""FINRA Dispute Resolution Case No""

…entitled Financial Truss Company, Inc. and The CO.U.Q. Foundation, Inc. v. The Bear Stearns Companies, Bear Stearns it Co., Bear Stearns Asset Management and Warren Spector, FINRA Dispute Resolution Case No. 09-00979, alleging, among other things, fraudulent inducement, breach of fiduciary duty, constructive fraud, negligent misrepresentation and breach of contract in connection with the Investments (the "Arbitration"); and WHEREAS, the Parties wish to fully resolve their respective claims in connection with the Arbitration and the Investments, upon…