Epstein Files Search

EFTA01273265Dataset 10

2014-07-0119p10,781w

…Fund. E. Benefit Plan Investor Status: Please read carefully and check the appropriate box. F. Controlling Person Status: Please read carefully and check the appropriate box. G. Certification Regarding Initial Public Equity Offerings: Please initial and complete all applicable sections. H. Government Entity Status: Please read carefully and check the appropriate box(es). I. NFA Bylaw 1101 Certification: Please read carefully and initial the applicable acknowledgement(s). J. Investor Acknowledgement: Please read the acknowledgements contained in this section carefully, Initial…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273265.pdf

EFTA00236793Dataset 9

2014-07-0120p15,253w

…Fund. E. Benefit Plan Investor Status: Please read carefully and check the appropriate box. F. Controlling Person Status: Please read carefully and check the appropriate box. G. Certification Regarding Initial Public Equity Offerings: Please initial and complete all applicable sections. H. Government Entity Status: Please read carefully and check the appropriate box(es). I. NFA Bylaw 1101 Certification Please read carefully and initial the applicable acknowledgement(s). J. Investor Acknowledgement: Please read the acknowledgements contained in this section carefully, initial…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236793.pdf

EFTA00236323Dataset 9

2014-07-0118p10,892w

…Fund. E. Benefit Plan Investor Status: Please read carefully and check the appropriate box. F. Controlling Person Status: Please read carefully and check the appropriate box. G. Certification Regarding Initial Public Equity Offerings: Please initial and complete all applicable sections. H. Government Entity Status: Please read carefully and check the appropriate box(es). I. NFA Bylaw 1101 Certification: Please read carefully and initial the applicable acknowledgement(s). .I. Investor Acknowledgement Please read the acknowledgements contained in this section carefully, initial…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236323.pdf

EFTA00237385Dataset 9

2014-07-0120p14,608w

…and a qualified purchaser in order to invest in the Fund. E. Benefit Plan Investor Status: Please read carefully and check the appropriate box. F. Controlling Person Status: Please read carefully and check the appropriate box. G. Government Entity Status: Please read carefully and check the appropriate box(es). H. Investor Acknowledgement: Please read the acknowledgements contained in this section carefully, initial the applicable acknowledgements and complete the applicable certification(s). I. Investor Signatures: Please sign. ER305378-MAXWELL Private and…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00237385.pdf

EFTA00237177Dataset 9

3p1,380w

…a "Restricted Person' or a 'Covered Person'. the Investor further represents that he, she or It understands that this certificate expires after one year and agrees promptly to notify the Fund should the account become a 'Restricted Person' or 'Covered Person'. H. Government Entity Status lt) Is the investor a Government Entity) CI Yes /No (u) If the Investor is acting as agent, representative or nominee for one or more investors, is any of such investors a Government Entity) 0…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00237177.pdf

EFTA01273285Dataset 10

2014-07-0123p16,074w

…Fund. E. Benefit Plan Investor Status: Please read carefully and check the appropriate box. F. Controlling Person Status: Please read carefully and check the appropriate box. G. Certification Regarding Initial Public Equity Offerings: Please initial and complete all applicable sections. H. Government Entity Status: Please read carefully and check the appropriate box(es). I. NFA Bylaw 1101 certification Please read carefully and initial the applicable acknowledgement(s). .1. Investor Acknowledgement: Please read the acknowledgements contained in this section carefully, initial…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273285.pdf

EFTA00314427Dataset 9

53p17,554w

…The Investor understands and agrees that the information supplied above will be utilized to determine whether benefit plan investors own less than 25% of the value of the Interests, as determined under the Plan Asset Regulation, both upon the original issuance of Interests and upon subsequent transfer of Interests. (G) Government Entity Status (i) Is the Investor a "government entity"' within the meaning of Rule 206(4)-5 under the Advisers Act? ❑ YES ❑ NO (ii) If the Investor…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00314427.pdf