EFTA00237177Dataset 9
3p1,380w
Investor Application Form (continued) G. Certification Regarding Initial Public Equity Offerings: : fink' icy L Rule 5130 'Restricted Persons' Fund may elect DM to invest in new issues even if your individual account is eligible for such transactions. :Please initial the appropriate statement The Undersigned has initialed those statements below which apply to it or, if the Undersigned is a • ' • • :corporation, partnership, trust or other entity. which apply to any person having a Beneficial Interest in the Undersigned. The Investor is…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237177.pdf
EFTA00237169Dataset 9
6p3,091w
…pies specify the exemption number (1 trough 10) here (exemption 1(b) n not evistebie), NOTE: Ezeinwhons we not applicable for individual rettarnent accounts, individual or Joint accounts. USIA* or UTMA accounts, which are treated es natural persons for this purpose Private and Confides hai CONFIDENTIAL UBSTERRAMAR00001524 EFTA00237169 Investor Application Form (continued) G. Certification Regarding Initial Public Equity Offerings (cont'd): Mt -11AL Rule S131 "Covered Persons" Please wwl below if applicable .s :t mesa, is a COtTOrabOn. parser ho…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00237169.pdf