EFTA01509209Dataset 10
2008-12-311p189w
…Net Ending Net Change Stan on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities Inc. (JPMSI) Net Capital and Investment Account(s) Net Capital Requirements: FINANCIAL TRUST COMPANY INC O30171005 147,711,283.60 146,848.890.65 (862.392 95) 2 At December 31. 2008. JPMSrs net capital of $7.2 billion FINANCIAL TRUST COMPANY INC 101121381 0.00 aoo 0.00 14 exceeded the minimum regulatory net capital requirement of $600 million…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01509209.pdf
EFTA01510682Dataset 10
2012-06-301p336w
…Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Accounts) and Net Capital Requirements FINANCIAL TRUST COIWANY INC 306,452.61 5 At June 30, 2012, JPMS LLC's net capital of $11.8 billion FINANCIAL TRUST COMPANY INC 0.00 13 exceeded the minimum regulatory net capital Total Value…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510682.pdf
EFTA01499659Dataset 10
2013-06-301p340w
For the Period 9/1/13 to 9/311/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements SCUTHERN FINANCIAL. LLC 70,977,092.83 33,389,482.66 (37,587,610.17) 4 At June 30, 2013, JPMS LLC's net capital…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499659.pdf
EFTA01494043Dataset 10
2012-12-311p328w
…Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY INC 69,261,931.64 5,846,753.51 (63 415 178 13) 4 At December 31, 2012, JPMS LLC's net capital of $13.5 FINANCIAL TRUST COMPANY INC 300,900.74 300,126.67 (774 07…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01494043.pdf
EFTA01510056Dataset 10
2011-03-011p403w
…Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements MAIMS:1AL TRUST COMPANY INC 12,262,666.10 10,296,939.77 (1,963,726.33) 4 At December 31. 2010, JPMS LLC's net capital of $6.8 FINANCIAL TRUST COMPANY INC 0.00 0.00 0.00…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510056.pdf
EFTA01518890Dataset 10
2013-06-301p434w
…Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements GHISLANE MAXWELL 5,139,274.77 5,188,385.84 47,091.07 4 At June 30, 2013, JPMS LLC's net capital of $13.8 billion GHISLAME MAXIAELL 430.00 430.00 0.00 38 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518890.pdf
EFTA01513326Dataset 10
2012-06-301p344w
For the Period WI/ I 2 to 9/30/12 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY, INC. 19,632.63 19,633.60 097 5 At June 30, 2012, JPMS LLC's net capital of $11.8 billion…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513326.pdf
EFTA01500007Dataset 10
2012-12-311p333w
…13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements SOUTHERN TRUST COMPANY INC V169841:002' 1,963,458.87 6,125,418.12 4,161 959 25 4 At December 31, 2012, JPMS LLC's net capital of $13.5 SOUTHERN TRUST COA4PANY…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500007.pdf
EFTA01492909Dataset 10
2011-12-311p426w
…Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY INC 14235800011 72,908,029.38 72,476,344.98 (431,684.40) At December 31, 2011, JPMS LLC's net capital of $11.1 FINANCIAL TRUST COMPANY INC 242ooese2 299,902.70 300,899.71 997.01 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492909.pdf
EFTA01510492Dataset 10
2011-12-311p420w
…Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY INC worm& 7,819,858.71 7,795,321.46 (24,537.25) 4 At December 31, 2011, JPMS LLC's net capital of $11.1 FINANCIAL TRUST COMPANY INC ienzisa2 0.00 0.00 0.00 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510492.pdf
EFTA01500115Dataset 10
2013-06-301p330w
…9/30/13 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements SOUTHERN TRUST COMPANY INC weastooce 5,462645.82 4,860,273.12 (802,272.70) 4 At June 30, 2013, JPMS LLC's net capital of $13.8 billion SOUTHERN TRUST COA4PANY…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01500115.pdf
EFTA01519498Dataset 10
2013-12-311p352w
…Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements GHISLANE MAXWELL 5,275,584.06 5,252,771.59 (22,792.47) 4 At December 31, 2013, JPMS LLC's net capital of $12.8 GIASLANE MAXWELL 0.00 0.00 0.00 28 billion exceeded…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519498.pdf
EFTA01510038Dataset 10
2011-03-011p398w
…Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Accounts) and Net Capital Requirements FINANCIAL TRUST COMPANY INC 12,262,666.10 10,296,939.77 (1,963,726.33) 4 At December 31. 2010, JPMS LLC's net capital of $6.8 FINANCIAL TRUST COMPANY INC 0.00 0.00 0.00 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510038.pdf
EFTA01513224Dataset 10
2011-12-311p422w
For the Period 3/1/12 to 3/31/12 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY. INC. 19,624.68 19,626.23 1.55 4 At December 31, 2011, JPMS LLC's net capital of $11.1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513224.pdf
EFTA01510255Dataset 10
2011-06-301p341w
…Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COAWANY INC 3,526,406.68 2,798,707.11 (729,699.57) 4 At June 30, 2011. JPMS LLC's net capital of $11.3 billion FINANCIAL TRUST C0.1,ANY INC 0.00 0.00 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510255.pdf
EFTA01502168Dataset 10
2012-06-301p341w
…Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements TIE HAZE TRUST 22,081,390.23 22,435,382.03 35399180 5 At June 30, 2012, JPMS LLC's net capital of $11.8 billion TIE HAZE TRUST 0.00 0.00 000 17 exceeded the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01502168.pdf
EFTA01513436Dataset 10
2012-12-311p329w
…Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COUPANY 19,637.39 0.52 (19,636 87) 4 At December 31, 2012, JPMS LLC's net capital of $13.5 FINANCIAL TRUST COMPANY INC 33.49 33.49 0.00 11 billion exceeded the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513436.pdf
EFTA01493998Dataset 10
2012-12-311p332w
…Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements FINANCIAL TRUST COMPANY INC 69,261,931.64 5,846,753.51 (63 415 178 13) 4 At December 31, 2012, JPMS LLC's net capital of $13.5 FINANCIAL TRUST COMPANY INC 300,900.74 300,126.67 (774 07…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493998.pdf