Epstein Files Search

EFTA01392929Dataset 10

1p771w

OPTION DEPT. PPROVAL: ROSrP Date Comments: gw _. Covered Cali Writing of i__ Purchasing Options O ~O Option Spreads aO CO Q Uncovered Put Writino O C: Uncovered Call Writin9 Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix against loss. I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance financial situation and Accordingly, i understand that prior to engaging in any option transaction, I should review…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392929.pdf

EFTA01355751Dataset 10

1p773w

OPTION DEPT. PPROVAL: ROSrP Date Comments: gw _. Covered Cali Writing of i__ Purchasing Options O ~O I..1 Option Spreads aO CO Q Uncovered Put Writino O C: Uncovered Call Writin9 Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix against loss. I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance financial situation and Accordingly, i understand that prior to engaging in any option transaction, I…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355751.pdf

EFTA01355782Dataset 10

1p425w

…to be employed) 1. Covered Call Writing adCulaulte.Bilis. Calls fully covered by underlying stock. Stock may be celled at any time or at expiration, requiring owner to sell at strike price. a 2.Purchasing Options .1010.fitskiirO/BOal.9.131i Entire premium is at risk. Profit or loss usually determined by sating position. If posiOon is rot closed or exercised by expiration date. options will expire worthless. 3 Option Spreads — Margin account required. blVolves SIASSItklileLaisS. In addition to risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355782.pdf

EFTA01392958Dataset 10

1p425w

…to be employed) 1. Covered Call Writing adCulaulte.Bilis. Calls fully covered by underlying stock. Stock may be celled at any time or at expiration, requiring owner to sell at strike price. a 2.Purchasing Options .1010.fitskiirO/BOal.9.131i Entire premium is at risk. Profit or loss usually determined by sating position. If posiOon is rot closed or exercised by expiration date. options will expire worthless. 3 Option Spreads — Margin account required. blVolves SIASSItklileLaisS. In addition to risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392958.pdf

EFTA01378966Dataset 10

1p781w

…T Date Comments: F.; O. w O Covered Call Writing kij Cl 2a O2 I O Purchasing Options L Option Spreads O cc O O I O Uncovered Put Writing n Uncovered Call Writing -1- Risks, Prohibitions and General Information Concerning Option Trading Important: Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I understand that prior to engaging in any option transaction…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378966.pdf

EFTA01380003Dataset 10

1p783w

I OPTION DEPT. PPROVAL ROSFP Date Comment& _ 0. Lit L Covered Call Writing UJ z3 C Purchasing Options 9m r ____ h a O D Option Spreads OO cc 0 O O 0 Uncovered Put Writing C Uncovered Call Wilting Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I understand that prior to engaging…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380003.pdf

EFTA01393020Dataset 10

1p437w

…protective puts) al Speculation (spreads 8 uncovered writing) Clients) Strategy Requests (Please check as many of the following strategies sought to be employed) I Covered-Call Writing Moderateftia Calls fully covered by underlying stock. Stock may be called at any lime or at expiration. requiring owner to sell at strike price. 2. Purchasing Options Involves $utstalitial Rik, Enure premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exenused by expiration date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393020.pdf

EFTA01376750Dataset 10

1p452w

…many of the following strategies sought to be employed) 1. Covered Call Writing Moderate Risk. Calls luny covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. 2. Purchasing Options Involves Substantial Risk. Entire premium is at risk. Profit or loss usually determined by selling position. It position is not closed or exercised by expiration date, options will expire worthless. 3. Option Spreads—Margin account required. Involves Substantial Risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376750.pdf

EFTA01392869Dataset 10

1p456w

…to be employed) tu 1. Covered Call Writing MecleateAds Calls fully covered by underlying stock. Stock may be called at any time of at expiration, requiiing owner to sell at strike price. M 2. Purchasing Options Involves Sonstartial Risk tntire premium is at risk. Profit or loss usually determined by seeing position. It position is not closed or exercised by expiration date, options will expire worthless. 0 a Option Spreads — Margin account required. ketC&CCiSULdlanligLaisIL. in addition to risk of…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392869.pdf

EFTA01376754Dataset 10

1p475w

…many of the following strategies sought to be employed) 1. Covered Call Writing Moderate Risk. Calls luny covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. 2. Purchasing Options Involves Substantial Risk. Entire premium is at risk. Profit or loss usually determined by selling position. It position is not closed or exercised by expiration date, options will expire worthless. 3. Option Spreads—Margin account required. Involves Substantial Risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376754.pdf

EFTA01378965Dataset 10

1p491w

…to be employed) L., 1. Covered Call Writing Moderate Risk. Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. -- 2. Purchasing Options Involves Substantial Risk. Entire premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exercised by expiration date, options will expire worthless. 3. Option Spreads—Margin account required. Involves Substantial Risk. In addition to risk of…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378965.pdf

EFTA01353531Dataset 10

1p458w

…many of the following strategies sought to be employed) 1. Covered Call Writing Moderate Risk. Calls luny covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. 2. Purchasing Options Involves Substantial Risk. Entire premium is at risk. Profit or loss usually determined by selling position. It position is not closed or exercised by expiration date, options wil€ expire worthless. 3. Option Spreads—Margin account required. Involves Substantial Risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353531.pdf

EFTA01453161Dataset 10

1p443w

…ZI Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) 1.Covered Call Writing Moderate Risk Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. O 2. Purchasing Options Involves Substantial Risk., Entire premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exercised by expiration date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453161.pdf

EFTA01454017Dataset 10

1p444w

…ZI Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) 1.Covered Call Writing Moderate Risk Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. O 2. Purchasing Options Involves Substantial Risk., Entire premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exercised by expiration date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454017.pdf

EFTA01355754Dataset 10

1p444w

…puts) 0 Speculation (spreads & uncovered writing) Ckent(sl Strategy Requests (Please check as many of the following strategies sought to be employed) (.Covered Call Writing Moderate Risk Calls fully covered by underlying stock. Stock may be tolled at any tines al at expiration, requiring owner to sell at strike pace. zJ 2. Purchasing Options Involves Substantial Risk. intire premium is at risk. Profit or loss usually determined by soling position. If position is net closed or exercised by expiration date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355754.pdf

EFTA01380002Dataset 10

1p486w

…following strategies sought to be employed) 0 1. Covered Call Writing Moderate Risk. Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. e.52. Purchasing Options Involves Substantial Risk. Entire premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exercised by expiration date, options will expire worthless. Vi 3. Option Spreads—Margin account required. Involves Substantial Risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380002.pdf

EFTA01353535Dataset 10

1p473w

…many of the following strategies sought to be employed) 1. Covered Call Writing Moderate Risk. Calls luny covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. 2. Purchasing Options Involves Substantial Risk. Entire premium is at risk. Profit or loss usually determined by selling position. It position is not closed or exercised by expiration date, options will expire worthless. 3. Option Spreads—Margin account required. Involves Substantial Risk…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353535.pdf

EFTA01355849Dataset 10

1p437w

…protective puts) al Speculation (spreads 8 uncovered writing) Clients) Strategy Requests (Please check as many of the following strategies sought to be employed) I Covered-Call Writing Moderateftia Calls fully covered by underlying stock. Stock may be called at any lime or at expiration. requiring owner to sell at strike price. 2. Purchasing Options Involves $utstalitial Rik, Enure premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exenused by expiration date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355849.pdf

EFTA01454073Dataset 10

1p443w

…ZI Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) 1.Covered Call Writing Moderate Risk Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. O 2. Purchasing Options Involves Substantial Risk., Entire premium is at risk. Profit or loss usually determined by selling position. If position is not closed or exercised by expiration date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454073.pdf

EFTA01282471Dataset 10

4p3,365w

…sought to be employed) El 1. Covered Call Writing bkilfigate.BiSX. Cells fully covered by underlying stock. Stock may be celled a: any time or at expiration. requiring owner to sell at strike price. • ?.Purchasing Options k'°-IWSIN-01Baluft&Tis. Entire premien) is at risk. Profit or /033 usually delerm.ned by SelIng POSition. If position is rot closed or exercised by expiration date. options woe expire worthless. 0 3 Option Spreads — Margin account required. Involves Solvent's! Riser…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282471.pdf