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1,089 results for “
"Pershing, Client"
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EFTA01381156
Dataset 10
2016-05-31
1p
224w
Subject:
FW: KCP
Pershing
Accts [II
From:
Todd Stevens j ]
To:
Stewart Oldtield
…of brokerage accounts in KCP. My suggestion is for them to be handled by WIC/ISG as this team has more operational expertise in handling execution of listed instruments, etc. From: Vahe Stepanian Sent: Monday, May 16, 2016 12:55 PM To: Daniel Sabba Subject: KCP
Pershing
Accts [I] Classification: For Internal use only Attached per your request. Thank you, Vahe Vahe Stepanian Key
Client
Partners Deutsche Bank Securities Inc. Tel. +1 Mobile Email CONFIDENTIAL - PURSUANT TO FED. R. GRIM…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381156.pdf
EFTA00866845
Dataset 9
2018-03-08
2p
287w
Subject:
Fwd: Noam Chomsky's accounts at
Pershing
From:
Valeria Chomsky
To:
"jeffrey E." <
[email protected]
>
…I,http://www.nixon1 William E. Kelly Senior Counsel mages/np_firm_sigh mages/NP_Mono_bri ghtfilue_ROB_eropB ummer on, rr 02110-2131 etFietna aA chrrilnale @NixonPeabodyLLP Please consider the environment before printing this email. This email message and any attachments are confidential and may he protected by the attorney/
client
or other applicable privileges. The information is intended to he conveyed only to the designated recipient(s) of the message. If you are not an intended recipient…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00866845.pdf
EFTA00865747
Dataset 9
2018-03-06
2p
286w
Subject:
Fwd: Noam Chomsky's accounts at
Pershing
From:
Richard Kahn
To:
"jeffrey E." <
[email protected]
>
…P Ahttp:fiwww.nixon William E. Kelly Senior Counsel mages/np_firm_sig/i mages/NP_Mono_bri ghtBlue_RGB_cropB Nixon Yeauoay "Finina aA tanrilnale ; nixonpeabody.com I PNixonPea odyLLP Please consider the environment before printing this email. This email message and any attachments are confidential and may be protected by the attorney/
client
or other applicable privileges. The information is intended to be conveyed only to the designated recipient(s) of the message. If you are not an…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00865747.pdf
EFTA00944596
Dataset 9
2012-10-05
2p
596w
Subject:
J.P. Morgan
Pershing
Square Holdings, Ltd. - Prospective Investor Call & Webinar - October
From:
US GIO <us.giogjpmorgan.com>
To:
Undisclosed recipients:;
…the use of J.P. Morgan professionals and the clients/prospects to whom it has been delivered. It is not to be reproduced or distributed to any other person except to the
client
's professional advisors. Private investments are subject to special risks and individuals must meet specific suitability standards before investing. This information does not constitute an offer to sell or a solicitation of an offer to buy the interests of
Pershing
Square Holdings, Ltd. No offering of interests…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00944596.pdf
EFTA01181454
Dataset 9
2012-09-24
2p
580w
Subject:
J.P. Morgan
Pershing
Square Holdings, Ltd. - Prospective Investor Call & Webinar - October
From:
US GIO
To:
Undisclosed recipients:;
…invitation is confidential and intended solelyfor the use of J.P. Morgan professionals and the clients/prospects to whom it has been delivered. It is not to be reproduced or distributed to any other person except to the
client
's professional advisors. Private investments are subject to special risks and individuals must meet specific suitability standards before investing. This information does not constitute an offer to sell or a solicitation ofan offer to buy the interests ofPershing Square Holdings, Ltd…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01181454.pdf
EFTA01361694
Dataset 10
1p
413w
…trading units held through
Pershing
. Once the lottery is complete,
Pershing
notifies introducing broker-dealers whose introduced accounts have received an allocation. Securities registered in the clients name, either in transit or held in custody, are excluded from the
Pershing
lottery process.
Pershing
initiates the lottery process by identifying the accounts holding the called security, the total par value of the called securities held, and the trading unit of the security. Example (unit of trade = 525.000):
Client
Account …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01361694.pdf
EFTA01361738
Dataset 10
1p
432w
…
Pershing
is exhausted. Additional Information • The allocation of called securities is not made on a pro-rata basis. Therefore, it is possible that a
client
may receive a full or partial redemption of shares held. Conversely, it is also possible that a
client
may not have any securities selected for redemption at all. ' When a partial call is deemed favorable to the holders of the called security,
Pershing
will exclude certain accounts from the lottery. Excluded accounts will include
Pershing
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01361738.pdf
EFTA01355818
Dataset 10
1p
1,214w
The rights of OBSland
Pershing
shall include the right toibuy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a detain,
Client
will also boar the cost of preserving the value af collateral, including hedging transactions that may be…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355818.pdf
EFTA01390344
Dataset 10
1p
1,214w
The rights of OBSland
Pershing
shall include the right toibuy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a detain,
Client
will also boar the cost of preserving the value af collateral, including hedging transactions that may be…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390344.pdf
EFTA01368300
Dataset 10
1p
1,222w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368300.pdf
EFTA01461109
Dataset 10
1p
1,223w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01461109.pdf
EFTA01449089
Dataset 10
1p
1,224w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449089.pdf
EFTA01357577
Dataset 10
1p
1,223w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01357577.pdf
EFTA01390368
Dataset 10
1p
1,221w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the oast of preserving the value of oollateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390368.pdf
EFTA01453152
Dataset 10
1p
1,224w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453152.pdf
EFTA01449064
Dataset 10
1p
1,221w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449064.pdf
EFTA01448610
Dataset 10
1p
1,224w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448610.pdf
EFTA01448557
Dataset 10
1p
1,224w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448557.pdf
EFTA01459351
Dataset 10
1p
1,223w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459351.pdf
EFTA01449004
Dataset 10
1p
1,224w
The rights of DBSI and
Pershing
shall include the right to buy all Securities and Other Property which may be short in such account, to cancel any open orders and to close any or all outstanding contracts, all without demand for margin or additional margin, notice of sale or purchase or other notice or advertisement, each of which is expressly waived. Upon a default,
Client
will also bear the cost of preserving the value of collateral, including hedging transactions that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449004.pdf
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