EFTA01518669Dataset 10
2013-07-011p107w
GHISLAINE MAXWELL -OAP HID ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 7122 Purchase NIPPON TEL 8 TEL CORP ADR 6 26.4154 44,906.18 1,700.000 26.445 (44,957.18) 7/25 BROKERAGE 51.00 ESI SECURITIES COMPANY (ID: 654624-10-5) Total Settled Securities Purchased ($281,030.32) Trade Dale Type Per Unit Realized Est. Settle…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518669.pdf
EFTA01519245Dataset 10
2013-12-011p248w
…AS 1,145.000 0.50 572.50 OF 12/11/13 (ID: 12/16 Foreign Dividend NIPPON TEL 8 TEL CORP ADR 0.387146 PER SHARE 2,210.000 0.387 855.59 (ID: 12/16 Expenses NIPPON TEL 8 TEL CORP ADR REPRESENTS la .004 2,210.000 (10.17) DEPOSITORY FEE (ID: a 12/16 FGN Tax Wtnneld NIPPON TEL 8 TEL CORP ADR TAX WITHHELD JAPAN 2,210.000 (61.15) 7.10% (ID: a) J…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519245.pdf
EFTA01519241Dataset 10
1p181w
…16 1,618.20 2.79% GESELLSCHAFT ADR 626188-104 MURG Y NESTLE S A 73.59 1,055.000 77,637.45 73,413.83 4.223.62 1,915.88 2.47% SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP 27.04 2,210.000 59,758.40 58,374.87 1.383.53 1.613.30 2.70% ADR 654624-104 NTT NOVARTM A 0 80.38 975.000 78,370…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519241.pdf
EFTA01518940Dataset 10
2013-09-011p185w
…MUENCHENER RUECKVERSICHERUNGS - 19.55 2,610.000 51,035.94 48,665.02 2,370.92 1,61620 3.17% GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE 8 A 69.95 1,055.000 73,795.14 73,413.83 381.31 1,915.88 2.60% SPONS ADR REPSTG REG SH 6410694043 NSRG Y NIPPON TEL i TEL CORP 28.08 2,210.000 57,592.60 58,374.87 (782.27) 1,818.83 3.18% ADR …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518940.pdf
EFTA01518769Dataset 10
1p178w
…82) 1,757.70 3.41% GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE SA 65.48 1,055.000 69,077.18 73,413.83 (4,336.65) 1,915.88 2.77% SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP 25.38 2,210.000 56,089.80 58,374.87 (2,285.07) 1,818.83 3.24% ADR 654624-10-5 NTT NOVARTM A G 72.98 975.000 71…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518769.pdf
EFTA01518983Dataset 10
2013-10-011p191w
…RUECKVERSICHERUNGS • 20.95 2,610.000 54,679.50 48,665.02 6,014.48 1,618.20 226% GESELLSCHAFT ADR 626188-104 MURG Y NESTLE S A 72.41 1,055.000 76,392.55 73,413.83 2,978.72 1,915.88 2.51 % SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP 26.10 2,210.000 57,681.00 58,374.87 (693.87) 1,818.83 3.15% ADR …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518983.pdf
EFTA01519187Dataset 10
2013-12-011p176w
…16 1,618.20 2.79% GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE SA 73.59 1,055.000 77,837.45 73,413.83 4,223.62 1,915.88 2.47% SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP 27.04 2,210.000 59,758.40 58,374.87 1,383.53 1,813.30 2.70% ADR 664624-10-5 NTT NOVARTM A G 80.38 975.000 78…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519187.pdf
EFTA01518879Dataset 10
2013-09-011p160w
…29 1,929.37 3.77% SPONS ADR MUENCHENER RUECKVERSICHERUNGS • 19.55 2,610.000 51,035.94 48,665.02 2,370.92 1,618.20 3.17% GESELLSCHAFT ADR NESTLE S A 69.95 1,055.000 73,795.14 73,413.83 381.31 1,915.88 2.60% SPONS ADR REPSTG REG SH NIPPON TEL & TEL CORP 26.06 2,210.000 57,592.60 58,374.87 (782.27) 1,818.83 3.16% ADR …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518879.pdf
EFTA01518777Dataset 10
2013-08-011p240w
…Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 8/6 Purchase NIPPON TEL 8 TEL CORP ADR a 26.2692 13,397.29 510.000 26.309 (13.417.69) 8/9 BROKERAGE 20.40 ESI SECURITIES COMPANY (ID: 664624-10-5) 8/16 Purchase ALSTOM ADR a 3.6516 9,037.71 BROKERAGE 24.75 2,475.000 3.669 (9,080.54) 8/21 TAX WOR SEC 18.08 ESI SECURITIES…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518777.pdf
EFTA01519142Dataset 10
2013-11-011p181w
…92 2,610.000 57,211.20 48,665.02 8,546.18 1,618.20 2.83% GESELLSCHAFT ADR 626188-104 MURG Y NESTLE S A 73.11 1,055.000 77,131.05 73,413.83 3,717.22 1,915.88 2.48% SPONS ADR REPSTG REG SH 841069-40-6 NSRG Y NIPPON TEL & TEL CORP 25.23 2,210.000 55,758.30 58,374.87 (2,816.57) 1,818.83 3.26% ADR …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519142.pdf
EFTA01518833Dataset 10
2013-08-311p184w
…82) 1,757.70 3.41% GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A 65.48 1,055.000 69,077.18 73,413.83 (4,336.65) 1,915.88 2.77% SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL A TEL CORP 25.38 2,210.000 58,089.80 58,374.87 (2,285.07) 1,818.83 3.24% ADR 654624-104 NTT NOVART1S A 0 72.98 975.000…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518833.pdf
EFTA01518657Dataset 10
2013-07-011p185w
…73 1,757.70 3.13% GESELLSCHAFT ADR 626188-104 MURG Y NESTLE SA 67.48 1,055.000 71,192.48 73,413.83 (2,221.37) 1,915.88 2.69% SPONS ADR REPSTG REG SH 641069-404 NSRG Y NIPPON TEL & TEL CORP 25.18 1,700.000 42,806.00 44,957.18 (2,151.18) 1,399.10 3.27% ADR 654624-10-5 NTT NOVARTIS A CI 71.61 975.000 69,819.75…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518657.pdf
EFTA01519079Dataset 10
2013-11-011p167w
… Yield EAFE Equity MUENCHENER RUECIWERSICHERUNGS - 21.92 2,610.000 57,211.20 46665.02 8,546.18 1,618.20 2.83% GESELLSCHAFT ADR MURG Y NESTLE SA 73.11 1,055.000 77,131.05 73,413.83 3,717.22 1,915.88 2.48% SPONS ADR REPSTG REG SH NSRG Y NIPPON TEL & TEL CORP 25.23 2,210.000 55,756.30 58,374.87 (2,618.57) 1,818.83 3.26% ADR 839…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519079.pdf
EFTA01519348Dataset 10
2014-01-011p167w
…610.000 54,027.00 48,665.02 5,381.98 1,618.20 3.00% GESELLSCHAFT NESTLE S A 72.65 1,065.000 76,645.75 73,41ass 3231.92 1,915.88 2.50% SPONS ADR REPSTG REG SH NIPPON TEL & TEL CORP 26.96 2,210.000 59,581.60 58,374.87 1,206.73 1,613.30 2.71% NOVARTIS A G 7907 975.000 77,093.25 68,101.01 8,992.24 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519348.pdf
EFTA01519290Dataset 10
2014-01-011p194w
…98 1,618.20 3.00% GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A 72 65 1.055 000 76.645 75 7a 413 83 3,231.92 1,915.88 2.50% SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP 26.96 2.210 000 59681.60 58374 87 1,206.73 1,613.30 2.71% ADR 654824-10-5 NTT NOVART1S A G 79.07 975.000 77,093…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519290.pdf
EFTA01263240Dataset 10
2019-02-286p2,883w
…(collecting cases). Under some circumstances, courts in this Circuit have applied a balancing test to evaluate the government's ability to obtain access to materials covered by a protective order. Specifically, in Martindell v. International Tel. and TeL Corp., 594 F.2d 291 (2d Cir. 1979), the government informally—and without use of a grand jury subpoena—sought access to discovery materials from a civil litigation. The Court held that the Government was not entitled to the materials unless it…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01263240.pdf
EFTA01519191Dataset 10
2013-12-011p212w
…000 1.126 2,230.42 (ID: 361808-10-5) 12112 Foreign Dividend HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE AS 1,145.000 0.50 572.50 OF 12/11113 (ID: 404280-40-8) 12/16 Foreign Dividend NIPPON TEL & TEL CORP ADR e 0.387146 PER SHARE 2,210.000 0.387 855.59 (ID: 65462410-5) 12/23 Foreign Dividend ROYAL DUTCH SHELL PLC ADR O 0.90 PER SHARE 400.000 0.90 360…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519191.pdf
EFTA01519452Dataset 10
2014-02-251p283w
…2/28 Free Delivery NESTLE S A SPONS ADR REPSTG REG SH TRANSFER TO (1,055.000) (79,241.05) UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 73,413.83 (ID: 641069-404) 2/26 Free Delivery NIPPON TEL 8 TEL CORP ADR TRANSFER TO UBS (2,210.000) (62,101.00) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,374.87 (ID: 654624-10-5) 2126 Free Delivery NOVARTIS A G ADR TRANSFER TO UBS FINANCIAL …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519452.pdf