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Corpus: 1990-03-17 – 2025-12-01
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EFTA01365775
Dataset 10
1p
1,212w
…herein as the "Obligations,. Clients who are joint accountholders (Joint Accountholders) acknowledge and agree that pursuant to the lien to DBSI and Affiliates, the Collateral shah
Include Securities
and Other Property held in the Account or any other account held by either Joint Accountholder with DBSI or Its Affiliates or Pershing (whether individually, Jointly or otherwise) and shall secure any and all Obligations of each Joint Accountholder to DBSI and Its Affiliates or Pershing. With respect to the lien granted…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365775.pdf
EFTA01390347
Dataset 10
1p
1,187w
…Clients who are joint accountholders (Joint Accountholders, acknowledge aed agree that pursuant to the lien to DBSI and Affiliates, the Collateral shall
Include Securities
and Other Property held n the Account or any other account held by either Joint Accountholder with DBSI or its Affiliates or Pershing (whether individually. jointly or otherwise) and shall secure any and all Obligations of each Joint Accorintholder to DBSI we ite Affiliates or Persludg. With respect fo the lien granted to DBSI and its…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390347.pdf
EFTA01450327
Dataset 10
1p
1,095w
…Collateral") to secure the indebtedness or any other obligation of Client to Pershing in this Margin Account (the 'Margin Obligations"). Clients who are joint account holders (Joint Accountholders) acknowledge and agree that DB Collateral shall
Include Securities
and Other Property held in the Account or any other account held by either Joint Accountholder with DBSI or its Affiliates (whether Individually, Jointly or otherwise) and shall secure any and all DB Obligations of each Joint Accountholder to DB51 and its Affiliates…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450327.pdf
EFTA01390380
Dataset 10
1p
1,212w
…herein as the "Obligations"). Clients who are joint accountholders (Joint Accountholders) acknowledge and agree that pursuant to the lien to DBSI and Affiliates, the Collateral shall
Include Securities
and Other Property held in the Account or any other account held by either Joint Accountholder with DBSI or its Affiliates or Pershing (whether individually, jointly or otherwise) and shall secure any and all Obligations of each Joint Accountholder to DBSI and its Affiliates or Pershing. With respect to the lien granted…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390380.pdf
EFTA01480059
Dataset 10
1p
815w
…manage the risk associated with an asset owned or liability $5,000,000 incurred, or reasonably likely to be owned or incurred, by the client. are not publicly traded. If 'Investable assets' may not always
Include Securities
of companies that are privately held and which n on the basis of your ownership of such securities, please contact J.P. Morgan. you are making this representatio entity acting for Its own account that (I) has The client Is a corporation, partnership…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01480059.pdf
EFTA01374104
Dataset 10
1p
691w
…its entire investment in such companies. Lack of Liquidity of Partnership Assets Partnership assets may, at any given time,
include securities
and other financial instruments or obligations which are thinly-traded or for which no market exists and/or which are restricted as to their transferability under applicable securities laws. The sale of any such investments may be possible only at substantial discounts. Active Management Risk The Partnership's investment program emphasizes active management of the Partnership's portfolio. Consequently…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374104.pdf
EFTA01518576
Dataset 10
2013-06-30
1p
195w
…427.64 $47.544.06 To-Date Value Tax-Exempt Income 5,000.00 Unrealized GaIn/Loss O96,896.761 Bond Premium Amortization (2,037.03) Tax-Exempt Income $2,962.57 Note: - This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518576.pdf
EFTA01522006
Dataset 10
2014-03-01
1p
194w
…Income (S10A47.23) 693.73 To-Date Value Tax-Exempt Income 3,750.00 Bond Premium Amortization (1,557.34) Unrealized Gain/Loss $66,170.06 Tax-Exempt Income $2,192.66 Note: - This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01522006.pdf
EFTA01521403
Dataset 10
2012-10-01
1p
203w
…88 $7,036.17 Note: ' This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities: Please consult your tax advisor for tax implications. Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521403.pdf
EFTA01518275
Dataset 10
2013-03-01
1p
195w
…Income 32,254.03 Note: • This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities: Please consult your tax advisor for tax implications. I Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518275.pdf
EFTA01350670
Dataset 10
2013-09-18
1p
202w
Subject:
Sep 18, 2013 10:46:49 AM Conversation #132910262
…2000 OCS/LCS (10:55:46 AM): you free to talk with Harry in 5 about the positions? OCS/LCS (10:55:49 AM): jsut forwarded to you OCS/LCS (11:01:21 AM): MOTHER EFFER OCS/LCS (11:01:31 AM): each spread sheet has a DB tab and a JPM tab OCS/LCS 11:03:02 AM): does it only
include securities
we told him could come ove r? OCS/LCS (11:04:27 AM): yes OCS/LCS …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350670.pdf
EFTA01449009
Dataset 10
1p
1,178w
…Agreement) (collectively, all such obligations are referred to herein as the "Obligations"). Clients who are joint accountholders ("Joint Accountholders") acknowledge and agree that pursuant to this lien, the Collateral shall
include Securities
and Other Property held in the Account or any other account held by either Joint Accountholder with DBSI or its Affiliates (whether individually, jointly or otherwise) and shall secure any and aN Obligations of each Joint Accountholder to DBSI and its Affiliates. DBSI (or Pershing. at DBSI's…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449009.pdf
EFTA01449068
Dataset 10
1p
1,186w
…Agreement) (collectively, all such obligations are referred to herein as the "Obligations"). Clients who are joint accountholders ("Joint Accountholders") acknowledge and agree that pursuant to this lien, the Collateral shall
include Securities
and Other Property held in the Account or any other account held by either Joint Accountholder with DBSI or its Affiliates (whether individually, jointly or otherwise) and shall secure any and aN Obligations of each Joint Accountholder to DBSI and its Affiliates. DBSI (or Pershing. at DBSI's…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01449068.pdf
EFTA01518483
Dataset 10
2013-05-01
1p
194w
…533.59 637.118.42 To-Date Value Tax-Exempt Income 5,000.00 Unrealized Gain/Loss t$30.174.821 Bond Premium Amortization (2,037.03) Tax-Exempt Income $2,962.97 Note: - This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518483.pdf
EFTA01592108
Dataset 10
2005-05-19
13p
4,310w
…Affiliates, in relation to Party A. (b) Specified Transaction. "Specified Transaction" will have the meaning specified in Section 14 of this Agreement and shall also
include Securities
Swaps as defined in the 2001 Basket Swaps (Standard Terms) attached hereto. (c) Cross Default. The "Cross Defauft" provision (Section 5(a)(vi)) will apply to Party A and Party B amended as follows: Specified Indebtedness Instead of the definition in Section 14 of this Agreement, "Specified Indebtedness" shall mean any obligation (whether…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592108.pdf
EFTA01365774
Dataset 10
1p
1,183w
…connection with this Agreement) (collectively. all such obligations are referred to herein as the "Obligations"). Clients who are joint accountholders ("Joint Accountholders") acknowledge end agree that pursuant to this lien, the Collateral shall
include Securities
and Other Property held in the Account or any other account held by either Joint Accountholder with DBSI or its Affiliates (whether individuaNy, jointly or otherwise) and shall secure any and as Obligations of each Joint Accountholder to DOS! and its Affiliates. DBSI (or Pershing…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365774.pdf
EFTA01521941
Dataset 10
2014-01-01
1p
177w
…45 Taxable Income 68,416.26 68.416.26 Tax-Exempt Income 1,250.00 1,250.00 Bond Premium Amortization (557.36) (557.36) Tax-Exempt Income 6692.64 8692.64 Note: ' This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521941.pdf
EFTA01343951
Dataset 10
2013-09-18
1p
201w
Subject:
Sep 18, 2013 10:46:49 AM Conversation
From:
[email protected]
…14 2000 OCS/LCS: (10:55:46 AM): you free to talk with Harry in S about the positions? OCS/LCS: (10:55:49 AM): jsut forwarded to you OCS/LCS: (11:01:21 AM): MOTHER EFFER OCS/LCS: (11:01:31 AM): each spread sheet has a DB tab and a JPM tab OCS/LCS: (11:03:02 AM): does it only
include securities
we told him could come over? OCS/LCS: (11:04:27 AM): yes OCS/LCS: …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01343951.pdf
EFTA01353293
Dataset 10
1p
589w
… (iv) shall specify the pricing rate for that Dl3V Transaction. (e) The Purchased Securities under a DBV Transaction shall he such Securities (which may
include Securities
which are not gilt-edged securities) as shall be selected and delivered by CREST on the apportionment of securities to the relevant delivery in accordance with the rules and procedures of CREST. (d) The amount by which the Repurchase Price under a DIIV Transaction exceeds the Purchase Price shall be paid by Seller to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353293.pdf
EFTA01521866
Dataset 10
1p
193w
…Income $5,895.18 Note: ' This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not
include securities
which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities: Please consult your tax advisor for tax implications. ' Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01521866.pdf
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