EFTA02154412Dataset 10
2012-11-167p1,814w
Subject: Early Tour 11.16.12
…Imperial initiates VLO/TSO (in line) and HFC (op) Key Research: GS downgrade EXO IM, Liberum upgrade PRO LN, Panmure upgrade SRP LN Key Research: RBC downgrade XTA LN, BofAML downgrade PNN LN, BofAML upgrade ITX SM EFTA_R1_00820442 EFTA02154414 Key Research: BofAML upgrade IPN FP, UBS downgrade MRW LN, CS upgrade PNN LN Key Research: Barc downgrade PNN LN, ABN initiate on DWNI GY, Panm upgrade HFD LN Key Research: Citi downgrade MTO LN, DNB upgrade TLV1V FR…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154412.pdf
EFTA02140147Dataset 10
2013-04-268p2,111w
Subject: Early Tour 4.26.13
…hold), Janney upgrades BEBE (buy) Europe Key Research: • UBS upgrade PNN LN, downgrade UU/ LN, BofAML downgrade VIV FP DB downgrade UL FP, upgrade NOEJ GY, DAI GY, SFQ GY, MS upgrade DRX LN, SPM IM • JPM downgrade RI FP, upgrade MAIL LI, HSBC upgrade NXI FP Barc upgrade SCHP FP, downgrade AMS SJ, LMI LN, AQP AU Nomura downgrade SSABA SS, Citi upgrade BET LN, VIV FP, add PNN LN to most pref list ▪ GS downgrade NVTK LI…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02140147.pdf
EFTA02154660Dataset 10
2012-11-235p1,209w
Subject: Early Tour 11.23.12
…s: N/A Key Research: GS downgrades ASR, Stifel upgrades PO (buy), JPM upgrades AWC, RBC upgrades CSS CN, BMO initiates LYD CN (op) Key Research: DNB upgrade SONG NO, ABN upgrade AH NA, Exane upgrade PNN LN, Macq upgrade ENI IM Key Research: Nordea downgrade ALMB DC, Natixis initiate LAD LN (r), ING upgrade DE NA, BofAML upgrade BNP FP Key Research: HSBC downgrade FRA GY, Natixis initiate LTO IM (b), Nordea upgrade HMB SS, Natixis initiate PWL ID…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02154660.pdf
EFTA02114263Dataset 10
2014-02-248p1,984w
Subject: Early Tour 2.24.14
…FP '.• JEFF downgrade SPRT LN, JPM upgrade OSC GY, SCVB SS, THR BB KBC upgrade THR BB, KepChev initiate FER SM (b), Natixis downgrade BKIA SM, VOW GY EFTA_R1_00738952 EFTA02114265 - Nordea downgrade LUMI SS, MATAS DC, CBK downgrade AIXA GY, HSBC downgrade PSG SM r UBS upgrade GOG LN, downgrade ATL IM, RBC upgrade SVT Ln, UU/ LN, PNN LN Reporting Pre-Open: ALX, ATHM, AWI, CTCH, ECYT, EE, GTAT, KOS, MHR, MOBI, PANW, ROG, ROSE, SMP, SING…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114263.pdf
EFTA02128729Dataset 10
2013-09-138p1,870w
Subject: Early Tour 9.13.13
…SPTT CP, initiate FENR LN (b), MF upgrade GEBN SW UBS add ENEL IM most pref - TRN IM removed, add IBE SM to least pref, Nordea downgrade TEL2B SS • Berenberg downgrade G1A GY, JEFF initiate BARC LN (buy), Citi downgrade MRW LN • Numis upgrade HFG LN,CS downgrade PNN LN, AGL IM, initiate O2D GR, Oriel upgrade MRW LN BofAML upgrade MTN SJ, MS upgrade GMKN RM, Oddo restart ALO FP (n), Natixis upgrade NK FP • Exane downgrade HAV FP…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02128729.pdf
EFTA02114961Dataset 10
2014-02-048p2,280w
Subject: Early Tour 2.4.14
…b), downgrade COLR BB, BofAML upgrade ATLN SW • Barc downgrade PFI LN, BKG LN, Citi upgrade AMS SJ, • Berenberg upgrade LR FP, SKYD GY, LXS GY, initiate PAH3 GY (b) • Bern upgrade SBRY LN, Danske downgrade ALKB DC • Exane upgrade PNN LN, HSBC downgrade POP SM, VOW GY, upgrade BMW GY Investec upgrade RSW LN, resume NXT LN (h), Lampe downgrade DBK GY JPM downgrade GALP PL, REP SM, KepChev initiate BOL FP (b) • Medio downgrade LLOY LN, MS upgrade…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114961.pdf
EFTA02090749Dataset 10
2014-11-187p1,856w
Subject: Early Tour 11.18.14
…W. Blair downgrades AGN/URBN, SunTrust initiates HLX (buy) and HP/PTEN (neut) Europe Key Research: Banca IMI upgrades CE IM (buy), Barcap upgrades REP SM & upgrades Euro Telecom Services industry, DB cuts PNN LN • Citi initiates ANH LN (buy) and NMC LN (neut), CS initiates BA LN/HO FP/SAF FP (op) and AIR EFTA_R1_00687309 EFTA02090751 FP/MGGT LN/RR LN (up) Evli downgrades SHBA SS, Exane downgrades ML FP, GS reinstates TDC DC (buy), HSBC upgrades…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02090749.pdf
EFTA02121749Dataset 10
2013-11-089p2,318w
Subject: Early Tour 11.8.13
…LN, PSM GY, FNC IM, CCH LN, Nordea downgrade MEKO SS, BALDB SS • HSBC initiate BET LN (ow), LAD LN (n), PWL ID (ow), WMH LN (uw), upgrade PNN LN, downgrade SKB GY r HSBC upgrade PNN LN, downgrade SKB CY, Investec d/g LMI LN, BA/ LN, u/g RR/ LN, VONT u/g HOLN VX ✓ Espirito downgrade DTE GY, initiate WEIR LN (b), CBK downgrade DEX GY r Nomura downgrade FRA GY, CS downgrade SKS LN, DBK…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121749.pdf
EFTA02130329Dataset 10
2013-09-038p1,866w
Subject: Early Tour 9.3.13
…UBS upgrade DELB BB • Bernstein u/g VOD LN (up to op), initiate SHP LN (op), MRK GY (mp), NOVOB DC (mp) • BofAML add ALU FP to Europe 1 list, remove STM IM from most pref, Citi upgrade PNN LN BofAML reinstate CSGN VX, DBK GY & UBSN VX (all hold), Numis downgrade AMS LN EFTA_R1_00773300 EFTA02130331 • RBC downgrade FRES LN, MAQ downgrade VOD LN (to neutral), MainFirst initiate DUE GY Jeff initiate ACA FP (b), GLE FP (h)…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf
EFTA00386261Dataset 9
2013-07-319p3,206w
Subject: Early Tour 7.31.13
From: U
…upgrade VST PW •• SocGen downgrade BARC LN, CGM FP, RCF FP, upgrade KGH PW, ADN LN •• GS downgrade AV/ LN, AGN NA, CS downgrade URKA LI, ICL IT •• Citi downgrade URKA LI, SDF GY, names SSE LN least pref — replace PNN LN •• DBK downgrade NXT LN, upgrade IN LN, PWTN SW, MAQ downgrade DSV DC, SDF GY • Mirabaud upgrade ABI BB, RBC downgrade STHR LN, Investec upgrade GKN LN • HSBC upgrade WCH GY, ETL FP, downgrade SDF GY, TLPR LN…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA00400348Dataset 9
2012-11-306p1,660w
Subject: Early Tour 11.30.12
From: Ike Groff
…MEO1V FH & upgrades SU FP Key Research: UBS adds GALP PL to most preferred & add OMV AV to least preferred & UBS upgrades TW/ LN Key Research: HSBC downgrades ANDR AV/downgrades VOLVB SS, Exane upgrades DXNS LN Key Research: GS upgrades MC FP, BEREN initiates CPI LN (b), BEREN upgrades ITK LN & initiates BAB LN (b) Key Research: Citi initiates TRELB SS (b) & upgrades PNN LN, BEREN initiates SRP LN (h), MS cuts BZU IM Reporting Pre-Open: GCO, JOUT…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400348.pdf