EFTA01382526Dataset 10
2013-02-211p412w
…these facilities do not require Parent to comply with any financial ratio maintenance covenants. Parent has separately guaranteed the NAI obligations associated with the 8.00% Debentures due June 2026, the 7.90% Debentures due May 2017 and a 7.10% Medium Term Note, due March 2028 with an outstanding balance of $100 as of February 21, 2013. Deferred financing costs relating to debt allocated from Parent have been allocated by Parent to NAI based on NAI's proportionate share…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382526.pdf
EFTA01518392Dataset 10
2013-04-011p213w
…000 0.419 1,046.88 SHARE (ID: 48125E-20-7) 4/12 Foreign Dividend SCHLUMBERGER LTD 42 0.3125 PER SHARE 113.000 0.312 35.31 (ID: 806857-104) 4/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 0.015 1,450.00 2015 DID 10/15/2010 (ID: 40429X-YB-6) 4/30 Interest Income CIDGROUP CAPITAL XIII 77/8% PFD (g 0.492188 10,000.000 0.492 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518392.pdf
EFTA01518591Dataset 10
2013-06-011p148w
…3 Div Domest GENERAL MOTORS CO CV PFD B Q 0.59375 PER SHARE 1,000.000 0.594 593.75 (ID: 37045V-20.9) 6/13 Foreign Interest INTER AMERICAN OEVEL BK - IDR MEDIUM TERM NOTE 1,300,000,000.000 8.599.50 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN X50513770957 SEDOL B4YWHCO AS OF 06/04/13 (ID: 45818W-9K-4) 6/28 Div Domest BANK OF AMERICA CORP a 0…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518591.pdf
EFTA01519111Dataset 10
2016-05-111p249w
…ID: 222388-20-9) 11/12 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 50,000.000 0.001 59.38 NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G-2V-5) 11/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,00.000 0.018 2,700.00 152016 DTD 11/04/2010 (ID: 06050W-OW-2) 11/22 Div Dourest APACHE CORP O 0.20 PER SHARE (ID: 037411.105) …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519111.pdf
EFTA01518813Dataset 10
2013-08-011p165w
…Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value GairvLoss USD 8/30 Accrued Int Recd INTER AMERICAN OEVEL BK - IDR MEDIUM TERM NOTE 20,141,095.890 1,772.83 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY 1.00 20,141.095.89 EUROCLEAR ISIN X50513770957 SEDOL B4YWHCO (ID: OIDRPR-CV-1) 8/30 Spot FX LINKED CURRENCY TRANSACTION - SELL BUY USD SELL 107…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518813.pdf
EFTA01521458Dataset 10
2018-05-111p197w
…222388-20-9) 11/13 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 50,000.000 0.002 81.46 NOTE MAY 11 2018 DTD 05/11/2007 (ID: 36962G-2V-5) 11/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,000.000 0.018 2,700.00 15 2016 DTO 11/04/2010 (ID: 06050W-DW-2) 11/21 ON Domed APACHE CORP @ 0.17 PER SHARE (ID: 037411-10-5) …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521458.pdf
EFTA01518498Dataset 10
2016-05-111p195w
…50 (ID: 222388-20-9) 5/13 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 60,000.000 0.001 62.18 NOTE MAY 11 2016 DTD 05111/2007 (ID: 36962G-2V-5) 5/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,000.000 0.018 2,700.00 15 2016 DTD 11/04/2010 (ID: 06050W-DW-2) 5/16 Foreign Dividend 'SHARES BARCLAYS EURO INDEX-LINK (SIN 5,790.000…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518498.pdf
EFTA01521667Dataset 10
2016-05-111p190w
…ID: 2=388-20-9) 5/13 Corporate Interest GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE 50.000 000 0.001 62.18 NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G-2V-5) 5/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,000.000 0.018 2,700.00 15 2016 DTD 11/04/2010 (ID: 06050W-DW-2) 5/16 Foreign Dividend ISHARES BARCLAYS EURO INDEX-LINK ISIN 5,790.000 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521667.pdf
EFTA01521633Dataset 10
2006-11-021p210w
…419 1,046.88 SHARE (ID: 48125E-20-7) 4/12 Foreign Dividend SCHLUMBERGER LTD 42 0.3125 PER SHARE 113.000 0.312 35.31 (ID: 806857-104) 4/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 0.015 1,450.00 2015 DID 10/15/2010 (ID: 40429X-YB-6) 4/30 Interest Income CIT1GROUP CAPITAL XIII 77/8% PFD (g 0.492188 10,000.000 0.492 4,921…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521633.pdf
EFTA01521174Dataset 10
2012-03-011p239w
…275 PER SHARE 113,000 0.275 31.08 (ID: 806857-10-8) 4/16 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000 000 0.015 1,450.00 2015 DTD 10/15/2010 (ID: 40429X-YB-6) 4/20 Foreign Interest BARCLAYS BANK PLC MEDIUM TERM NOTE 2 2/1% OCT 150,000.000 0.013 1,875.00 20 2017 DTD 1020/2010 (ID: 06740P-VG-8) 4/30 Div Domeat JPMORGAN…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521174.pdf
EFTA01521167Dataset 10
2016-05-111p234w
…MEDIUM TERM FLOATING RATE NOTE 78.70 MAY 11 2016 DID 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP 98.01 150,000.00 147,010.50 150,000.00 (2,989.50) 5,400.00 4.09% MEDIUM TERM NOTE 2490.00 3.6% NOV 15 2016 DID 11/0412010 06050W-DW-2 A- IBM A MI ST MUM BOND AUTH 114.91 50,000.00 57,455.50 54,978 67 2,476.83 …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521167.pdf
EFTA01520594Dataset 10
2011-02-011p80w
…Cost Estimated Market Adjusted Unrealized Annual Income Quantity Price Value Original Gain/Loss Accrued Interest Yield Non-US Fixed Income BARCLAYS BANK PLC 150.000.000 95.55 141325.00 150,000.00 (6.675.00) 3.75000 3.25% MEDIUM TERM NOTE 2 2/1% OCT 20 2017 1,364 55 DID 102012010 06740PA/G-8 NA /AA3 Total Non.US Axed Income 1,306,940,000.000 5477.593.87 5493,451.02 (515.957.15) 522.518…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01520594.pdf
EFTA01521915Dataset 10
2016-05-111p200w
…Annual Income Pike Quantity Value Original Cost Gainn.oss Accrued Interest Yield US Fixed Income HSBC FINANCE CORP 102.97 100,000.0D 102,967.00 100,000.00 2,967.00 2900.00 1.22% MEDIUM TERM NOTE 2.9% OCT 15 2015 612.20 DTD 10/15/2010 40429X-1'843A /BM GENERAL ELEC CAP CORP 99.66 50,000.00 49,831.00 45,394.50 4,436.50 237.55 0.82% MEDIUM TERM FLOATING RATE…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521915.pdf
EFTA01521419Dataset 10
2012-10-011p227w
…Type Quantity Per Unit PRINCIPAL INCOME Settle Date Selection Method Description Cos( Amount Amount Amount 10/15 Corporate Interest HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 0.015 1,450.00 2015 DM 10/152010 (ID: 40429X-YB-6) 1030 Dlv Domest JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 150.000.000 0.04 5,925.00 DM 04/23/2008 (ID: 48625H-HA-1) 10130 Interest Income CIT1GROUP CAPITAL XIII…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521419.pdf
EFTA01519992Dataset 10
2009-09-011p131w
…Cost Estimated Market Adjusted Unrealized Annual Income Quantity Price Value Original Gain/Loss Accrued Interest Yield Short Term KFW BRL 125,000.00 56.35 70,436.28 72,010.50 (1,575.22) 6,402.25 7.71% MEDIUM TERM NOTE 9 1/8% FEB 5 2010 4.174.61 DTD 10/052007 HELD BY EUROCLEAR ISIN SEDOL JP MORGAN CHASE BANK - AUD 119,047.61 88.26 105,065.49 100,000.00 5,065.49 2,626…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519992.pdf
EFTA01520872Dataset 10
2016-05-111p220w
…Annual Income Pnce Quantity Value Original Cost Gain/Loss Acaued Interest Yield FiNed Income HSBC FINANCE CORP 94.12 100,000.00 94,120.00 100,000.00 (5,880.00) Z900.00 4.57% MEDIUM TERM NOTE 2.9% OCT 15 2015 370.50 DTD 10/1512010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP 91.35 50,000.00 45,676.00 45,394.50 281.50 326.39 2.72% MEDIUM TERM FLOATING RATE NOTE 17…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01520872.pdf