EFTA01381332Dataset 10
1p636w
…Investors in Japan The shares offered in this prospectus have not been registered under the Securities and Exchange Law of Japan. Shares have not been offered or sold and will not be offered or sold, directly or indirectly, in Japan or to or for the account of any resident of Japan, except (i) pursuant to an exemption from the registration requirements of the Securities and Exchange Law and (ii) in compliance with any other applicable requirements of Japanese law. Notice…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381332.pdf
EFTA01383081Dataset 10
1p861w
…2 of the FIEL acquires the Interests. No Interest shall be sold to, or held by, persons other than (i) Oils or (in persons listed in article 17-12, paragraph 1 of the Order for Enforcement of the Financial Instruments and Exchange Law ('Qualified The number of Qualified Non-Qlls in Japan shall not exceed 49. No Interests shall be sold to or held by any person set forth in article 63, paragraph 1, item 1, sub-items (i) to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383081.pdf
EFTA01382403Dataset 10
1p744w
…except pursuant to an exemption from the registration requirements of, and otherwise in compliance with, the Financial Instruments and Exchange Law and any other applicable laws, regulations and ministerial guidelines of Japan. The shares may not be publicly offered in Switzerland and will not be listed on the SIX Swiss Exchange ("SIX") or on any other stock exchange or regulated trading facility in Switzerland. This document has been prepared without regard to the disclosure standards for issuance prospectuses under art…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382403.pdf
EFTA01393408Dataset 10
1p861w
…2 of the FIEL acquires the Interests. No Interest shall be sold to, or held by, persons other than (i) Oils or (ii) persons listed in article 17-12, paragraph 1 of the Order for Enforcement of the Financial Instruments and Exchange Law ('Qualified The number of Qualified Non-Oils in Japan shall not exceed 49. No Interests shall be sold to or held by any person set forth in article 63, paragraph 1, item 1, sub-items (i) to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393408.pdf
EFTA01377779Dataset 10
2015-11-061p801w
…to others for re-offering or resale, directly or indirectly, in Japan or to a resident of Japan, except pursuant to an exemption from the registration requirements of, and otherwise in compliance with, the Financial Instruments and Exchange Law and any other applicable laws, regulations, and ministerial guidelines of Japan. Canada The securities may be sold in Canada only to purchasers purchasing, or deemed to be purchasing, as principal that are accredited investors, as defined in National Instrument 45-106…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01377779.pdf
EFTA01376318Dataset 10
1p783w
…directly or indirectly, in Japan or to any "resident of Japan." except in accordance with the exemption (the "Qualified Institutional Investor Private Placement Exemption") from the registration requirements as provided for in "i" of Section 2, Paragraph 3, Item 2 of the Financial Instruments and Exchange Law of Japan (the -FIEL") directed solely to "qualified institutional investors" (as defined in Section 2. Paragraph 3, Item I of the FIEL). or otherwise except in compliance with the FIEL and other applicable…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376318.pdf
EFTA01391181Dataset 10
1p861w
…of the FIEL acquires the Interests. No Interest shall be sold to, or held by, persons other than (i) Oils or (ii) persons listed in article 17-12, paragraph 1 of the Order for Enforcement of the Financial Instruments and Exchange Law ('Qualified Non-011s"). The number of Qualified Non-Qlls in Japan shall not exceed 49. No Interests shall be sold to or held by any person set forth in article 63, paragraph 1, item 1, sub-items (i)…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391181.pdf
EFTA01392123Dataset 10
1p861w
…2 of the FIEL acquires the Interests. No Interest shall be sold to, or held by, persons other than (i) Oils or (in persons listed in article 17-12, paragraph 1 of the Order for Enforcement of the Financial Instruments and Exchange Law ('Qualified The number of Qualified Non-Qlls in Japan shall not exceed 49. No Interests shall be sold to or held by any person set forth in article 63, paragraph 1, item 1, sub-items (i) to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392123.pdf
EFTA01392488Dataset 10
1p860w
…2 of the FIEL acquires the Interests. No Interest shall be sold to, or held by, persons other than (i) Oils or (in persons listed in article 17-12, paragraph 1 of the Order for Enforcement of the Financial Instruments and Exchange Law ('Qualified The number of Qualified Non-Oils in Japan shall not exceed 49. No Interests shall be sold to or held by any person set forth in article 63, paragraph 1, item 1, sub-items (i) to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392488.pdf
EFTA01365592Dataset 10
1p786w
…directly or indirectly, in Japan or to any "resident of Japan." except in accordance with the exemption (the "Qualified Institutional Investor Private Placement Exemption") from the registration requirements as provided for in "i" of Section 2, Paragraph 3, Item 2 of the Financial Instruments and Exchange Law of Japan (the -FIEL") directed solely to "qualified institutional investors" (as defined in Section 2. Paragraph 3, Item I of the FIEL). or otherwise except in compliance with the FIEL and other applicable…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365592.pdf