EFTA00289477Dataset 9
2013-12-268p3,645w
…or as otherwise subsequently instructed by Holder in writing. 5. Application of Payments. Any payment on this Note shall be applied first to accrued interest, and thereafter to the outstanding principal balance hereof. 6. Conversion. (a) Optional Conversion. If repayment or conversion pursuant to Section 6(b) of this Note shall not have occurred, the Holder may elect, at any time, by written notice delivered to the Company, to convert all of the principal and accrued and unpaid interest due…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00289477.pdf
EFTA01099514Dataset 9
2014-07-093p1,024w
…stock pursuant to such merger or consolidation, or (b) the sale, lease, transfer, exclusive license or other disposition of all or substantially all of the assets of the Company (a "Deemed Liquidation Event'). Optional Conversion The Series AA Preferred initially converts 1:1 to Common Stock at the option of the holder, subject to anti-dilution adjustment and proportional adjustment for stock splits, stock dividends and the like. Anti-dilution Standard broad-based weighted average adjustment, subject to customary Adjustment …
https://www.justice.gov/epstein/files/DataSet%209/EFTA01099514.pdf
EFTA01186435Dataset 9
2014-06-0918p7,682w
… provided, however that upon satisfaction of the conditions set forth in this Section 4(b), this Note shall be deemed converted and of no further force and effect, whether or not it is delivered for cancellation as set forth in this sentence. (c) Optional Conversion. (i) Nonqualified Equity Securities. If, prior to the earlier of (A) a Change of Control or (B) the Maturity Date, the Company sells equity securities in an equity financing that does not constitute a Qualified…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01186435.pdf