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"Portfolio Data"
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Corpus: 1990-03-17 – 2025-12-01
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EFTA01368429
Dataset 10
1p
530w
…to be performed between DB and Client 1. DEFINITIONS The capitali7ed terms used in these procedures have the meanings specified below. "Data Delivery Date" means a date determined pursuant to these procedures, as applicable, that is a Joint Business Day. "Data Reconciliation" means a comparison of
Portfolio Data
and, to the extent applicable, SDR Data received or obtained by one party against such party's own books and records of swaps between the parties and, in respect of any Discrepancy…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368429.pdf
EFTA01368431
Dataset 10
1p
557w
…
Portfolio Data
To the extent that either party does not have access to such SDR Data or determines that it is not technologically or operationally practical for such party to obtain such data from the relevant swap data repository in a manner that permits the conduct of a timely Data Reconciliation, such party shall notify the other party by or as soon as practicable after the relevant Data Delivery Date. (b) Neither party shall be obligated to deliver
Portfolio Data
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368431.pdf
EFTA01389101
Dataset 10
1p
554w
…the meanings specified below. All other capitalized terms have the meanings ascribed to them in Part 8 of the Swaps Protocol Addendum. "Data Delivery Date" means a date determined pursuant to these procedures. as applicable, that is a Joint Business Day. "Data Reconciliation" means a comparison of
Portfolio Data
and, to the extent applicable, SDR Data received or obtained by one party against such party's own books and records of swaps between the parties and, in respect of any…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389101.pdf
EFTA01389096
Dataset 10
1p
595w
…agreement would result in the other party having different designations in respect of such party and one or more Affiliates of such party). If, as a result of any such change of designation, both parties will be
Portfolio Data
Receiving Entities, Section 3.4 will apply. (b) If a party believes, acting reasonably and in good faith, that the parties are required to perform Data Reconciliation at a greater or lesser frequency than that being used by the parties at…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389096.pdf
EFTA01389103
Dataset 10
1p
283w
…Upon delivery of such a notice, the parties obligations to deliver
Portfolio Data
on the previously agreed Data Deli\ ery Dates shall terminate. and such notice shall be a new Required Reconciliation Date Notice for purposes of these procedures. 5.2 Notwithstanding anything to the contrary in the Protocol, the parties may in good faith agree to any other procedure for (i) the exchange, delivery and/or reconciliation of
Portfolio Data
, and/or (ii) the resolution of any discrepancy between…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389103.pdf
EFTA01368430
Dataset 10
1p
543w
…ii) if applicable, one or more Data Delivery Dates. 3. ONE-WAY DELIVERY OF
PORTFOLIO DATA
3.1 Subject to Section 4 below, the following shall apply to all portfolio reconciliations between DB and Client: (a) The Required Reconciliation Date Notice will specify one or more Data Delivery Dates, provided that the first such date will be a day no earlier than the second Joint Business Day following the date on which such notice is given to Client, and providedfurther…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368430.pdf
EFTA01389104
Dataset 10
1p
479w
…Data Reconciliation.' means, in respect of a party receiving
Portfolio Data
, a comparison of the
Portfolio Data
provided by the other party against such party's own books and records of all outstanding Relevant Transactions between the parties in order to identify promptly any misunderstandings of Key Terms. "Derivative" or "Derivative Contract" means a "derivative" or "derivative contract" as defined in Article 2(5) of EMIR. "Dispute" means any dispute between the parties (a) which, in the sole opinion of…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389104.pdf
EFTA01389102
Dataset 10
1p
532w
…ii) if applicable, one or more Data Delivery Dates. 3. ONE-WAY DELIVERY OF
PORTFOLIO DATA
3.1 Subject to Section 4 below, the following shall apply to all portfolio reconciliations between DB and Client: (a) The Required Reconciliation Date Notice will specify one or more Data Delivery Dates, provided that the first such date will be a day no earlier than the second Joint Business Day following the date on which such notice is given to Client, and providedfurther…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389102.pdf
EFTA01389097
Dataset 10
1p
689w
For the avoidance of doubt.
Portfolio Data
will be sent to such address as agreed between the parties from time to time. All notices with regard to this Agreement shall be sent to the Client pursuant to the applicable notice details contained in the agreement governing the Relevant Transaction(s) to which such notice refers or to such other address as otherwise agreed between the parties. 4. ADDITIONAL PROVISIONS FOR CLIENTS THAT HAVE IDENTIFIED IN SECTION 1 OF THIS PART…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389097.pdf
EFTA01364929
Dataset 10
1p
34w
df In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.cominew/docs/Valuation Statement - EMIR Language I 309.pdf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055482 CONFIDENTIAL SDNY_GM_00201666 EFTA01364929
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364929.pdf
EFTA01455787
Dataset 10
1p
52w
In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.cominew/docs/Valuation Statement - EMIR Language 1309.pdf 182298 20141013 20141014 1 66441079 [attachment "182298_20141013_20141014_1.pdf" deleted by Vahe Stepanian/db/dbcom] [attachment "182298 20141013 20141014 1.csv" deleted by Vahe Stepanian/db/dbcom] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114764 CONFIDENTIAL SDNY_GM_00260948 EFTA01455787
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455787.pdf
EFTA01455790
Dataset 10
1p
53w
In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail Y—Mark_Methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20141013_20141014_1 66441079 [attachment "182298_20141013_20141014_1.pdf" deleted by vahe stepanian/db/dbcom] [attachment "182298_20141013_20141014_1.csv" deleted by Vahe Stepanian…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455790.pdf
EFTA01455721
Dataset 10
1p
62w
… In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail Y—Mark_Methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20141006_20141007_1 66056046 [attachment "182298_20141006_20141007_1.pdf" deleted by Tazia smith/db/dbcom] [attachment "182298_20141006_20141007_1.csv" deleted by Tazia smith…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455721.pdf
EFTA01453120
Dataset 10
2014-03-12
1p
151w
Subject:
Valuation Statement for SOUTHERN FINANCIAL LLC as at 12 Mar 2014 - Request
From:
Valuations System
To:
Amanda Kirby Gedeon Pinedo
…is not monitored. valuations are sent to you subject to our valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_Methodologies_and_Assumptions_Disclosure_MWrch_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 54945621 CONFIDENTIAL - PURSUANT TO FED…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453120.pdf
EFTA01469277
Dataset 10
2014-07-01
1p
150w
Subject:
Valuation Statement for SOUTHERN FINANCIAL, LLC as at 1 Jul 2014 - Request 182298
From:
Valuations System <
…ed. Valuations are sent to you subject to our Valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_M ethodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com /new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20140701_20140702_1 60704945 EFTA01469277
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01469277.pdf
EFTA01456606
Dataset 10
1p
143w
Subject:
Valuation tatement or OUTHERN MAN IAL, LLC as at 4 Fe 15 - Request 1
From:
[email protected]
…are sent to you subject to our valuation Disclosure statement. we also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_mark_methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com/new/docs/valuation_statement_-_KmIR_Language_1309.pdf 182298_20150204_20150205_2 73092190 CONFIDENTIAL - PURSUANT TO FED…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456606.pdf
EFTA01473165
Dataset 10
2015-05-22
1p
130w
Subject:
Valuation Statement for SOUTHERN FINANCIAL, LLC as at 21 May 2015 - Request 182298
From:
[email protected]
…ed. Valuations are sent to you subject to our Valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_M ethodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com /new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20150521_20150522_1 79270952 EFTA01473165
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01473165.pdf
EFTA01455279
Dataset 10
2014-08-21
1p
139w
Subject:
a ua ion statement ror as a ug 2014 - t<eque
From:
Valuations System [
…are sent to you subject to our valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.con/new/docs/Daily_Mark_Methodologies_and_Assumptions_Disclosure_MOrch_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20140821_20140822_1 63543854 CONFIDENTIAL - PURSUANT TO FED…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455279.pdf
EFTA01467084
Dataset 10
2014-02-12
1p
150w
Subject:
Valuation Statement for SOUTHERN FINANCIAL, LLC as at 12 Feb 2014 - Request 182298
From:
Valuations System <
…ed. Valuations are sent to you subject to our Valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_M ethodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com /new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20140212_20140213_1 53529454 EFTA01467084
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467084.pdf
EFTA01456495
Dataset 10
2015-01-26
1p
143w
Subject:
Valuation Statement for SOUTHERN FINANCIAL LLC as at 23 Jan 2015 - Request 182298
From:
Valuations System
To:
Amanda Kirby
…are sent to you subject to our valuation Disclosure statement. we also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_mark_methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of
portfolio data
and dispute resolution under EMIR: http://cbs.db.com/new/docs/valuation_statement_-_6mrp_Language_1309.pdf 182298_20150123_20150126_1 72429423 CONFIDENTIAL - PURSUANT TO FED…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456495.pdf
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