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587 results for “
"Dodd Frank"
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EFTA01455873
Dataset 10
2014-01-06
1p
357w
Subject:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 (C)
From:
Amanda Kirby
From: Amanda Kirby Sent: 10/21/2014 3:16:27 PM To: CC: Paul Morris ; Vahe Stepanian I Subject:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 (C) Attachments: SF Approved IA Seg Advisory(DB)WM Americas 4.8.14 revised 8.19.14.doc; ST Approved IA Seg Advisory(DB) WM Americas 4.8.14 revised 8.19.14.doc; pic27104.gif; pic13901.gif Classification: Confidential Darren/Rich, Per our conversation please see the below. I…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455873.pdf
EFTA01471390
Dataset 10
2014-10-21
2p
327w
Subject:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C]
From:
Amanda Kirby <
Subject:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Amanda Kirby < Date: Tue, 21 Oct 2014 15:16:27 -0400 To: Cc: Paul Morris < >, Vahe Stepanian < Classification: Confidential Darren/Rich, Per our conversation please see the below. I will need one copy for Southern Trust and one for Southern Financial This is part one. I will be sending over part two shortly. We are reaching out to you in regards to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471390.pdf
EFTA01471388
Dataset 10
2014-10-21
2p
285w
Subject:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - Step
From:
Amanda Kirby <a.
Subject:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Amanda Kirby <a. Date: Tue, 21 Oct 2014 15:16:27 -0400 To: Cc: Paul Morris Vahe Stepanian Classification: Confidential Darren/Rich, Per our conversation please see the below. I will need one copy for Southern Trust and one for Southern Financial This is part one. I will be sending over part two shortly. We are reaching out to you in regards to CFTC's ruling…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471388.pdf
EFTA01453221
Dataset 10
2014-03-13
1p
164w
Subject:
Re:
Dodd Frank
[I]
From:
Mary Davitt/d'
To:
Amanda Kirby/db~
Email (Embedded image moved to file: pic31976.gif) Securities offered through Deutsche Bank Securities Inc. From: Mary Davitt/d' To: Amanda Kirby/db~ Cc: Paul Morri azia smith Date: 03/13/2014 05:14 PM Subject: Re:
Dodd Frank
[I] classification: For internal use only since these are stand alone documents, please have the Legal Name of client Swap Vehicle (counterparty name), signer's name and date on the signature page completed. They are unidentifiable as is. (Embedded image moved…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453221.pdf
EFTA01453188
Dataset 10
2014-03-13
1p
141w
Subject:
Dodd Frank
[I]
From:
Amanda Kirby
To:
Mary Davitt,
…Paul Morris Date: 03/13/2014 05:09 PM Subject:
Dodd Frank
[I] Classification: For internal use only Mary, Please see attached the signed
Dodd Frank
docs for Southern Financial, LLC and Southern Trust Company, Inc. I also have the originals if you need. [attachment "ST
Dodd Frank
Protocol.pdf" deleted by Mary Davitt [attachment "SF
Dodd Frank
Protocol.pdf" deleted by Mary Davitt Kind regards, Amanda Kirby (Embedded image moved to file: pic19157.gif) Amanda Kirby Associate Deutsche Bank…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453188.pdf
EFTA00823570
Dataset 9
2016-07-22
1p
181w
Subject:
Dodd Frank
Quarterly Notification [C]
From:
DeAWM-WM DerivativeDoes ‹ >
To:
undisclosed-recipients:;
…DerivativeDoes ‹ > To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification [C] Date: Fri, 22 Jul 2016 15:37:47 +0000 Attachments: DB
Dodd-Frank
_Quarterly_lnitial_Margin_Reporting_Q2_2016.pdf Classification: Confidential Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending to you pursuant to CFTC Regulation 23.704. You are not required to take any other action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00823570.pdf
EFTA00696749
Dataset 9
2017-01-27
1p
178w
Subject:
Dodd Frank
Quarterly Notification - Q4 2016
From:
DeAWM-WM DerivativeDoes >
To:
undisclosed-recipients:;
…DerivativeDoes > To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification - Q4 2016 Date: Fri, 27 Jan 2017 01:56:16 +0000 Attachments: 2016_Q4_ DB_
Dodd-Frank
_Quarterlyinitial_Margin_Notice.pdf Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending you pursuant to CFTC Regulation 23.704. You are not required to take any action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards, DeWM Derivatives Documentation Team…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00696749.pdf
EFTA00813893
Dataset 9
2016-10-25
1p
174w
Subject:
Dodd Frank
Quarterly Notification
From:
DeAWM-WM DerivativeDocs <deawm-wm.derivativedocsgdb.com>
To:
undisclosed-recipients:;
From: DeAWM-WM DerivativeDocs <deawm-wm.derivativedocsgdb.com> To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification Date: Tue, 25 Oct 2016 19:16:14 +0000 Attachments: 3Q16_DB_DF_Quarterly_lnitial_Margin_Notice_2016_10_20.pdf Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending you pursuant to CFTC Regulation 23.704. You are not required to take any action as a result of your receipt of this notice. Thank you for your consideration…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00813893.pdf
EFTA00850737
Dataset 9
2015-07-21
1p
179w
Subject:
Dodd Frank
Quarterly Notification [C]
From:
Michael Takvorian
To:
undisclosed-recipients:;
From: Michael Takvorian To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification [C] Date: Tue, 21 Jul 2015 18:09:10 +0000 Attachments: DB
Dodd-Frank
_Quarterly_lnitial_Margin_Reporting_Q2_2015.docx Classification: Confidential Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending to you pursuant to CFTC Regulation 23.704. You are not required to take any other action as a result of your receipt of this notice. Thank you for your consideration. Kind…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00850737.pdf
EFTA00843453
Dataset 9
2015-10-16
1p
177w
Subject:
Dodd Frank
Quarterly Notification
From:
DeAWM-WM DerivativeDocs <
To:
undisclosed-recipients:;
From: DeAWM-WM DerivativeDocs < To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification Date: Fri, 16 Oct 2015 14:43:03 +0000 Attachments: DB
Dodd-Frank
_Quarterlyiratial_Margio_Reporting_Q32015.pdf Dear Valued Client, Please review the attached notice, which Deutsche Bank AG is sending to you pursuant to CFTC Regulation 23.704. You are not required to take any other action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards, DeAWM Derivative…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00843453.pdf
EFTA00638293
Dataset 9
2015-01-23
1p
140w
Subject:
Dodd Frank
Quarterly Notification
From:
DeAWM-WM DerivativeDoes •tt a>
To:
undisclosed-recipients:;
From: DeAWM-WM DerivativeDoes •tt a> To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification Date: Fri, 23 Jan 2015 20:56:34 +0000 Attachments: DB
Dodd-Frank
_Quarterly_Initial_Margin_Reporting_Q4_2014.pdf Dear Client, Please review the attached notice, which Deutsche Bank AG is sending to you pursuant to CFTC Regulation 23.704. You are not required to take any other action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00638293.pdf
EFTA00865877
Dataset 9
2015-01-23
1p
143w
Subject:
Dodd Frank
Quarterly Notification [C]
From:
DeAWM-WM DerivativeDoes •tt a>
To:
undisclosed-recipients:;
From: DeAWM-WM DerivativeDoes •tt a> To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification [C] Date: Fri, 23 Jan 2015 20:38:46 +0000 Attachments: DB
Dodd-Frank
_Quarterlyjnitial_Margin_Reporting_Q4_2014.pdf Classification: Confidential Dear Client, Please review the attached notice, which Deutsche Bank AG is sending to you pursuant to CFTC Regulation 23.704. You are not required to take any other action as a result of your receipt of this notice. Thank you for your consideration…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00865877.pdf
EFTA00858929
Dataset 9
1p
142w
Subject:
Dodd Frank
Quarterly Notification [C]
From:
DeAWM-WM DerivativeDocs < =>
To:
undisclosed-recipients:;
…< => To: undisclosed-recipients:; Subject:
Dodd Frank
Quarterly Notification [C] Date: Mon,20 Apr 2015 17:04:38 +0000 Attachments: DB
Dodd-Frank
_Quarterlyinitial_Margin_Reporting_Q1_2015.docx Classification: Confidential Dear Client, Please review the attached notice, which Deutsche Bank AG is sending to you pursuant to CFTC Regulation 23.704. You are not required to take any other action as a result of your receipt of this notice. Thank you for your consideration. Kind Regards, DeAWM Derivative…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00858929.pdf
EFTA00852965
Dataset 9
2015-06-29
4p
738w
Subject:
Re:
Dodd frank
From:
"Jeffrey E." <
[email protected]
>
To:
"Lawrence H. Summers"
From: "Jeffrey E." <
[email protected]
> To: "Lawrence H. Summers" Subject: Re:
Dodd frank
Date: Mon, 29 Jun 2015 14:05:08 +0000 first , get your own lawyers to look at it. as i read it the document says " investing advice" , I think the argument that the document does not control is silly„ the fact that you don't make the ultimate decisons could or could not be dispositive. run it by someone who works for you, not the other…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00852965.pdf
EFTA00644539
Dataset 9
2015-06-29
5p
935w
Subject:
Re:
Dodd frank
From:
"Lawrence H. Summers"
To:
jeffrey E. <
[email protected]
>
From: "Lawrence H. Summers" To: jeffrey E. <
[email protected]
> CC: lhsoffice Subject: Re:
Dodd frank
Date: Mon, 29 Jun 2015 16:19:19 +0000 I see How is Arianne? Did u follow up w Zoe? How r Kazakhs? Sent from my iPhone Please direct all scheduling inquiries to my office at Follow me on twitter @lhsummers www.lanysummers.com On Jun 29, 2015, at 6:14 PM, jeffrey E. <jeevacation®gmail.com> wrote: its a regulatory issue not a reality…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00644539.pdf
EFTA00853022
Dataset 9
2015-06-29
4p
884w
Subject:
Re:
Dodd frank
From:
"jeffrey E." <
[email protected]
>
To:
"Lawrence H. Summers"
From: "jeffrey E." <
[email protected]
> To: "Lawrence H. Summers" Subject: Re:
Dodd frank
Date: Mon, 29 Jun 2015 16:14:12 +0000 its a regulatory issue not a reality based On Mon, Jun 29, 2015 at 12:12 PM, Lawrence H. Summers < wrote: Ok. But i don't decide anything so don't see problem. Sent from my iPhone Please direct all scheduling inquiries to my office at: Follow me on twitter T On Jun 29, 2015, at…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00853022.pdf
EFTA00853018
Dataset 9
2015-06-29
4p
781w
Subject:
Re:
Dodd frank
From:
"Lawrence H. Summers" <
To:
jeffrey E. <
[email protected]
>
From: "Lawrence H. Summers" < To: jeffrey E. <
[email protected]
> CC: lhsoffice Subject: Re:
Dodd frank
Date: Mon, 29 Jun 2015 16:12:44 +0000 Ok. But i don't decide anything so don't see problem. Sent from my iPhone Please direct all scheduling inquiries to my office at: Follow me on twitter T On Jun 29, 2015, at 4:05 PM, jeffrey E. <
[email protected]
> wrote: first , get your own lawyers to look at it. as…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00853018.pdf
EFTA01467820
Dataset 10
2014-03-13
2p
216w
Subject:
Re:
Dodd Frank
[I]
From:
Mary Davitt <
To:
Amanda Kirby <a
Subject: Re:
Dodd Frank
[I] From: Mary Davitt < Date: Thu, 13 Mar 2014 17:14:46 -0400 To: Amanda Kirby <a Cc: Paul Morris >, Tazia Smith Classification: For internal use only Since these are stand alone documents, please have the Legal Name of Client Swap Vehicle (counterparty name), signer's name and date on the signature page completed. They are unidentifiable as is. (Embedded image moved to file: pic23378.gif) Mary Davitt Solutions & Trading Group (STG) Deutsche Asset…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467820.pdf
EFTA01471520
Dataset 10
2014-10-30
5p
719w
Subject:
Fw:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline
From:
Amanda Kirby
To:
Ian Hearn <
[email protected]
>
Subject: Fw:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline Step 1 [C] From: Amanda Kirby Date: Thu, 30 Oct 2014 09:00:11 -0400 To: Ian Hearn <
[email protected]
> Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved to file: pic15401.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471520.pdf
EFTA01456014
Dataset 10
2014-10-30
1p
166w
Subject:
Fw:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C]
From:
Amanda Kirby/db/dbcom
To:
Ian Hearn/db/dbcom@DBAMERICAS,
…db/dbcom To: Ian Hearn/db/dbcom@DBAMERICAS, cc: DeAwM-wM DerivativeDocs/db/dbcomODBAMERIcAs, Paul Morris/db/dbcom@DBAMERICAs, vahe stepanian/db/dbcom@DBAmericas Date: 10/30/2014 09:00 AM Subject: Fw:
Dodd Frank
Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C] Classification: confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved to file: pic09481.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456014.pdf
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