EFTA01574694Dataset 10
2009-07-0114p1,958w
…at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade EFTA01574704 at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseiPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574694.pdf
EFTA01555514Dataset 10
2009-04-0126p3,799w
…bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01555514.pdf
EFTA01558944Dataset 10
2009-08-0125p3,866w
…auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. You should have receivedseparate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558944.pdf
EFTA01558829Dataset 10
2008-12-3124p3,634w
…bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558829.pdf
EFTA01529575Dataset 10
2009-09-0112p2,243w
…availablefor sal e, the result maybe a failedauction. In a failedauction, there is no assuranceth at a secondarymarket will developor that the security will trade at paror anyoth er price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirst atements with respect to ARS. If you have chosen one of the sweep mutual funds, you are notified that position s in the Prime Money Market Sweep Fund represent holdings in the JPMorgan Prime Money Market Fund; positions in…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01529575.pdf
EFTA01574589Dataset 10
2008-11-0112p1,764w
…at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade EFTA01574598 at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseiPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574589.pdf
EFTA01529506Dataset 10
2008-12-3112p2,185w
…not enough bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother pri ce reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstat ements with respect to ARS. If you have chosen one of the sweep mutual funds, you are notified that positions in the Prime Money Market Sweep Fund represent holdings in the JPMorgan…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01529506.pdf
EFTA01558750Dataset 10
2008-12-0127p3,871w
…bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. .JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly advise3PMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558750.pdf
EFTA01555614Dataset 10
2009-08-0128p4,005w
…auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. You should have receivedseparate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01555614.pdf
EFTA01574601Dataset 10
2008-12-0112p1,764w
…at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade EFTA01574610 at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseiPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574601.pdf
EFTA01555566Dataset 10
2009-06-0124p3,707w
…enough bids at an auction to redeemthe securities availablefor sal e, the result maybe a failedauction. In a failedauction, there is no assuranceth at a secondarymarket will developor that the security will trade at paror anyoth er price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirst atements with respect to ARS. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor f inancialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe inf ormation currentlyin its files to be complete…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01555566.pdf
EFTA01558922Dataset 10
2009-07-0122p3,594w
…enough bids at an auction to redeemthe securities availablefor sal e, the result maybe a failedauction. In a failedauction, there is no assuranceth at a secondarymarket will developor that the security will trade at paror anyoth er price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirst atements with respect to ARS. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor f inancialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe inf ormation currentlyin its files to be complete…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558922.pdf
EFTA01574708Dataset 10
2009-08-0114p2,356w
…auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. Additional Information About Your Accounts EFTA01574718 Securities purchased or sold through JPMSI (1) other than mutual funds and fixed income securities, are clearedthrough J.P.Morgan ClearingCorp. ("JPMCC"),an affiliateof JPMSI, and (2) other…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574708.pdf
EFTA01574680Dataset 10
2009-06-0114p1,958w
…at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade EFTA01574691 at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseiPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574680.pdf
EFTA01574562Dataset 10
2008-08-019p1,728w
…not enough bids at an auction to redeemthe securities availablefor sal e, the result maybe a failedauction. In a failedauction, there is no assuranceth at a secondarymarket will developor that the security will trade at paror anyoth er price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirst atements with respect to ARS. JPMSI is the custodian of listed options and most mutual funds, including third partymutual funds, purchasedthrough JPMSI. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574562.pdf
EFTA01568068Dataset 10
2009-07-0147p4,117w
…bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568068.pdf
EFTA01574653Dataset 10
2009-04-0114p1,917w
…at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade EFTA01574663 at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseiPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01574653.pdf
EFTA01558805Dataset 10
2009-02-0124p3,633w
…bids at an auction to redeemthe securities availablefor sale, the result maybe a failedauction. In a failedauction, there is no assurancethat a secondarymarket will developor that the security will trade at paror anyother price reflectedon statements. Accordingly, investors should not relyon pricing information appearingin theirstatements with respect to ARS. JPMSI is the custodian of listed options purchasedthrough JPMSI. You must promptly adviseJPMSI ofmaterialchanges in yourinvestment objectivesor financialsituation. Unless you inform JPMSI otherwise, JPMSI will considerthe information currentlyin its files to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558805.pdf