EFTA01366741Dataset 10
2015-07-201p636w
…price of the Class A common stock n the open owlet that could adversely affect 'masers who purchase in the offering To the extent that one inderwnters create a naked short posta i. they will probate shares in the open market to cover the position The underwriters have advised is tret, pain to Regulation M d the Securnes Act, they may also engage in other actmees that stabilize, maintain or otherwise affect the puce of the Class A common stock…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366741.pdf
EFTA01366357Dataset 10
1p909w
…Our sponsor, officers, directors, advisors or their affiliates will only purchase shares if such purchases comply with Regulation M under the Exchange Act and the other federal securities laws. My purchases by our sponsor, officers, directors and/or their affiliates who are affiliated purchasers under Rule 10b-18 under the Exchange Act will only be made to the extent such purchases are able to be made in compliance with Rule lOb-18, which is a safe harbor from liability for…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01366357.pdf
EFTA01365839Dataset 10
1p771w
…LLC and J.P. Morgan Securities LLC may, in their sole discretion and at any time or from time to time before the termination of the 180-day period. release all or any portion of the securities subject to lock-up agreements. Stabilization The underwriters have advised us that, pursuant to Regulation M under the Securities Exchange Act of 1934, as amended, certain persons participating in the offering may engage in short sale transactions, stabilizing transactions, syndicate covering transactions or…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365839.pdf
EFTA01378062Dataset 10
1p927w
…stock in the open market that could adversely affect investors who purchase in 155 Table of this offering. To the extent that the underwriters create a naked short position, they will purchase shares in the open market to cover the position. The underwriters have advised us that, pursuant to Regulation M of the Securities Act, they may also engage in other activities that stabilize, maintain or otherwise affect the price of the common stock, including the imposition of penalty bids…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378062.pdf
EFTA01381329Dataset 10
1p739w
…of the common stock in the open market that may adversely affect investors who purchase in this offering. To the extent that the underwriters create a naked short position. they will purchase shares in the open market to cover• the position. The underwriters have advised us that, pursuant to Regulation M of the Securities Act, they may also engage in other activities that stabilize, maintain or otherwise affect the price of the common stock, including the imposition of penalty bids…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381329.pdf