, at which time the preferred stock warrant will be converted into a warrant to purchase common stock and, accordingly, the liability would be reclassified to stockholders' equity. Stock-Based Compensation Stock-based compensation expense for the years ended December 31…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00293531.pdf
EFTA00742418Dataset 9
2007-11-149p4,859w
…to substantiate the Market Rate, if possible. An appraiser will look at Preferred Rates on stock as a guide to determine the appropriate Market Rate, considering the terms of the preferred stock, such as whether the rate resets periodically or is fixed for the term, the coverage of the preferred payments and other factors not inconsistent with Section 2701. If the rate on the Preferred Units is reset periodically in accordance with an objective guidepost, the Market Rate would be…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00742418.pdf
EFTA01092107Dataset 9
2012-12-283p506w
…par value of 50.0001 per share (the "Preferred Stock")." (b) The first sentence of the first paragraph of Section C of Article IV is hereby amended and restated in its entirety to read as set forth below: "43,950,000 shares of the authorized Preferred Stock of the Corporation are hereby designated Series A Convertible Preferred Stock (the "Series A Preferred Stock") and 24,762,134 shares of the authorized Preferred Stock of the Corporation are hereby designated Series…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01092107.pdf
EFTA00289929Dataset 9
2011-04-256p2,047w
…then, and in any such case, the Corporation shall cause to be mailed to each holder of record of the Preferred Stock at the address of record of such stockholder as set forth on the Corporation's books, at least 20 days prior to the earliest date hereinafter specified, a notice stating the material terms of the proposed transaction and the date on which (x) a record is to be taken for the purpose of such dividend or distribution or…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00289929.pdf
EFTA01143364Dataset 9
2012-12-283p506w
…par value of 50.0001 per share (the "Preferred Stock")." (b) The first sentence of the first paragraph of Section C of Article IV is hereby amended and restated in its entirety to read as set forth below: "43,950,000 shares of the authorized Preferred Stock of the Corporation are hereby designated Series A Convertible Preferred Stock (the "Series A Preferred Stock") and 24,762,134 shares of the authorized Preferred Stock of the Corporation are hereby designated Series…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01143364.pdf
EFTA01143227Dataset 9
2009-11-1228p14,087w
…The total number of shares of all classes of stock which the Corporation shall have authority to issue is: (a) 90,000,000 shares of Common stock, par value of 50.0001 per share ("Common Stock"); and (b) 62,755,304 shares of Preferred Stock of the Corporation, par value of $0.0001 per share (the "Preferred Stock"). 2 Stock Rights and Preferences. The Common Stock and Preferred Stock authorized hereunder shall have the voting powers, preferences and relative, participating…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01143227.pdf
EFTA01377810Dataset 10
2013-12-311p829w
S-I/A subordinate to the preferred stock with respect to dividend rights and rights upon liquidation, winding up and dissolution of the Company. As of December 31, 2013 and 2014, there were 370.000,000 and 445,000,000 shares of common stock authorized for each period presented and 138.017.900 and 154.603,683 shares issued and outstanding, respectively. As of September 30, 2015 there were 445,000,000 shares of common stock authorized and 156.742…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01377810.pdf
EFTA00608097Dataset 9
2013-09-1663p24,535w
…of capital stock of the Corporation. A. COMMON STOCK 1. General. The voting, dividend and liquidation rights of the holders of the Common Stock are subject to and qualified by the rights, powers and preferences of the holders of the Preferred Stock set forth herein. 2. Voting. The holders of the Common Stock are entitled to one vote for each share of Common Stock held at all meetings of stockholders (and written actions in lieu of meetings); provided, however, that…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00608097.pdf
EFTA00289750Dataset 9
2013-04-057p1,093w
ADFIN SOLUTIONS, INC. AMENDMENT TO VOTING AGREEMENT This AMENDMENT TO VOTING AGREEMENT (this "Amendment") is entered into as of April 5, 2013 by and among AdFin Solutions, Inc., a Delaware corporation (the "Company"), the undersigned holders of the Company's Series A Preferred Stock (the "Preferred Holders"), and the undersigned key holders of the Common Stock of the Company (collectively, the "Key Holders") for the purpose of amending that certain Voting Agreement, dated December 28, 2012 (the "Agreement"), by and…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00289750.pdf
EFTA01080434Dataset 9
2014-03-2827p8,444w
…Preferred Stock"; the Series I Preferred Stock, Series 2 Preferred Stock, Series 3 Preferred Stock, Series 4 Preferred Stock, Series 5 Preferred Stock, Series 6 Preferred Stock and Series 6-A Preferred Stock shall be referred to herein collectively as the "Preferred Stock"); WHEREAS, the Prior Investors are parties to the certain Fifth Amended and Restated Voting Agreement dated March 28, 2014, by and among the Company, the Prior Investors and certain of the Key Holders (the "Prior Agreement'); WHEREAS…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01080434.pdf