Epstein Files Search

EFTA01376457Dataset 10

1p460w

…provided that in calculating the Issuer Par Amount for each issuer, affiliated issuers will be considered to be a single issuer to the extent provided in the definition of "Average Par Amount." (b) An "Average Par Amount" is calculated by summing the Issuer Par Amounts and dividing such amount by the sum of the number of issuers of Collateral Obligations (other than the issuers of Defaulted Obligations); provided that all affiliated issuers will be considered one issuer except to the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376457.pdf

EFTA01365690Dataset 10

1p461w

…provided that in calculating the Issuer Par Amount for each issuer, affiliated issuers will be considered to be a single issuer to the extent provided in the definition of "Average Par Amount." (b) An "Average Par Amount" is calculated by summing the Issuer Par Amounts and dividing such amount by the sum of the number of issuers of Collateral Obligations (other than the issuers of Defaulted Obligations); provided that all affiliated issuers will be considered one issuer except to the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365690.pdf

EFTA01384563Dataset 10

1p480w

…prior consent of the Institutional Investor, the Corporate Value Fund will not follow any formal diversification policies, and — particularly given the unpredictability of when or in what market sector or Target/Acquiror capitalization ranges attractive Corporate Event Investments may arise — the Investments in which the Corporate Value Fund invests may be concentrated in one or a limited number of issuers, market sectors, industries and/or Target/Acquiror capitalization ranges. Co-Investments The Corporate Value Fund, together with Other Accounts or…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384563.pdf

EFTA01432474Dataset 10

2016-06-243p1,093w

…and 5 day s for KKR. For internal use only EFTA01432475 Basket Stats Key Facts Call Date Breakdown Industry Breakdown Total Amount Invested 520MM Year Count 5MM t Industry Count $MM Number of Issuers 17 2016 0 0 0 Banks 10 9.10 0.4549999999 999999 Number of Issues 24 2017 1 1 0.05 Electric 3 2.50 0.12 499999999999997 Average S&P Rating BBB 2018 4 3 0.15 Diversified Finan Sery 2 2 0.09999999999999998 Average…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432474.pdf

EFTA00803405Dataset 9

2017-03-3043p16,141w

…short strategies may become outdated and inaccurate as market conditions change. Diversification and Concentration. Honeycomb is not subject to any diversification or concentration limits with respect to its management of clients. As a result, Honeycomb may select investments that are highly concentrated in a very limited number or type of securities. In addition, a client's portfolio may become highly concentrated in securities related to a single or a limited number of issuers, industries, sectors, strategies, countries or geographic regions…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00803405.pdf