EFTA01376408Dataset 10
1p593w
…the Applicable Issuers may require the payment by the Holder thereof of a sum sufficient to cover any tax or other governmental charge that may be imposed in relation thereto and any other expenses (including the fees and expenses of the Trustee) connected therewith. Every new Security issued pursuant to this Section 2.7 in lieu of any mutilated, defaced, destroyed, lost or stolen Security shall constitute an original additional contractual obligation of the Applicable Issuers and such new Security…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376408.pdf
EFTA01376400Dataset 10
1p342w
…thereof (such applicable minimum denominations, "Authorized Denominations"). Section 2.4 Intentionally Omitted. Section 2.5 Execution, Authentication, Delivery and Dating. The Securities shall be executed on behalf of each of the Applicable Issuers by one of their respective Authorized Officers. The signature of such Authorized Officer on the Securities may be manual or facsimile. Securities bearing the manual or facsimile signatures of individuals who were at any time the Authorized Officers of the Issuer or the Co-Issuer, as applicable…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376400.pdf
EFTA01376429Dataset 10
1p535w
…otherwise required hereby. (b) The Applicable Issuers may, with the prior written consent of a Majority of each Class of Notes (except that no such consent shall be necessary in the case of the Collateral Management Agreement and the Collateral Administration Agreement), contract with other Persons, including the Collateral Manager, the Trustee and the Collateral Administrator for the performance of actions and obligations to be performed by the Applicable Issuers hereunder and under the Collateral Management Agreement by such Persons…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376429.pdf
EFTA01376366Dataset 10
1p480w
constitute "control" of such other Person and (ii) with respect to the Issuer, "Affiliate" does not include the Administrator or any entities which the Administrator controls or administers. "Agent Members": Members of, or participants in, a Depositary. "Aggregate Principal Amount": With respect to any date of determination, (a) when used with respect to any Class or Classes of Securities as a whole (or any specified Securities of any such Class), the original principal amount of such Class or Classes (or…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376366.pdf
EFTA01365676Dataset 10
1p627w
When the Applicable Issuers shall have a Paying Agent that is not also the Registrar, they shall furnish, or cause the Registrar to furnish, no later than the fifth calendar day after each Record Date a list, if necessary, in such form as such Paying Agent may reasonably request, of the names and addresses of the Holders and of the certificate numbers of individual Notes held by each such Holder. Whenever the Applicable Issuers shall have a Paying Agent other…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365676.pdf
EFTA01365666Dataset 10
1996-04-301p588w
…Upon provision of such satisfactory evidence, the Trustee or its Authenticating Agent, at the written direction of the Applicable Issuers shall, after due execution by the Applicable Issuers authenticate and deliver Securities that do not bear such applicable legend. (i) Each initial investor in and subsequent transferee of a Rule 144A Global Note or beneficial interest therein will be deemed to have represented and agreed as follows; (i) It (A) is a Qualified Institutional Buyer and is acquiring the Notes…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365666.pdf
EFTA01376404Dataset 10
1996-04-301p587w
…Upon provision of such satisfactory evidence, the Trustee or its Authenticating Agent, at the written direction of the Applicable Issuers shall, after due execution by the Applicable Issuers authenticate and deliver Securities that do not bear such applicable legend. (i) Each initial investor in and subsequent transferee of a Rule 144A Global Note or beneficial interest therein will be deemed to have represented and agreed as follows; (i) It (A) is a Qualified Institutional Buyer and is acquiring the Notes…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376404.pdf
EFTA01376415Dataset 10
1p487w
…Maturity; Rescission and Annulment. (a) If an Event of Default occurs and is continuing (other than an Event of Default specified in Section 5.1(f) or (g)), the Trustee shall, upon the written direction of the Requisite Noteholders, by notice to the Applicable Issuers (with a copy to the Collateral Manager), declare the principal of all the Notes to be immediately due and payable, and upon any such declaration such principal, together with all accrued and unpaid interest thereon…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376415.pdf
EFTA01376401Dataset 10
1p592w
Subject to this Section 2.6, upon surrender for registration of transfer of any Securities at the office or agency of the Co-Issuers to be maintained as provided in Section 7.2, the Applicable Issuers shall execute, and the Trustee shall authenticate and deliver, in the name of the designated transferee or transferees, one or more new Securities of any authorized denomination and of a like aggregate principal amount. At the option of the Holder, Securities may be exchanged…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376401.pdf
EFTA01376435Dataset 10
1p458w
…If the Applicable Issuers shall so determine, new Securities, so modified as to conform in the opinion of the Trustee and the Co-Issuers to any such supplemental indenture, may be prepared and executed by the Applicable Issuers and authenticated and delivered by the Trustee in exchange for Outstanding Securities. ARTICLE 9 REDEMPTION OF NOTES/REPURCHASE OF NOTES Section 9.1 Mandatory Redemption. (a) On any applicable Payment Date on which a Coverage Test was not met on the immediately…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376435.pdf
EFTA01365670Dataset 10
1p675w
…prior to such Maturity; provided, however, that if the Trustee and the Applicable Issuers shall have been furnished such security or indemnity as may be required by them to save each of them harmless and an undertaking thereafter to surrender such certificate, then, in the absence of notice to the Applicable Issuers or the Trustee that the applicable Security has been acquired by a protected purchaser, such final payment shall be made without 82 CONFIDENTIAL - PURSUANT TO FED. R. CRIM…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365670.pdf
EFTA01376409Dataset 10
1p600w
…be surrendered by DTC to the Trustee's office located in the Borough of Manhattan, the City of New York to be so transferred, in whole or from time to time in part, without charge, and the Applicable Issuers shall execute and the Trustee shall authenticate and deliver, upon such transfer of each portion of such Global Security, an equal aggregate principal amount of definitive physical certificates (pursuant to the instructions of DTC) (each, a "Definitive Note") in authorized denominations…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376409.pdf
EFTA01376413Dataset 10
1p545w
…A) have become due and payable, or (B) will become due and payable on their Maturity Date within one year, or (C) are to be called for redemption pursuant to Article 9 under an arrangement satisfactory to the Trustee for the giving of notice of redemption by the Applicable Issuers pursuant to Section 9.3 and the Issuer has irrevocably deposited or caused to be deposited with the Trustee, in trust for such purpose, Cash or non-callable direct obligations…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376413.pdf
EFTA00596126Dataset 9
2007-01-18183p86,669w
Execution Copy CLEAR LAKE CLO, LTD. Issuer, CLEAR LAKE CLO, CORP. Co-Issuer, AND WELLS FARGO BANK, NATIONAL ASSOCIATION Trustee INDENTURE Dated as of January 18, 2007 COLLATERALIZED LOAN OBLIGATIONS EFTA00596126 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 2 Section 1.2 Assumptions as to Pledged Obligations 60 ARTICLE 2 THE SECURITIES Section 2.1 Forms Generally 61 Section 2.2 Forms of Notes and Certificate of Authentication 61 Section 2.3 Authorized Amount: Maturity Date…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00596126.pdf