EFTA00236310Dataset 9
2014-07-011p171w
…or call UBS Alternative Investments US at 888-962-3842, option 1, sub option 4. • Effective July 1, 2014, FATCA compliant W-9s and W-8BENs are required for clients to execute new investments in all Alternative Investments. Please refer to the enclosed Tax Forms and related submission instructions. • All Investor Applications must be submitted on FIA to UBS Alternative Investments US no later than 6 full business days prior to month's end. Private end Confidential CONFIDENTIAL UBSTERRAMAR00000611 EFTA00236310
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236310.pdf
EFTA00236792Dataset 9
2013-07-101p160w
…NY 10019 Alternative Investments US .6JtemativelnvestOubs.00m www.ubs.com Re: Your UBS Alternative Investments Dear Investor: On July 10, 2013, the U.S. Securities and Exchange Commission adopted certain amendments to Rule 506 of Regulation D under the U.S. Securities Act of 1933 (the "Amendments"), which became effective on September 23, 2013. The Amendments require "Issuers", in this case, your UBS Alternative Investment funds, that rely on Regulation D for the private placement of their securities to disclose…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236792.pdf
EFTA01273285Dataset 10
2014-07-0123p16,074w
…or call UBS Altemative Investments US at 888-962-3842, option 1, sub option 4. • All Investor Applications must be submitted on FIA to UBS Alternative Investments US no later than 4 full business days prior to month's end. ML281817-MAXWELL Private and Confidential SDNY_GM_00020459 CONFIDENTIAL EFTA_00131079 EFTA01273286 Instructions for Completing Investor Application Prospective investors in the AlphaKeys Millennium Fund, L.LC. (the 'Fund") should read the Memorandum as well as this Subscription Booklet prior to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273285.pdf