EFTA00402020Dataset 9
2012-11-096p1,838w
Subject: Early Tour 11.9.12
From: Ike Groff
…DB downgrades EEEK GA, BofA upgrades ADM LN Key Research: UBS downgrades AKBNK TI, Barclays upgrades CRDA LN, UBS upgrades MPI LN, Exane downgrades RWE GY Key Research: Commerzbank cautious SIE GY, UBS upgrades VK FP, Citi downgrades BBY LN & BYG LN, ING upgrades DSM NA Key Research: BofA downgrades AGN NA, JPM downgrades HEI GY, BofA upgrades CPW LN Reporting Pre-Open: AEE, COV, JCP, WCRX, ADY, APO, BAM, BTN, CEP, CRAY, CVU, DXYN, EPAM, ERF, FLO, FSS, FWLT…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA00390547Dataset 9
2013-05-106p1,832w
Subject: Early Tour 5.10.13
From: Ike Groff
…BECN, BTN, CDTI, DRH, EGT, ERF, ETAK, EVEP, GFI, HL, HZNP, LIWA, LMIA, LXRX, MGA, PGNX, RDNT, SIRO, STRL, TRLG, URRE, USAT, VTG, WCRX, XIN, YONG Reporting Post-Close: ADEP, ATEA, BSTC, SLW Economic Data: Treasury Monthly Budget Statement @ 2pm Fed Speakers: Evans @ 8:25am (Chicago), Bemanke @ 9:30am (Chicago), George @ 2pm (Jackson, WY) Conferences: No major conferences Analyst/Investor Days: SWFT, WY, CPT Non-Deal Roadshows: ADNC, AIMC, ALXN, AMRI, BUD, EPAM, FHN, MLM, OREX, PDM, QLYS, SMCI, SPG…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390547.pdf
EFTA00414238Dataset 9
2012-05-046p1,839w
Subject: Early Tour 5.4.12
From: Ike Groff
…AHS & downgrades GPRO Key Research: Citi upgrades IRM (buy), DB downgrades MD, Raja upgrades REG/FDX (buy) & downgrades H Key Research: Bofa upgrades SRE (buy) & SPRD, Dougherty downgrades GMCR, CRT upgrades ANR (buy) Key Research: Stifel initiates AREA (buy) & KNXA/MCRS/TDC (holds) & resumes CTXS/MSFT/ORCL/TIBX (buys) Key Research: GS upgrades HNT (buy) Reporting Pre-Open: AES, AON, DUK, EL, EXC, POM, PPL, SE, WCRX, WPO, ABR, ARCO, ARGN, BPL, BPO, CBRX, CCO, CHD, CNIT, COWN, ELT, FSS…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414238.pdf
EFTA00390873Dataset 9
2013-05-078p2,555w
Subject: Early Tour 5.7.13
From: Ike Groff
…Citi Beyond the Basics Financial Services Forum (Napa), CS Offshore Technology (Houston) Conferences: Jefferies TMT (NYC), Baird Growth Stock (Chicago), Bofa Smid Cap (Boston) Analyst/Investor Days: DNKN, HRC, JKHY, LXK, KBH, PIR, MUR NOn•Deal Roadshows: ATX, CPRX, DEST, DXCM, FB, FCH, GME, LULU, NAVB, NOAH, OFG, OSIS, SBNY, SEAC, TFX, TWC Shareholder Meetings: WCRX, ALU, NOK, CVD, FRF, CRL, BIOS, CNW, GEO, HUBB, ITT, KNL, MSA, NC, NLSN, NWL, OZM, TRMK, WTI, AGII, ALJ, HWCC, AAN, ALV, ANAD…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf
EFTA00433604Dataset 9
2011-05-254p1,352w
Subject: early tour 5.25.11
…APEI, AUTH, CALL, CAP, CSR, CHRW, DNDN, ECTE, EGOV, ERJ, EW, FPO, GDI, HK, HPQ, IFT, IMGN, IXYS, MAPP, MAR, MEAS, MINI, MWE, NPO, NVMI, NXPI, NXY, OTEX, PANL, PDLI, PWR, RDWR, SFG, SRDX, SUPX, TMK, TRGP, TTC, USPH, WCRX, WM, XRX, ZA, IVAC Shareholder Meetings: PSTB, DFT, RWC, SAM, BKCC, BOX, CMG, DG, NABI, NFBK, OKE, OKS, SEMG, WCG, WSM, XOM, CIX, CVX, FISV, FLO, HBIO, IPCC, NOVA, TAP, THOR, VGR, TOWN, CLNE, DEI, FPTB, FSLR, OFI, PPBI, VMW…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433604.pdf
EFTA00433419Dataset 9
2011-05-244p1,388w
Subject: Not so early early tour 5.24.11
…CMN, CRDN, DUSA, EW, EZCH, FHCO, FPO, GDI, GPOR, HUM, IFT, IMGN, IPCL, ISIS, IXYS, JKHY, KNL, KNXA, MGRC, MINI, NXPI, PANL, PDLI, PLAB, PWR, RDWR, ROCK, RP, SPSC, SRDX, SREV, SUPX, TROW, TTGT, WCRX, XNPT, IMAX Shareholder Meetings: AMLN, VSCP, FIG, HEES, ZLCS, ARB, FOLD, MHS, RCL, SVNT, TG, BTC, CWCO, EMIS, FFBC, KFT, QLTY, DBLE, DGLY, BRE, KRC, ELON, NTGR, PFBC, CLI, PMD, ANCX, FCLF, VPFG, OMCL, TSRA, EWBC, DL EFTA00433420 Equity/Mixed Shelfs: APA Other Newspaper Articles…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf