Epstein Files Search

EFTA01384640Dataset 10

1p540w

…involve trades in which futures (or other derivatives) are used to create a position that synthetically resembles an option or option combination, or in which options are purchased or sold versus an offsetting position in the underlying market (such as a basket of stocks). The decision process is dependent on fundamental and technical analysis of the underlying instruments. Computer models may be used to enhance the execution of various hedges. DOC m- 10746057.132 - 35 - CONFIDENTIAL - PURSUANT TO FED. R…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384640.pdf

EFTA01376335Dataset 10

1p592w

…the first decimal place. "Offer": With respect to any security. (i) any offer by the issuer in respect of such security or by any other Person made to all of the holders of such security to purchase or otherwise acquire such security (other than pursuant to any redemption in accordance with the terms of the related Underlying Instruments) or to convert or exchange such security into or for cash, securities or any other type of consideration or (ii) any solicitation…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376335.pdf

EFTA01374070Dataset 10

1p109w

…Long Bias) Market Capitalization All Markel Capilalvation Sectors All Sectors Typical Net Exposure Range (Delta adjusted) +30% to +80% Typical Industry Net Exposure Range Less than 20% Typical Gross Exposure Range 80% to 200% Typical Position at Cost (Long) I% to 5% Typical Position at Cost (Short) 0.50% to 1.5% Typical Number of Positions Range: 120 to 180 Typical Underlying Instruments Liquid Instruments, No Private Equity Investments Page 10 ALKEON CAPITAL MANAGEMENT Private & Confidential CONFIDENTIAL - PURSUANT TO FED…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374070.pdf

EFTA01365610Dataset 10

1p744w

…Collateral Obligation. "Defaulted Loaned Collateral Obligation": Any Collateral Obligation that is subject to a Securities Lending Agreement, under which Securities Lending Agreement an event of default (as such term is defined by the applicable Securities Lending Agreement) has occurred. "Defaulted Obligation": Any Collateral Obligation with respect to which: (i) there has occurred and is continuing a payment default by the obligor (without giving effect to any applicable grace period or waiver set forth in the relevant Underlying Instruments); provided, however…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365610.pdf

EFTA01376161Dataset 10

1p515w

"Defaulted Loaned Collateral Obligation": Any Collateral Obligation that is subject to a Securities Lending Agreement, under which Securities Lending Agreement an event of default (as such term is defined by the applicable Securities Lending Agreement) has occurred. "Defaulted Obligation": Any Collateral Obligation with respect to which: (i) there has occurred and is continuing a payment default by the obligor (without giving effect to any applicable grace period or waiver set forth in the relevant Underlying Instruments); provided, however, that in…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376161.pdf

EFTA01386905Dataset 10

1p771w

…payment of interest, (ii) pays in cash all accrued and unpaid interest accrued since the time of purchase and (iii) commences payment of all current interest in cash.] "Delayed Drawdown Collateral Obligation": A Collateral Obligation (other than a Revolving Collateral Obligation) that (a) requires the Issuer to make one or more future advances to the borrower under the Underlying Instruments relating thereto, (b) specifies a maximum amount that can be borrowed on one or more fixed borrowing dates, and (c…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386905.pdf

EFTA01376331Dataset 10

1p743w

…Collateral Obligation. "Defaulted Loaned Collateral Obligation": Any Collateral Obligation that is subject to a Securities Lending Agreement, under which Securities Lending Agreement an event of default (as such term is defined by the applicable Securities Lending Agreement) has occurred. "Defaulted Obligation": Any Collateral Obligation with respect to which: (i) there has occurred and is continuing a payment default by the obligor (without giving effect to any applicable grace period or waiver set forth in the relevant Underlying Instruments); provided, however…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376331.pdf

EFTA01386865Dataset 10

1p549w

…a) in the case of each floating rate Collateral Obligation (for any Partial Deferrable Obligation, only the interest thereon currently required to be paid in cash pursuant to the Underlying Instruments but excluding the unfunded portion of any Delayed Drawdown Collateral Obligation or Revolving Collateral Obligation and any Defaulted Obligation) that bears interest at a spread over LIBOR (i) the stated interest rate spread on such Collateral Obligation above LIBOR (or, in the case of a Yield Adjusted Collateral Obligation…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386865.pdf

EFTA01386912Dataset 10

1p759w

…by the stock of, or other equity interests in, such Obligor or one or more of its subsidiaries to the extent that either (1) in the Portfolio Advisor's commercially reasonable judgment, the applicable Underlying Instruments of such loan limit the activities of such Obligor or such subsidiary, as applicable, in such a manner so as to provide a reasonable expectation that (x) cash flows from such Obligor or from such subsidiary and such Obligor, as applicable, are sufficient to…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386912.pdf

EFTA01386909Dataset 10

1p707w

…as determined by the Portfolio Advisor). "OECD": The Organisation for Economic Co-operation and Development. "Partial Deferrable Obligation": means any Collateral Obligation with respect to which (i) the related Underlying Instruments require a portion of the interest due thereon to be paid in cash on each payment date therefor and do not permit such portion to be deferred or capitalized, (ii) such Underlying Instruments permit the Obligor thereon to defer or capitalize the remaining portion of the interest due thereon…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386909.pdf

EFTA01386160Dataset 10

1p110w

…Long Bias) Market Capitalization . .lorket Capitalization Sectors All Sectors Typical Net Exposure Range (Delia adjusted) +30% to +80% Typical Industry Net Exposure Range Less than 20% Typical Gross Exposure Range 80% to 200% Typical Position at Cost (long) 1% to 5% Typical Position at Cost (Short) 0.50% to 1.5% Typical Number of Positions Range: 120 to 180 Typical Underlying Instruments Liquid Instruments, No Private Equity Investments Page 10 ALKEON CAPITAL MANAGEMENT Private & Confidential CONFIDENTIAL - PURSUANT TO FED. R…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386160.pdf

EFTA01365401Dataset 10

1p582w

…controlled or considered to have its seat, (b) where an office through which the obligor is acting for purposes of the relevant Collateral Obligation is located, (c) in which the obligor executes Underlying Instruments or (d) in relation to any payment, from or through which such payment is made. "Replacement Notes": The meaning specified in Section 9.1(c). "Required Redemption Percentage": With respect to (a) any Optional Redemption resulting from a Tax Event, the Holders of at least 66…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365401.pdf

EFTA01365380Dataset 10

1p516w

"Defaulted Loaned Collateral Obligation": Any Collateral Obligation that is subject to a Securities Lending Agreement, under which Securities Lending Agreement an event of default (as such term is defined by the applicable Securities Lending Agreement) has occurred. "Defaulted Obligation": Any Collateral Obligation with respect to which: (i) there has occurred and is continuing a payment default by the obligor (without giving effect to any applicable grace period or waiver set forth in the relevant Underlying Instruments); provided, however, that in…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365380.pdf

EFTA01365446Dataset 10

1p574w

…any document executed in connection herewith; (I) the Trustee will be under no obligation to evaluate the sufficiency of the documents or instruments delivered to it by or on behalf of the Issuer in connection with the Grant by the Issuer to the Trustee of any item constituting the Collateral or otherwise, or in that regard to examine any Underlying Instruments, in order to determine compliance with applicable requirements of and restrictions on transfer of a Collateral Obligation; (m) to…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365446.pdf

EFTA01376176Dataset 10

1p430w

…as of any date of determination, the outstanding principal amount of such Pledged Obligation; provided, that: (a) the Principal Balance of any Collateral Obligation received upon acceptance of an Offer for another Collateral Obligation, which Offer expressly states that failure to accept such Offer may result in a default under the Underlying Instruments, will be determined as if such Collateral Obligation were a Defaulted Obligation until such time as interest and principal, as applicable, are received when due with respect…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376176.pdf

EFTA01365395Dataset 10

1p431w

…as of any date of determination, the outstanding principal amount of such Pledged Obligation; provided, that: (a) the Principal Balance of any Collateral Obligation received upon acceptance of an Offer for another Collateral Obligation, which Offer expressly states that failure to accept such Offer may result in a default under the Underlying Instruments, will be determined as if such Collateral Obligation were a Defaulted Obligation until such time as interest and principal, as applicable, are received when due with respect…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365395.pdf

EFTA01376178Dataset 10

1p581w

…controlled or considered to have its seat, (b) where an office through which the obligor is acting for purposes of the relevant Collateral Obligation is located, (c) in which the obligor executes Underlying Instruments or (d) in relation to any payment, from or through which such payment is made. "Replacement Notes": The meaning specified in Section 9.1(c). "Required Redemption Percentage": With respect to (a) any Optional Redemption resulting from a Tax Event, the Holders of at least 66…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376178.pdf

EFTA01376173Dataset 10

1p432w

…in the Indenture Register. "Offer": With respect to any security, (i) any offer by the issuer in respect of such security or by any other Person made to all of the holders of such security to purchase or otherwise acquire such security (other than pursuant to any redemption in accordance with the terms of the related Underlying Instruments) or to convert or exchange such security into or for cash, securities or any other type of consideration or (ii) any solicitation…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376173.pdf

EFTA01365376Dataset 10

1p402w

…Collection Account": The Interest Collection Account or the Principal Collection Account, as applicable. "Commitment Amount": With respect to any Credit Facility, the sum of the Funded Amount and the maximum aggregate amount of unfunded advances or other extensions of credit, or payments of principal amounts, at any one time outstanding that the Issuer could be required to make to the obligor under the Underlying Instruments relating thereto. 12 LNG IM CLO 2011-1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365376.pdf

EFTA01365548Dataset 10

1p903w

…time will vary, and may vary substantially, from the price at which that Collateral Obligation was initially purchased and from the principal amount of such Collateral Obligation, due to market volatility, changes in relative credit quality. availability of financial information and remedies under the Underlying Instruments of such Collateral Obligation. general economic conditions, the level of interest rates, changes in exchange rates, the supply of below investment grade debt obligations and other factors that are difficult to predict. In addition…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365548.pdf