esc
Search documents
go
Browse entities
go
Corpus stats
go
About the data
go
AI settings
go
EFTA
Search
Search
Entities
About
Stats
Settings
⌘K
search
Search
Search syntax help
Dataset
Set 1
Set 2
Set 3
Set 4
Set 5
Set 6
Set 7
Set 8
Set 9
Set 10
Set 11
Set 12
Sort
Relevance
Most pages
Most words
Dataset
Newest
Oldest
Status
All
Extracted
Failed
DOJ Status
All
Removed
Available
Modified
Date Range
Undated only
–
Email Headers
Page Count
–
Saved Searches
+
1,437 results for “
"Moderate"
”
Export
Keyboard Shortcuts
/
Focus search
Esc
Blur input
O
Open PDF
←
→
Paginate
Corpus: 1990-03-17 – 2025-12-01
←
December 2025
→
Mo
Tu
We
Th
Fr
Sa
Su
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Undated
(150,429)
None
Light
Medium
Heavy
EFTA01196424
Dataset 9
3p
154w
…scale OVE Before After 12.5 + 11.0 P<0.001 28.3 + 13.1 N=61 5.5 + 4.1 21.1 + 9.3 N=40 P<0.001 Final stage
Moderate
stage 25.9 + 7.0 42.3 + 6.3 N=21 P<0.001
Moderate
stage Normal EFTA01196425 Effect of HBF on MMSE change with time After 2 month 30 25 cu 20 .0 w15 — 10 5 0 I1 1 2 3 4 5 6 7 8 PatientS 9 10 11 12 13 …
https://www.justice.gov/epstein/files/DataSet%209/EFTA01196424.pdf
EFTA01459568
Dataset 10
2015-12-24
1p
195w
5 U.S. Dollar Downshifting its Pace Dollar Cycle to
Moderate
? Historical Dollar Cycles 170 1 160 +67% 150 6-Year USD 160 Uptrend 140 7-Year USD 150 Downtrend 130 +38% +43% 9.Year USD 120 - Downtrend 140, -5-Year 1 USD 130 Uptrencr 100 120 90 6-Year • USD 7-Year USD 80 110 Downtrend V Uptrend 70 100 60 1 226 451 676 901 1126 1351 1576 73 '75 '77 '79 131 '83 '85 '67 '69 '91…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459568.pdf
EFTA00039227
Dataset 9
2009-12-04
55p
17,333w
…in this type. Implementing instmctions: this type. 8 EFTA00039234 CHAPTER 1. § 541.3 Prohibited acts and available sanctions. (a) Prohibited acts. The list of prohibited acts are divided into four separate categories based on severity: Greatest; High;
Moderate
; and Low. We describe the prohibited acts in Table 1 - Prohibited Acts and Available Sanctions. Aiding, attempting, abetting, or making plans to commit any of the prohibited acts is treated the same as committing the act itself. (b) Available sanctions. The list…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00039227.pdf
EFTA01429752
Dataset 10
2019-05-04
10p
1,250w
Customer Owner: 2019 1 Remediation Clients Due Overview Stewart Oldfield 10 12 14 16 18 20 0 2 4 6 8 Jan 2019 Jan 2019
Moderate
Low Total 0 0 0 2019 1 Remediation Clients Due: Stewart Oldfield 19 16 4 3 2 1 Feb 2019 Feb 2019 3 0 3 Mar 2019 Mar 2019 16 0 16 Apr 2019 Apr 2019 0 4 4 May 2019 May 2019 4 15 19 Jun 2019 Jun 2019 0 0 0 Jul…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429752.pdf
EFTA01357587
Dataset 10
1p
210w
Investment Experience Investment Type Experience Annual Activity Level (Select one) (Required) None Limited
Moderate
High Years of No history (1-5 transactions (6-15 (Over 15 Investing of any per year) transactions transactions transactions per year) per year) Equities Options Fixed Income Mutual Funds Exchange Traded Funds (ETFs) Heal Estate Property (excluding Primary Residence) Variable Annuities Alternative Investments (Hedge Funds, Private Equity) Structured Products Foreign Currency 3rd Authorized Party's Personal Information Name: DOB. SSN: Legal Address: City: State: Zip…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01357587.pdf
EFTA01429762
Dataset 10
2019-02-28
4p
1,433w
…Oldfield 270557 The Jockey Club Foundation JOCKEY CLUB RELATIONSHIP Only Paper
Moderate
Client not started 2/28/2019 Dec 2018 Brokerage, Global De posits 2555.09149 2152.24674 6091829.37709 5241861.529999999 Stewart Oldfield 219810 AXCIS INFORMATION NETWORK, INC. JOCKEY CLUB RELATIONSHIP Only Paper
Moderate
Client not started 2/28/2019 Dec 2018 Global Deposits 4053 .34866 3407.65825 288607.4129 248339 21 Stewart Oldfield 109001 Equibase Company JOCKEY CLUB RELATIONSHIP Only Paper
Moderate
Client not started 2/28/2019 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429762.pdf
EFTA01356300
Dataset 10
2013-09-12
1p
209w
…17 N/A I RELATIONSHIP TISCH FAMILY Stewart
Moderate
TFMG, LLC Organization 8/28/2008 Aug-17 10/15/2017 I RELATIONSHIP Oldfield The George Lindemann LINDEMANN Family Stewart
Moderate
Organization 9/28/2015 FAMILY Sep-17 10/15/2017 Limited Oldfield RELATIONSHIP Partnership I Series 1 THIRD LAKE
Moderate
Kati Forsythe Stewart Organization 12/3/2015 CAPITAL Nov-17 10/15/2017 2014 GRAT Oldfield I RELATIONSHIP THIRD LAKE
Moderate
CRW 2009 Stewart Organization 12/9/2015 CAPITAL Nov…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356300.pdf
EFTA01356301
Dataset 10
2017-10-03
1p
175w
Subject:
RE: Oldfield (I)
From:
Daphne Cales
To:
Daphne Cales
…as possible.
Moderate
Organization 8/28/2008 409409 Stewart Aug- 10/15/2017 Y S Oldfield 17 Stewart Sep-
Moderate
Organization 9/28/2015 427075 10/15/2017 Y S Oldfield 17 Stewart Nov-
Moderate
Organization 12/3/2015 490359 10/15/2017 Y S Oldfield 17 Stewart Nov-
Moderate
Organization 12/9/2015 490359 10/15/2017 Y S Oldfield 17 Stewart Nov-
Moderate
Organization 12/9/2015 490359 10/15/2017 Y $ Oldfield 17 Stewart Dec-
Moderate
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356301.pdf
EFTA01356261
Dataset 10
2015-03-03
1p
247w
…FINANCIAL Nov-17 N/A Oldfield RELATIONSHIP TISCH FAMILY Stewart
Moderate
TFMG, LLC Organization 8/28/2008 409409 Aug-17 10/15/2017 RELATIONSHIP Oldfield The George Lindemann LINDEMANN Family Stewart
Moderate
Organization 9/28/2015 427075 FAMILY Sep-17 10/15/2017 Limited Oldfield RELATIONSHIP Partnership Series 1 THIRD LAKE Kati Forsythe Stewart
Moderate
Organization 12/3/2015 490359 CAPITAL Nov-17 10/15/2017 2014 GRAT Oldfield RELATIONSHIP THIRD LAKE CRW 2009 Stewart
Moderate
Organization 12/9/2015…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356261.pdf
EFTA01398963
Dataset 10
2017-06-14
1p
131w
Kirby Customer Number Customer Name Type * High Risk *
Moderate
Risk Annual Client Update Due Dat e Auto Exempt Reason Exemption Reason Customer Owner IPE Limited Client Y N 6/14/2017 Heather Kirby Irrawaddy Policy Exchange Trust Client 6/14/2017 Heather Kirb Trust f/b/o Louise G. Collins u/a Kevin J. Collins 12/12/02 Client N Heather Kirby Boehly, Todd L. Client N 8/23/2017 Heather Kirby NZC 136, LLC Client N 9/1/2017…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398963.pdf
EFTA01356262
Dataset 10
2017-10-03
1p
239w
Subject:
RE: Oldfield II)
From:
Andrew Gallivan
To:
Daphne Cales
…someone start these as soon as possible. TISCH FAMILY Stewart Aug-
Moderate
TFMG, LLC Organization 8/28/2008 10/15/2017 Y $ RELATIONSHIP Oldfield 17 The George Lindemann LINDEMANN Family Stewart Sep-
Moderate
Limited Organization 9/28/2015 FAMILY 10/15/2017 Y $ Oldfield 17 RELATIONSHIP Partnership Series 1 Kati THIRD LAKE Stewart Nov-
Moderate
Forsythe Organization 12/3/2015 CAPITAL 10/15/2017 Y $ Oldfield 17 2014 GRAT RELATIONSHIP THIRD LAKE CRW 2009 Stewart Nov-
Moderate
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356262.pdf
EFTA01428588
Dataset 10
2019-03-31
4p
1,412w
…Oldfield 270557 The Jockey Club Foundation JOCKEY CLUB RELATIONSHIP Only Paper
Moderate
Initial Due Diligence 3/31/2019 Dec 2018 Brokerage, Global De posits 2555.09149 2152.24674 6091829.37709 5241861.529999999 Stewart Oldfield 219810 AXCIS INFORMATION NETWORK, INC. JOCKEY CLUB RELATIONSHIP Only Paper
Moderate
Initial Due Diligence 3/31/2019 Dec 2018 Global Deposits 4053 .34866 3407.65825 288607.4129 248339 21 Stewart Oldfield 109001 Equibase Company JOCKEY CLUB RELATIONSHIP Only Paper
Moderate
Client not started 3/31/2019 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428588.pdf
EFTA01398965
Dataset 10
2017-04-05
2p
845w
Coleman Customer Number Customer Name Type * High Risk *
Moderate
Risk Annual Client Update Due Dat Auto Exempt Reason Exemption Reason Customer Owner Simons Foundation Client N N 4/5/2017 Mary Ann Coleman S. D. Malkin Properties, Inc. Client 4/6/2017 Mary Ann Col SDMP Services, Inc Client Y N 4/6/2017 Corporate/PIC/Other nts - See Owner/Siganatory's ACU Mary Ann Coleman Malkin, Scott D. Client Y N 4/21/2017 Corporate/Business A Ann Coleman…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398965.pdf
EFTA01379427
Dataset 10
2017-12-22
1p
420w
22 December 2017 EM Currency Handbook 2018: Still Fuel in the Tank Liquidity:
Moderate
(in SIOPEL - see below - and broker markets) Avg. ticket size: USD lmn Bid/ask spread: ARS 0.002 Avg. daily volume: USD 250m Ref. source: Reuters page <ARS=>, cARS/1> Trading hours: 10:00 am- 3:00 pm Buenos Aires time. Local NDF/Futures Mar ket Regulatory: Participants can trade freely in local NDFs and trades are settled in ARS. The BCRA maintains a fixing (Tipo…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01379427.pdf
EFTA01368689
Dataset 10
1p
73w
Deutsche Bank Compliance 2. Dormant 3. High (and
Moderate
High) risk countries 4. Repetitive Transactions 5. Velocity 6. Hub/SpokeOverview of Current Prime Rules & Parameters Overview of Current Prime Rules Following is a report from Prime listing all of the current rules, a description of what the rule does, the parameters associated with the rule, and schedule frequency: http://compliance.intranet.db.com// 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060584 CONFIDENTIAL SDNY_GM_00206768…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368689.pdf
EFTA01368695
Dataset 10
2012-07-31
1p
227w
Recent Changes In May 2012, countries used in the High Risk and
Moderate
Risk Country rules were updated as per the PWM High Risk Country Circular. All high risk country alerts (RACS3, RACS3Neg, RACS4, and RACS4Neg) were adjusted accordingly. On July 31, 2012, RACS3 and RACS3Neg alerts were updated to include country code CW Curacao, Netherlands Antilles. The Netherlands Antilles is considered a
moderate
high risk country. The International Organization of Standardization (ISO) added the code in 2011 (tittp://en…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368695.pdf
EFTA01370226
Dataset 10
1p
73w
Deutsche Bank Compliance 2. Dormant 3. High (and
Moderate
High) risk countries 4. Repetitive Transactions 5. Velocity 6. Hub/SpokeOverview of Current Prime Rules & Parameters Overview of Current Prime Rules Following is a report from Prime listing all of the current rules, a description of what the rule does, the parameters associated with the rule, and schedule frequency: http://compliance.intranet.db.com// 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062888 CONFIDENTIAL SDNY_GM_00209072…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370226.pdf
EFTA01370240
Dataset 10
2012-07-31
1p
227w
Recent Changes In May 2012, countries used in the High Risk and
Moderate
Risk Country rules were updated as per the PWM High Risk Country Circular. All high risk country alerts (RACS3, RACS3Neg, RACS4, and RACS4Neg) were adjusted accordingly. On July 31, 2012, RACS3 and RACS3Neg alerts were updated to include country code CW Curacao, Netherlands Antilles. The Netherlands Antilles is considered a
moderate
high risk country. The International Organization of Standardization (ISO) added the code in 2011 (tittp://en…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370240.pdf
EFTA01453161
Dataset 10
1p
443w
Option Objectives (check ALL that apply): Income (covered call writing) E Portfolio Protection (protective puts) (ZI Speculation (spreads & uncovered writing) Client(s) Strategy Requests (Please check as many of the following strategies sought to be employed) 1.Covered Call Writing
Moderate
Risk Calls fully covered by underlying stock. Stock may be called at any time or at expiration, requiring owner to sell at strike price. O 2. Purchasing Options Involves Substantial Risk., Entire premium is at risk. Profit or loss…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453161.pdf
EFTA01273308
Dataset 10
336p
161,566w
…Feiancial Advisor or Branch Manager. You can find a full dezription of the Value of your account $0.00 $1,981,915.66 alternative investment objectives in Important information aboutlour statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (I) Year to date (5) Pnmary -
Moderate
Investment eligibility consideration - None Opening account value $0.00 $0.00 selected Deposits, including investments transferred in…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273308.pdf
1–20 of 1,437 results · page 1 of 72
«
←
1
2
…
72
→
»
Results by Dataset
1,437 total
Set 4
2
Set 8
18
Set 9
658
Set 10
696
Set 11
63