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Corpus: 1990-03-17 – 2025-12-01
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EFTA01450727
Dataset 10
2013-12-23
1p
733w
…Use (ETASU) to be a FY P/E NM NM NM favorable. We discuss the new label, REMS, and PMRs in detail herein. CY P/E NM NM We are upgrading Ariad shares to Outperform and increasing our price target from
Trading Data
(FactSet) $3 to $12 (exhibit 1, on page 5), based on the following: 1) limited downside with Shares Outstanding (mil.) 185 REMS and PMRs in place, in our opinion; 2) positive physician feedback during ASH Moat (mil.) …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450727.pdf
EFTA00606030
Dataset 9
1995-01-03
21p
5,008w
…other internal DB approvals. DB is not a financial accounting. or tax advisor to Investor and Investor should consider carefully with their advisors pilot to executing any transaction. 8 (1) Electronic Municipal Market Access 20t5
trading data
(2) Historical data from 1995: (3) Bloomberg data from 9.23,020,6: UST Yield using CMTUSD20 Index • Past performance. simulated or actual. is not a reliable indicator of future results EFTA00606037 For Key Client Partners or US Institutional Investors. Not for Retail…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00606030.pdf
EFTA00104460
Dataset 9
2021-03-22
52p
19,798w
Subject:
Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
From:
Chris DiIon° <MIMI >
…GUARANFUCKINGTEED related to my information. Once again: I caught the grossly corrupt SEC/FINRA flunkies attempting to criminally obstruct while screwing the whistleblower: ME. The FINRA OTCBB.com website is and always has been a complete and total fraud. As I have been saying for years Market Statistics - Equity
Trading Data
Monthly (finra.org) Tell me how "last month statistics:February - 2021" share volumes can be 100+ billion WHEN "ALL OTC share volumes" in February 2021 were 1.9+ TRILLION?…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00104460.pdf
EFTA00097262
Dataset 9
2021-03-12
50p
19,303w
Subject:
Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
From:
Chris DiIon° <MIMI >
…flunkie scumbags like Steve Cohen, Felix Sater,Bill Ackman, Carl Icahn got their starts. The official OTCM share volumes came in at a mind boggling 1.9 TRILLION shares in February 2021. Up from 87.7 BILLION shares in February 2020. Market Statistics - Equity
Trading Data
Monthly (finra.org) What was the Hodgman/Strzok et al SEC response: let's suspend 15 already dark shells. WOW! What a pathetic attempt to actually protect the investing public. Consistent though.There was…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00097262.pdf
EFTA00071827
Dataset 9
2015-05-31
54p
20,148w
Subject:
Fw: Formal appeal for preliminary denial covered action 2015-016; Knight Capital TCR &
From:
Chris DiIon° <MIMI >
…GUARANFUCKINGTEED related to my information. Once again: I caught the grossly corrupt SEC/FINRA flunkies attempting to criminally obstruct while screwing the whistleblower: ME. The FINRA OTCBB.com website is and always has been a complete and total fraud. As I have been saying for years Market Statistics - Equity
Trading Data
Monthly (finra.org) Tell me how "last month statistics:February - 2021" share volumes can be 100+ billion WHEN "ALL OTC share volumes" in February 2021 were 1.9+ TRILLION?…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00071827.pdf
EFTA01365025
Dataset 10
1p
342w
Analysis of OBOE AAPL option
trading data
(a) Summary activity of directional market participants (i.e., retail investors) 4, Opening versus closing transactions for The CBOE has data on - Since the Monday / Friday phenomenon directional market participantsm each option trade and coincides with the listing of weekly options, 70% designates the buyer and we focused on options with the shortest expiry 65% seller of options as either 6096 "customer" or "firm". We attribute "customer" — Consistent with a hypothesis that Monday…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365025.pdf
EFTA01365049
Dataset 10
1p
334w
Analysis of OBOE AAPL option
trading data
(a) Summary activity of directional market participants (i.e., retail investors) 4, Opening versus closing transactions for The CBOE has data on - Since the Monday / Friday phenomenon directional market participants(b) each option trade and coincides with the listing of weekly options, 70% designates the buyer and we focused on options with the shortest expiry 65% seller of options as either 60% "customer" or "firm". We attribute "customer" — Consistent with a hypothesis that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365049.pdf
EFTA01373772
Dataset 10
2016-09-23
1p
278w
…credit, legal, tax, and other internal O8 approvals. DB ls not a financial, accountbg, or tax advbor to investor and Investor should consictv cam(uhy elth their acMsors prior to executing any transaction. 8 (I) Electronic Municipal Market Access 2015
trading data
. (2) Historical data from 1995: (3) Bloomberg data from 9/23/2016: UST Yield using CM71/5O20 Index 'Past performance. simulated or actual. is not a reliable indicator of future results CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373772.pdf
EFTA00032459
Dataset 8
2018-10-01
4p
2,053w
Subject:
Foul With Routine Witness Trips Up Deutsche Libor Trial
From:
White Collar Law360 <
[email protected]
>
…Bank traders has suffered setbacks in recent days, after a routine witness put on to authenticate documents admitted signing an untrue declaration, which led to harsh words from a federal judge to prosecutors and the exclusion of a swath of
trading data
from coming into the case. Read full article » Musk To Pay $20M In Settlement Over Going-Private Tweets Elon Musk has agreed to step down as chairman of Tesla Inc. and pay a $20 million fine as part…
https://www.justice.gov/epstein/files/DataSet%208/EFTA00032459.pdf
EFTA00071140
Dataset 9
2021-08-02
144p
41,862w
Subject:
Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° <MIMI >
…the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco
trading data
ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov EFTA00071167…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00071140.pdf
EFTA00070202
Dataset 9
2021-08-31
160p
45,571w
Subject:
Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° <MIMI >
…to MEMX as " Obligation Warehouse 2.0: Just between us criminals" The result of the SEC approving the criminal Enterprise: NITE,CDEL,UBSS et al MEMX: OTCM money laundering shell volumes exploded to 1 trillion shares+ in December 2020. Then hit yet ANOTHER astronomical milestone in 10 2021 with more than 4 + TRILLION shares traded Market Statistics - Equity
Trading Data
Monthly (finra.org) As the record clearly shows: ALL detailed by me. Per my 2013 NITE/UBSS TCR attached (repeatedly)…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00070202.pdf
EFTA00070998
Dataset 9
2012-08-01
142p
41,187w
Subject:
Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° <MIMI >
…the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco
trading data
ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov EFTA00071023…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00070998.pdf
EFTA00067752
Dataset 9
2021-06-11
108p
32,273w
Subject:
Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° ‹ >
…This ALSO continues in May 2021 Market Statistics - Equity
Trading Data
Monthly (finra.org) At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares" Yet below that under April share volumes:TOTAL SHARES: 928+BILLION The Knight/KCG/VIRT: NITE balance sheet in 10 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov) NOT HFT related where holding time is seconds Tangible book after…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00067752.pdf
EFTA00071487
Dataset 9
2021-02-28
46p
18,002w
Subject:
Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
From:
Chris Dilorio
… Cifu.jpg; Blostein.jpg; KCGMarch2017.jpg; FINRA.jpg SDNY Judges, the abusive naked shorting in GME isn't even a rounding error compared to what is being exposed in the OTCM/Pink Sheets:MY INFORMATION The FINRA website is back up after I caught them and no changes were made Market Statistics - Equity
Trading Data
Monthly (finra.org) Market Statistics - OTC Data Ofinra. all rights reserved. finra is a registered trademark of the financial industry regulatory authority, inc. otce.finra…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00071487.pdf
EFTA01410511
Dataset 10
2014-11-03
24p
3,443w
…way to lever positions around events • Unlike the broader market, trading in AAPL options is much more skewed towards calls than puts Trading • We have found little evidence of institutional trading in these options • This means the majority of trading is done by: dAlHigh frequency traders 5411Retail investors Deutsche Bank Equities 4 EFTA01410517 Analysis of CBOE AAPL option
trading data
(a) Summary activity of directional market participants (i.e., retail investors) The CBOE has data on each option trade and…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410511.pdf
EFTA00010819
Dataset 8
2021-11-27
122p
35,355w
Subject:
[EXTERNAL] Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR &
…the record of extensive correspondence (including IG Hoecker) clearly shows: the SEC/FINRA/FINCEN UBS AML complaint for which Norberg,Pasquinelli,Knowles,Wardlay issued their fraud denial WHILE I was still waiting for my Opco Denial appeal: The Opco
trading data
ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov EFTA00010824…
https://www.justice.gov/epstein/files/DataSet%208/EFTA00010819.pdf
EFTA00094440
Dataset 9
2021-05-09
79p
25,637w
Subject:
Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° <MIMI >
…OTCM exists. AND, in CL1 2021, more than 4 TRILLION shares of money laundering shells like Hometown International were traded by NITE, CDEL et al. Market Statistics - Equity
Trading Data
Monthly (finra.org) ABSOLUTELY nothing has changed in the last 8 years. Infact, as the grossly corrupt SEC,DoJ et al have been in possession of my information, this illegal activity has EXPLODED. EFTA00094462 SEC IG: DO YOUR FUCKING JOBIIII Hometown International: Woodstown NJ: SEC NY: SDNY jurisdiction Cheers! Chris…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00094440.pdf
EFTA00067130
Dataset 9
2021-06-22
110p
32,574w
Subject:
Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° <MIMI >
…This ALSO continues in May 2021 Market Statistics - Equity
Trading Data
Monthly (finra.org) At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares" Yet below that under April share volumes:TOTAL SHARES: 928+BILLION The Knight/KCG/VIRT: NITE balance sheet in 10 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov) NOT HFT related where holding time is seconds Tangible book after…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00067130.pdf
EFTA00069716
Dataset 9
2021-08-24
153p
44,082w
Subject:
Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix
From:
Chris DiIon° <MIMI >
…to MEMX as " Obligation Warehouse 2.0: Just between us criminals" The result of the SEC approving the criminal Enterprise: NITE,CDEL,UBSS et al MEMX: OTCM money laundering shell volumes exploded to 1 trillion shares+ in December 2020. Then hit yet ANOTHER astronomical milestone in 1Q 2021 with more than 4 + TRILLION shares traded Market Statistics - Equity
Trading Data
Monthly (finra.org) As the record clearly shows: ALL detailed by me. Per my 2013 NITE/UBSS TCR attached (repeatedly)…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00069716.pdf
EFTA00083150
Dataset 9
2021-03-10
48p
18,396w
Subject:
Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR &
From:
Chris DiIon° <MIMI >
…February 28, 2021 7:24 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix SONY Judges, the abusive naked shorting in GME isn't even a rounding error compared to what is being exposed in the OTCM/Pink Sheets:MY INFORMATION The FINRA website is back up after I caught them and no changes were made Market Statistics - Equity
Trading Data
Monthly (finra.org) EFTA00083152 Market Statistics - OTC Data ©finra. all rights reserved…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00083150.pdf
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