EFTA01509961Dataset 10
2010-12-011p832w
…Asset Account. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). Page 14 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00035548 Chase CONFIDENTIAL SDNY_GM_00304746 EFTA01509961
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01509961.pdf
EFTA01510682Dataset 10
2012-06-301p336w
…Page J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Accounts) and Net Capital Requirements FINANCIAL TRUST COIWANY INC 306,452.61 5 At June 30, 2012, JPMS LLC's net capital of $11.8 billion FINANCIAL TRUST COMPANY INC 0.00 13 exceeded the minimum regulatory net capital Total Value $306.452.61 requirement of $1.4 billion by $10.3 billion. JPMCC's net capital of $7.3…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510682.pdf
EFTA01513402Dataset 10
2013-01-011p274w
…transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority (-FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513402.pdf
EFTA01485570Dataset 10
2010-10-011p759w
…including options transactions, has been included in confirmations that were previously furnished to you. Upon written request, JPMS will promptly supply you with the latest such Information. Shareholders of certain JPMorgan Funds are charged a redemption fee equal to 2% of the proceeds if they exchange or redeem shares of such funds within 60 days of purchase, subject to certain exceptions set forth in the prospectus of the applicable Fund. Please consult your J.P. Morgan representative for a list…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01485570.pdf
EFTA01513149Dataset 10
2011-11-011p222w
…transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority (-FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513149.pdf
EFTA01513310Dataset 10
2012-08-011p225w
…transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority (-FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see 'Portfolio Activity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513310.pdf
EFTA01519597Dataset 10
2014-05-011p182w
…The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detair. Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 0026041757 000 9E00001 II…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01519597.pdf
EFTA01510034Dataset 10
2011-02-011p832w
…your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). J.P. Morgan Page 14 of 16 Confidential Treatment Requested by JPMorgan JPM-SDNY-00035632 Chase CONFIDENTIAL SDNY_GM_00304830 EFTA01510034
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510034.pdf
EFTA01511019Dataset 10
2013-06-011p223w
…transactions executed through J.P. Morgan Securities LW (JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of JPMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation cSIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01511019.pdf
EFTA01510091Dataset 10
1p219w
…transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detail'. Equity securities. fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ('FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfoho Activity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01510091.pdf
EFTA01493451Dataset 10
2012-09-011p344w
…Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Investment Account(s) and Net Capital Requirements RHAMIAL TRUST COMPANY INC 14235800011 75,461,078.51 68,457,831.65 (7,003,246.66) 5 At June 30. 2012. JPMS LLC's net capital of $11.8 billion FINANCIAL TRUST COMPANY INC 242ooeee2 305,051.26 303,917.19 (1134.07) 41 exceeded the minimum regulatory net capital Total Value 876,766,129.77…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493451.pdf
EFTA01513097Dataset 10
2011-08-311p219w
…transactions executed through J.P. Morgan Securities LLC ("JPMS"), see 'Portfolio Activity Detail'. Equity securities. fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ('FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfoho Activity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01513097.pdf