EFTA00588982Dataset 9
2016-06-3010p5,046w
…Company will issue: (i) a first warrant to the Investor that will allow it (or any of its assignees) to purchase additional Preferred Shares by investing an additional amount of up to US$ 1,500,000, at an exercise price of 150% of the PPS (subject to anti-dilutive adjustment as provided herein and adjustments due to a Recapitalization Event (as defined below)), which warrant will be valid and exercisable for a period of 36 months after the Initial Closing…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00588982.pdf
EFTA01124017Dataset 9
10p4,727w
…issue: (i) a first warrant to the Investor that will allow it (or any of its assignees) to purchase additional Preferred Shares by investing an additional amount of up to US$ 1,500,000, at an exercise price of 150% of the PPS (subject to anti-dilutive adjustment as provided herein and standafd-reeapiutlizatien-adjustments due to a Recapitalization Event (as defined below)), which warrant will be valid and exercisable for a period of 36 months after the Initial Closing…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124017.pdf
EFTA00599472Dataset 9
2016-07-0720p8,771w
…The Company shall notify to the Warrant(s) holder in writing of any Deemed Liquidation event, at least 14 days prior to such event. A "Recapitalization Event" shall mean any event of share combination or subdivision, distribution of bonus shares or any other similar reclassification, reorganization or recapitalization of the Company's share capital where the Company's shareholders retain their proportionate holdings in the Company. Use of Proceeds The Investment Amount shall be used by the Company to continue…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00599472.pdf
EFTA00583654Dataset 9
35p18,086w
…A Closing; d. Ordinary Shares issued pursuant to the closing of a QIPO; e. Ordinary Shares issued upon a stock split, stock dividend, or any subdivision of shares, recapitalization event or as dividend or bonus shares; f. Ordinary Shares issued or reserved for issuance upon exercise of options under the Option Pool, granted to officers, directors, employees and consultants of the Company. (iv) If the Company at any time pays a dividend, with respect to its Ordinary Shares only, payable…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00583654.pdf
EFTA00298925Dataset 9
2012-12-2817p3,993w
…upon the occurrence of any stock split, stock dividend, reverse stock split or similar recapitalization event affecting such shares, the specific number of shares or dollar amount so referenced in this Agreement shall automatically be proportionally adjusted to reflect the effect on the outstanding shares of such class or series of stock of such recapitalization event. 5.21 Aggregation of Stock. All Stockholder Shares held or acquired by a Stockholder and its Affiliates shall be aggregated together for the purpose…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00298925.pdf
EFTA00289929Dataset 9
2011-04-256p2,047w
…as adjusted for any Recapitalization Event), the Corporation shall not, without first obtaining the affirmative vote or written consent of the holders of at least 90% of the voting power represented by the then outstanding shares of Series A Preferred Stock, voting together as a separate class:" shall be amended and restated in its entirety to read as follows: "6. Protective Provisions. So long as any shares of Series A Preferred Stock are outstanding (as adjusted for any Recapitalization Event)…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00289929.pdf
EFTA00589112Dataset 9
2016-06-3011p5,087w
…Company will issue: (i) a first warrant to the Investor that will allow it (or any of its assignees) to purchase additional Preferred Shares by investing an additional amount of up to US$ 1,500,000, at an exercise price of 150% of the PPS (subject to anti-dilutive adjustment as provided herein and adjustments due to a Recapitalization Event (as defined below)), which warrant will be valid and exercisable for a period of 36 months after the Initial Closing…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00589112.pdf