Epstein Files Search

EFTA01376293Dataset 10

1p878w

…votes. In addition, when the Issuer holds a Participation, it may not have voting rights with respect to any waiver of enforcement of any restrictive covenant breached by a borrower. Selling institutions commonly reserve the right to administer the Participations sold by them as they see fit (unless their actions constitute gross negligence or willful misconduct) and to amend the documentation evidencing the obligations in all respects. However, most participation agreements provide that the 13 CONFIDENTIAL - PURSUANT TO FED. R…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376293.pdf

EFTA01365545Dataset 10

1p878w

…votes. In addition, when the Issuer holds a Participation, it may not have voting rights with respect to any waiver of enforcement of any restrictive covenant breached by a borrower. Selling institutions commonly reserve the right to administer the Participations sold by them as they see fit (unless their actions constitute gross negligence or willful misconduct) and to amend the documentation evidencing the obligations in all respects. However, most participation agreements provide that the 13 CONFIDENTIAL - PURSUANT TO FED. R…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365545.pdf

EFTA01114058Dataset 9

22p5,555w

…completing this transformation. RHJI intends to exclusively acquire BHF-BANK, one of the largest private banks in Europe with its roots dating back to 1854 from Deutsche Bank through Kleinwort Benson Group Participations RHJI is offering the opportunity to co-invest into the combined Kleinwort Benson Gro • Arecon Kleinwort Benson Group • guirin B Co-investment proceeds will be used to fund the acquisition of BHF- Existing operational Proposed acquisition: BANK; investors will co-invest alongside and at the same terms…

https://www.justice.gov/epstein/files/DataSet%209/EFTA01114058.pdf

EFTA01365609Dataset 10

1p624w

Percentage" and (b) Participations with all Selling Institutions having the same credit rating will not exceed the percentage of the Portfolio Principal Balance set forth opposite such rating under the caption "Aggregate Percentage": Long-Term Senior Unsecured Debt Rating Individual Percentage (%) Aggregate Percentage (%) Moody's S&P Ma AAA 20.0 20.0 AnI AA+ 10.0 10.0 Aa2 AA 10.0 10.0 Aa3 AA- 10.0 10.0 Al A+ 5.0 5.0 A2 A+ 5…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365609.pdf

EFTA01384558Dataset 10

1p602w

HUBUS133 Alpha Group Capital subject to risks in addition to overall interest-rate movements and the issuers' ability to pay the debt in accordance with its terms. For example, were the Capital Strategy Fund to invest in syndicated debt such as loan participations, it would be subject to certain additional risks as a result of having no direct contractual relationship with the borrower of the underlying loan. In such circumstances, the Capital Strategy Fund generally depends on the lender to…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384558.pdf

EFTA01365378Dataset 10

1p431w

…the Aggregate Principal Balance of (a) Participations with any one Selling Institution (or its Affiliates) may not exceed the percentage of the Portfolio Principal Balance set forth opposite the entity's rating under the caption "Individual Percentage" and (b) Participations with all Selling Institutions having the same credit rating will not exceed the percentage of the Portfolio Principal Balance set forth opposite such rating under the caption "Aggregate Percentage": Long-Term Senior Unsecured Debt Rating Individual Percentage (%) Aggregate Percentage (%) tvjoacha…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365378.pdf

EFTA01376371Dataset 10

1p421w

…with respect to payments due under its terms or proceeds of its disposal, to a withholding tax (other than withholding taxes with respect to commitment and similar fees associated with Collateral Obligations constituting Revolving Loans or participations in Revolving Loans), unless the obligor or issuer must make additional payments so that the net amounts received by the Issuer after satisfaction of such tax is the amount due to the Issuer before the imposition of any such withholding tax. (k) The…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376371.pdf

EFTA01480077Dataset 10

1p594w

…and to determine the persons to participate in any such plans and the amounts of their respective participations. To issue or grant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are also directors) of die Corporation and on such tents and conditions as the Board of Directors may from time to time determine. To enter into contracts for the management of the business of the Corporation for terns…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480077.pdf

EFTA01376101Dataset 10

1p186w

…or to repurchase participations granted by the Issuer in onlcr to permit the Issuer to purchase prior to the Closing Date, Collateral Obligations that will be pledged on or about the Closing Date to secure the Notes as described under "Securityfor the Notes—Collateral Obligations." Approximately 574,000.000 will be deposited into the Ramp-Up Account on the Closing Date for the purchase of additional Collateral Obligations during the Ramp•Up Period and for deposit into the Collection Account…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376101.pdf

EFTA01454071Dataset 10

1p510w

…calculating the amount of securities owned or invested by an entity as provided in Rule 144A: (a) repurchase agreements, securities owned but subject to repurchase agreements, swaps, bank deposit instruments, loan participations, securities of affiliates and dealers' unsold allotments are exclud- ed; and (b) securities are valued at cost, except that they may be valued at market if they are reported in financial statements at market and no current cost information is published. Each entity, including a parent or subsidiary…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454071.pdf

EFTA01359516Dataset 10

1p333w

…end to determine the persons to participate in any such plans and the amounts of their respective participations. (t) To issue or grant options for the purchase of abates of stock of the Cotporation to officers and employee° (including officers and employees who are also directors) of the Corporation and on such terns and conditions as the Board of Directors may from time to time determine. To enter into contracts for the management of the business of the Corporation. To…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01359516.pdf

EFTA01365558Dataset 10

1p256w

…Revolving 5 Credit Facilities and the Unfunded Amount of Delayed Funding Loans. collectively (vi) Participations 5 (vii) Caa/CCC Collateral Obligations (other than 7.5 Permissible Replacement Collateral Obligations) (viii) obligations that are subject to an Offer or 5 notice of redemption of which the Investment Manager has actual knowledge; provided that any such Offer must include payment of cash in an amount at least equal to the par amount of the Collateral Obligation (ix) obligations of any one obligor…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365558.pdf

EFTA01448233Dataset 10

1p596w

…and to determine the persons to participate in any such plans and the amounts of their respective participations. To issue or grant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are also directors) of the Corporation and on such terms and conditions as the Board of Directors may front rime to time determine. To enter into contracts for the management of the business of the Corporation for terms…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448233.pdf

EFTA01479970Dataset 10

1p594w

…and to determine the persons to participate in any such plans and the amounts of their respective participations. To issue or grant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are also directors) of die Corporation and on such tents and conditions as the Board of Directors may from time to time determine. To enter into contracts for the management of the business of the Corporation for terns…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479970.pdf

EFTA01365275Dataset 10

1p187w

…or to repurchase participations granted by the Issuer in onlcr to permit the Issuer to purchase prior to the Closing Date, Collateral Obligations that will be pledged on or about the Closing Date to secure the Notes as described under "Securityfor the Notes—Collateral Obligations." Approximately 574,000.000 will be deposited into the Ramp-Up Account on the Closing Date for the purchase of additional Collateral Obligations during the Ramp•Up Period and for deposit into the Collection Account…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365275.pdf

EFTA01480070Dataset 10

1p594w

…and to determine the persons to participate in any such plans and the amounts of their respective participations. To issue or grant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are also directors) of die Corporation and on such tents and conditions as the Board of Directors may from time to time determine. To enter into contracts for the management of the business of the Corporation for terns…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480070.pdf

EFTA01453140Dataset 10

1p510w

…calculating the amount of securities owned or invested by an entity as provided in Rule 144A: (a) repurchase agreements, securities owned but subject to repurchase agreements, swaps, bank deposit instruments, loan participations, securities of affiliates and dealers' unsold allotments are exclud- ed; and (b) securities are valued at cost, except that they may be valued at market if they are reported in financial statements at market and no current cost information is published. Each entity, including a parent or subsidiary…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453140.pdf

EFTA01384642Dataset 10

1p597w

…its debt), as well as buying "long" an issuer's equity and selling "short" that issuer's debt, based on the determination that the equity is under-priced relative to the debt. Credit Strategies: This investment strategy involves long and short investments in different corporate and asset-backed securities and derivatives, including loan participations and allocations i.e. interests in a loan, generally governed by a credit agreement between the original lending syndicate) in the secondary market. Other credit-related…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384642.pdf

EFTA01360968Dataset 10

1p595w

…and to determine the persons to participate in any such plans and the amounts of their respective participations. To issue or giant options for the purchase of shares of stock of the Corporation to officers and employees (including officers and employees who are Also directors) of the Corporation and on such terms and conditions as the Board of Directors may front rime to time determine. To enter into contracts for the management of the business of the Corporation for terms…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01360968.pdf

EFTA01479876Dataset 10

1p849w

…On a Stored or unsecured bass) to, and to otherwise enter into rardachOnS Of with respect to any and all senates with financial instruments whatsoever in which JPMorgan may deal, broker or au as courterparty from time to time, ins-Lang (without Irritston) Stotts. bends, debentures, notes, warrants. of pooled loans and loan participations. mutual funds, unit trusts, real estate, oveitment truss, other types interest funds and commingled investment vehicles (includog hedge funds), bated partnership Interests. arried liability company Interests…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01479876.pdf