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"points - KYC"
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EFTA01360050
Dataset 10
2018-09-11
1p
256w
Subject:
RE: Rejection
Points KYC
# III
From:
Daphne Cales
To:
Vijay-ASawantI ; Bradley Gitlin
…
Points KYC
# III Classification: For Infernal use only 17.0 ( `an you please Sc'! some time fie till of us to discuss tomorrow? I received some clarity, rom the .4BR team. Thank you. Kind regards, Daphne Cales Daphne Cales Director I Banking Services 8 Branch Manager Deutsche z n riBcansk Trust Company Americas w glisiowityasOrm. From: Vijay-A Sawant Sent: Tuesday, September 11, 2018 9:29 AM To: Daphne Cales < Cc: Vinita Advani < Subject: FW: Rejection
Points KYC
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360050.pdf
EFTA01403406
Dataset 10
2018-09-11
3p
388w
Subject:
RE: Rejection
Points KYC
# - 01977700 [I]
From:
Daphne Cates <
[email protected]
>
To:
Vijay-A Sawant <
[email protected]
>,
Subject: RE: Rejection
Points KYC
# - 01977700 [I] From: Daphne Cates <
[email protected]
> Date: Tue, 11 Sep 2018 17:10:56 -0400 To: Vijay-A Sawant <
[email protected]
>, Bradley Gitlin <
[email protected]
> Cc: Vinita Advani <
[email protected]
> Classification: For internal use only Vijay, Can you please set some time for all of us to discuss tomorrow? I received some clarity from the ABR team. Thank you. Kind regards, Daphne Cates {https://brandportal…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403406.pdf
EFTA01363654
Dataset 10
2018-09-11
1p
382w
Subject:
FW: Rejection
Points KYC
# -
From:
Vijay-A Sawant
To:
Daphne Cales <
From: Vijay-A Sawant Sent: Tuesday, September 11, 2018 9:29 AM To: Daphne Cales < Cc: Vinita Advani < Subject: FW: Rejection
Points KYC
# - Importance: High Hi Daphne, As discussed on call today, following are case rejections we have received from KG. Point 1 identifies the donor as UBO and this info can be verified from Pg 53 of the US Addendum, relevant paragraph provided below for reference. Also attached in this email are the Form 990's for…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363654.pdf
EFTA01407875
Dataset 10
2018-09-12
4p
438w
Subject:
RE: Rejection
Points KYC
# - 01977700 [I]
From:
Vinita Advani ‹ >
To:
Daphne Cales
Subject: RE: Rejection
Points KYC
# - 01977700 [I] From: Vinita Advani ‹ > Date: Wed, 12 Sep 2018 04:42:02 -0400 To: Daphne Cales Cc: Vijay-A Sawant Bradley Gillin Classification: For internal use only Hi Daphne, Have sent out the invite for 9.30 EST today and utilized your VMR. Hope that is fine. Thank you. Kind regards, Vinita Advani KYC Case Representative Manager Deutsche CIB Centre Private Limited - Wealth Management From: Daphne Cales Sent: Wednesday, September 12, 2018 2…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407875.pdf
EFTA01372343
Dataset 10
2018-10-08
1p
385w
Subject:
Assistance required in resolving Rejection
Points - KYC
■
From:
Vijay-A Sawant
To:
Bradley Gillin ; Stewart Oldfield
…Vijay-A Sawant Sent: 10/8/2018 6:2911. MMI To: Bradley Gillin ; Stewart Oldfield CC: Richard larossi ; Mayur Rathod Subject: Assistance required in resolving Rejection
Points - KYC
■ Good Morning Brad/Stewart, We require your assistance today in resolving below rejection points — Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Epstein, Jeffrey E. Customer Number: Reason for Rejection: 1) Please provide documentation that evidences signing authority for - Southern Trust Company Inc - N4G023812 - DBSI. (KG - UNRESOLVED. After reviewing this account in NetEx…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372343.pdf
EFTA01372498
Dataset 10
2018-10-05
1p
295w
Subject:
Assistance Required in Resolving Rejection
Points - KYC
Case#01883718
From:
Vijay-A Sawant
To:
Bradley Gitlin I I; Richard larossi
From: Vijay-A Sawant Sent: 10/5/2018 9:07:07 AM To: Bradley Gitlin I I; Richard larossi CC: Vinita Advani Subject: Assistance Required in Resolving Rejection
Points - KYC
Case#01883718 Attachments: Written Resolutions & Authorized Signatory - Techview.pdf Importance: High Hi Brad/Rich, This is regarding following rejection points for KYC 01883718 for Techview Investments Ltd under the TECHVIEW INVESTMENTS RELATIONSHIP. 8. Please provide a register of directors for the account holder. The document provided in the prior case…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372498.pdf
EFTA01372920
Dataset 10
2018-09-11
1p
345w
Subject:
RE: Assistance Required in Resolving Rejection
Points KYC
# --
From:
Vijay-A Sawant
To:
Bradley Gillin [-1; Stewart Oldfield
From: Vijay-A Sawant Sent: 9/11/2018 9:59:49 AM To: Bradley Gillin [-1; Stewart Oldfield CC: Richard larossi [ ]; Mayur Rathod Subject: RE: Assistance Required in Resolving Rejection
Points KYC
# -- Importance: High Hi Brad, As discussed, following is the excerpt regarding treatment of major donors in Foundation entities as per our latest KOP — For a charity (whether constituted as a trust, foundation, corporation or otherwise), we will regard founding donors contributing more than 25% of the initial funds…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372920.pdf
EFTA01372921
Dataset 10
2018-09-10
1p
299w
Subject:
Assistance Required in Resolving Rejection
Points KYC
# - 01977700
From:
Vijay-A Sawant
To:
Stewart Oldfield <
…Gitlin < >; Richard larossi < >; Mayur Rathod Subject: Assistance Required in Resolving Rejection
Points KYC
# - 01977700 Importance: High Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been rejected. Case #: 01977700 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Gratitude America Ltd Customer Number: Reason for Rejection:The case was not reviewed in its entirety due to the below issues. Once this has been resolved…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372921.pdf
EFTA01372922
Dataset 10
2018-10-03
1p
330w
Subject:
Assistance Required in Resolving rejection
points - KYC
CaseP01983253
From:
Vijay
To:
Bradley Gillin Stewart Oldfield
From: Vijay -A Sawant Sent: 10/3/2018 7:52:31 AM To: Bradley Gillin Stewart Oldfield CC: Ma ur Rathod ; Vinita Advani ; Richard larossi Subject: Assistance Required in Resolving rejection
points - KYC
CaseP01983253 Importance: High Good Morning Brad/Stewart, We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort. Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative as to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372922.pdf
EFTA01373340
Dataset 10
2018-11-01
1p
236w
Subject:
RE: Assistance required in resolving
points - KYC
From:
Alka Babu
To:
Bradley Gillin
…From: Alka Babu Sent: Thursday, November 01, 2018 10:32 AM To: Bradley Gillin Cc: Vinita Advani Vijay-A Sawant Stewart Oldfield ; Richard larossi Subject: RE: Assistance required in resolving
points - KYC
Classification: For internal use only Hi Brad, Good Morning, a kind reminder on the only pending information needed for this case to be re-submitted. c. Please identify the legal reps and update the entity details page to reflect this information. The Operating Agreement states the company is…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373340.pdf
EFTA01425970
Dataset 10
2018-09-10
2p
332w
Subject:
Assistance R it in R lvin Rejection
Points KYC
# - 01977700
From:
Vijay-A Sawant
To:
Stewart Oldfield
Subject: Assistance R it in R lvin Rejection
Points KYC
# - 01977700 From: Vijay-A Sawant Date: Mon, 10 Sep 2018 08:21:12 -0400 To: Stewart Oldfield Cc: Bradley Gillin Richard Iaross Mayur Rathod < Good Morning Stewart, We are in receipt of following rejection points for Gratitude America Ltd, see my comments in red fonts - Your KYC has been rejected. Case #: 01977700 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Gratitude America Ltd Customer Number: 00000499760 Reason for Rejection:The case…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01425970.pdf
EFTA01418330
Dataset 10
2018-11-01
7p
1,061w
Subject:
RE: Assistance required in resolving
points - KYC
#01977694[I]
From:
Alka Babu e >
To:
Bradley Gillin
Subject: RE: Assistance required in resolving
points - KYC
#01977694[I] From: Alka Babu e > Date: Thu, 01 Nov 2018 11:13:18 -0400 To: Bradley Gillin Cc: Vinita Advani Vijay-A Sawant Stewart Oldfield Richard Iarossi Classification: For internal use only Hi Brad, I am referring to the KYC # 01977694. Apologies for the confusion, subject case number corrected. Kind regards, {cid: } Alka Babu KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418330.pdf
EFTA01384781
Dataset 10
2018-10-12
1p
354w
Subject:
RE: Assistance Required in Resolving rejection
points - KYC
Case#01983253 Ili
From:
Bradley Gillin
To:
Mayur Rathod ; Stewart Oldfield
…To: Mayur Rathod ; Stewart Oldfield CC: Vinita Advani ; Richard larossi ; Vijay-A Sawant Subject: RE: Assistance Required in Resolving rejection
points - KYC
Case#01983253 Ili Classification: For Internal use only We require your assistance today in resolving the following rejection points in KYC Caset101983253 for Mort. Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be deposited into the account…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384781.pdf
EFTA01407967
Dataset 10
2018-09-11
5p
646w
Subject:
FW: Assistance Required in Resolving Rejection
Points KYC
# -
From:
Bradley Gillin
To:
Daphne Cales ‹ >
…Tel. Mobile From: Bradley Gillin Sent: Tuesday, September 11, 2018 6:23 PM To: Vijay-A Sawant < ; Stewart Oldfield Cc: Richard Iarossi ; Mayur Rathod Sub'ect: RE: Assistance Required in Resolving Rejection
Points KYC
# - [I] Classification: For internal use only Hi Vijay, Please send the KYC policy, specifically for a Foundation, regarding below. Thanks. EFTA01407968 Kindly confirm whether this donation constitutes 10% or more of the Gratitude's total assets? If yes, we would require constitutional docs for BV70…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407967.pdf
EFTA01436115
Dataset 10
2018-11-01
6p
963w
Subject:
RE: Assistance re uired in resolving
points - KYC
#01977695 [I]
From:
Bradley Gillin
To:
Alka Babu
Subject: RE: Assistance re uired in resolving
points - KYC
#01977695 [I] From: Bradley Gillin Date: Thu, 01 Nov 2018 11:09:40 -0400 To: Alka Babu Cc: Vinita Advani < Vijay-A Sawant Stewart Oldfield Richard Iarossi Classification: For internal use only The case referenced was approved. I believe you are talking about another entity. Regards, Brad {cid:
[email protected]
} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01436115.pdf
EFTA01435244
Dataset 10
2018-10-12
6p
954w
Subject:
RE: Assistance required in resolving Rejection
Points - KYC
From:
Vijay-A Sawant
To:
Bradley Gillin <
Subject: RE: Assistance required in resolving Rejection
Points - KYC
01977695 [I] From: Vijay-A Sawant Date: Wed, 17 Oct 20 To: Bradley Gillin < Stewart Oldfield Cc: Richard Iaros Mayur Rathod Hello Brad/Stewart, Many thanks for all the docs. We have re-submitted this rejected KYC (01977695) back to AML for final approval. Kind Regards, {cid:1
[email protected]
} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01435244.pdf
EFTA01379614
Dataset 10
2018-10-12
1p
226w
Subject:
RE: Assistance required in resolving Rejection
Points • KYC
01977695
From:
Stewart Oldfield
To:
Vijay-A Sawant ; Bradley Gillin
…
Points • KYC
01977695 I understand that this lawsuit was frivolous and has been dismissed. Will get some documentation so you can close all of these out and complete the KYCs. If there's anything else we still need to do that, let us know. Thanks From: Vijay-A Sawant Sent: Tuesday, October 09, 2018 9:48 AM To: Bradley Gillin <a; Stewart Oldfield < Cc: Richard larossi Ell==>; Mayur Rathod < Subject: RE: Assistance required in resolving Rejection
Points - KYC
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01379614.pdf
EFTA01432019
Dataset 10
2018-10-12
4p
713w
Subject:
RE: Assistance Required in Resolving rejection
points - KYC
From:
Bradley Gillin
To:
Mayur Rathod
Subject: RE: Assistance Required in Resolving rejection
points - KYC
Case#01983253 [I] From: Bradley Gillin Date: Fri, 12 Oct 2018 15:51:48 -0400 To: Mayur Rathod Stewart Oldfield Cc: Vinita Advani Richard Iarossi Vijay-A Sawant Classification: For internal use only We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort, Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432019.pdf
EFTA01426464
Dataset 10
2018-09-17
4p
578w
Subject:
RE: Assistance Required in Resolving Rejection
Points - KYC
From:
Bradley Gillin
To:
Vijay-A Sawant
Subject: RE: Assistance Required in Resolving Rejection
Points - KYC
Case#01977698 [I] From: Bradley Gillin Date: Mon, 17 Sep 2018 10:26:36 -0400 To: Vijay-A Sawant Stewart Oldfield Richard Iarossi Cc: Mayur Ratho Classification: For internal use only See below. These are simple deposit accounts used for operational/expense purposes. & Kar na Shuliak- - DDA - Checking account for the ai y use o and Karyna. This is a checking account for Individuals. They use the funds for daily expenses…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426464.pdf
EFTA01380000
Dataset 10
2018-09-10
1p
356w
Subject:
Assistance Required in Resolving Rejection
Points - KYC
Case#01977698
From:
Vijay-A Sawant
To:
Stewart Oldfield EMI :.; Richard larossi <
…India Tel M From: Vijay-A Sawant Sent: Monday, September 10, 2018 8:12 PM To: Stewart Oldfield EMI :.; Richard larossi < Cc: Bradley Gillin Mayur Rathod <r Subject: Assistance Required in Resolving Rejection
Points - KYC
Case#01977698 Importance: High Hello Stewart, We require your assistance in resolving rejection point 8, highlighted in yellow below? We require this info for the following accounts, please see existing comments in case below — Karyna Shuliak- 35267258 -_DDA - Checking account for the doily use…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380000.pdf
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