Epstein Files Search

EFTA01376190Dataset 10

1p468w

…by the Indenture Registrar of: (A) such Definitive Security properly endorsed for assignment to the transferee; (B) a Transfer Certificate; and (C) in the case of a transfer of a Subordinated Note to an Accredited Investor that is not also a Qualified Institutional Buyer, an opinion of counsel that such transfer would not be required to be registered under the Securities Act; the Indenture Registrar shall (x) cancel such Definitive Security and (y) record the transfer in the Indenture Register…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376190.pdf

EFTA01365415Dataset 10

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…by the Indenture Registrar of: (A) such Definitive Security properly endorsed for assignment to the transferee; (B) a Transfer Certificate; and (C) in the case of a transfer of a Subordinated Note to an Accredited Investor that is not also a Qualified Institutional Buyer, an opinion of counsel that such transfer would not be required to be registered under the Securities Act; the Indenture Registrar shall (x) cancel such Definitive Security and (y) record the transfer in the Indenture Register…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365415.pdf

EFTA01365594Dataset 10

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…interests in a Regulation S Global Security may not be held by a U.S. person at any time. Transferors of beneficial interests in a Regulation S Global Security or a Definitive Security being transferred to a person who takes delivery• in the form of an interest in a Rule 144A Global Security must provide to the Trustee (or. in the case of the Preferred Shares, the Fiscal Agent) a Transfer Certificate to the effect that the transfer is being…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365594.pdf

EFTA01376319Dataset 10

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…interests in a Regulation S Global Security may not be held by a U.S. person at any time. Transferors of beneficial interests in a Regulation S Global Security or a Definitive Security being transferred to a person who takes delivery• in the form of an interest in a Rule 144A Global Security must provide to the Trustee (or. in the case of the Preferred Shares, the Fiscal Agent) a Transfer Certificate to the effect that the transfer is being…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376319.pdf

EFTA01376189Dataset 10

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…equal to the beneficial interest in the Global Security to be transferred). Any purported transfer in violation of the foregoing requirements shall be null and void ab hullo, and the Indenture Registrar shall not register any such purported transfer and the Trustee shall not authenticate and deliver such Definitive Securities. (ii) Exchange of a Beneficial Interest in a Global Security to a Beneficial Interest in a Definitive Security. If a holder of a beneficial interest in a Global Security wishes…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376189.pdf

EFTA01365416Dataset 10

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the Indenture Registrar shall (x) cancel such Definitive Security, (y) record the exchange or transfer, as applicable, in the Indenture Register and (z) confirm the instructions at the Depository to increase the principal amount of the applicable Regulation S Global Security by the aggregate principal amount of the beneficial interest in the Definitive Security to be exchanged or transferred, and to credit or cause to be credited to the securities account specified by or on behalf of the holder of…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365416.pdf

EFTA01365414Dataset 10

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…shall only be made in accordance with this Section 2.5(e). So long as a Definitive Security remains Outstanding, transfers and exchanges of Definitive Securities, in whole or in part, shall only be made in accordance with this Section 2.5(e). (i) Transfer of a Beneficial Interest in a Global Security to a Beneficial Interest in a Definitive Security. If a holder of a beneficial interest in a Global Security wishes at any time to transfer such interest…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365414.pdf

EFTA01376230Dataset 10

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payment of the Redemption Price and accrued interest) Rated Notes shall cease to bear interest. As a condition to final payment on a Definitive Security to be redeemed, the Holder shall present and surrender such Definitive Security at the place specified in the notice of redemption on or prior to such Redemption Date; provided, that if there is delivered to the Co-Issuers and the Trustee (i) such security or indemnity as may be required by them to save each…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376230.pdf

EFTA01365469Dataset 10

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payment of the Redemption Price and accrued interest) Rated Notes shall cease to bear interest. As a condition to final payment on a Definitive Security to be redeemed, the Holder shall present and surrender such Definitive Security at the place specified in the notice of redemption on or prior to such Redemption Date; provided, that if there is delivered to the Co-Issuers and the Trustee (i) such security or indemnity as may be required by them to save each…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365469.pdf

EFTA01365424Dataset 10

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…Any portion of a Global Security transferred pursuant to this Section 2.10 shall be executed, authenticated and delivered only in an Authorized Denomination. Any Definitive Security delivered in exchange for an interest in a Global Security under this Section 2.10 shall, except as otherwise provided by Section 2.5(h), bear the Applicable Legend and shall be subject to the transfer restrictions referred to in such legends. (c) Subject to the provisions of paragraph (b) of this Section…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365424.pdf

EFTA01365593Dataset 10

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…held by or on behalf of a Person that is not a Qualified Institutional Buyer and a Qualified Purchaser. Before am• interest in a Rule I44A Global Security may be offered. resold, pledged or otherwise transferred to a person who takes delivery in the form of an interest in a Regulation S Global Security or a Definitive Security, the transferor (or the transferee, as applicable) will be required to provide the Trustee (or. in the case of the Preferred Shares…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365593.pdf

EFTA01365588Dataset 10

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The information in this section concerning DTC, Eurocicar and Clcarstrcam and their book-entry systems has been obtained from sources that the Co-Issuers believe to be reliable, but the Co-Issuers take no responsibility for the accuracy thereof. Replacement of Certificates In case am Definitive Security becomes mutilated, defaced, destroyed, lost or stolen, the Issuer (and, in the case of the Senior Notes. the Co-Issuers) will execute, and, upon its written request, the Trustee will authenticate (in the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365588.pdf

EFTA01376314Dataset 10

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The information in this section concerning DTC, Eurocicar and Clcarstrcam and their book-entry systems has been obtained from sources that the Co-Issuers believe to be reliable, but the Co-Issuers take no responsibility for the accuracy thereof. Replacement of Certificates In case am Definitive Security becomes mutilated, defaced, destroyed, lost or stolen, the Issuer (and, in the case of the Senior Notes. the Co-Issuers) will execute, and, upon its written request, the Trustee will authenticate (in the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376314.pdf

EFTA01365422Dataset 10

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considered "due and payable" for purposes of Section 5.1(b) until the Distribution Date on which such principal may be paid in accordance with the Priority ofPayments. (c) Payments on the Securities shall be made with respect to a Definitive Security by wire transfer in immediately available funds to a Dollar account maintained by the Holder thereof or its nominee or, if appropriate instructions are not received at least fifteen Business Days prior to the relevant Distribution Date, by…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365422.pdf

EFTA01376196Dataset 10

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considered "due and payable" for purposes of Section 5.1(b) until the Distribution Date on which such principal may be paid in accordance with the Priority ofPayments. (c) Payments on the Securities shall be made with respect to a Definitive Security by wire transfer in immediately available funds to a Dollar account maintained by the Holder thereof or its nominee or, if appropriate instructions are not received at least fifteen Business Days prior to the relevant Distribution Date, by…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376196.pdf

EFTA01376193Dataset 10

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…Before any interest in a Rule I44A Global Security may be offered, resold, pledged or otherwise transferred to a Person that wishes to take delivery in the form of a Regulation S Global Security or a Definitive Security, the transferor (or the transferee, as applicable) will be required to provide the Trustee with a Transfer Certificate as to compliance with the transfer restrictions set forth in this Indenture. (xii) The Purchaser understands and agrees that (A) no transfer may be…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376193.pdf

EFTA01365633Dataset 10

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…Credit Risk Criteria 92 Credit Risk Obligation 92 Credit Suisse Current Pay Obligation 93 Current Portfolio 93 Debtor 94 Defaulted Interest 42 Defaulted Loaned Collateral Obligation 93 Defaulted Obligation 93 Deferrable Class 3 Deferred Fees 51 Deferred Interest 42 Deferred Interest Notes 77 Deferred Senior Fee 51 Deferred Subordinated Fee 51 Definitive Security 94 Delayed Funding Loan 94 Designated Maturity 94 Designated Proceeds 45 Determination Date 2 DIP Loan 94 Discount Obligation 94 126 C- Coca CONFIDENTIAL - PURSUANT TO FED…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365633.pdf

EFTA01376347Dataset 10

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…Credit Risk Criteria 92 Credit Risk Obligation 92 Credit Suisse Current Pay Obligation 93 Current Portfolio 93 Debtor 94 Defaulted Interest 42 Defaulted Loaned Collateral Obligation 93 Defaulted Obligation 93 Deferrable Class 3 Deferred Fees 51 Deferred Interest 42 Deferred Interest Notes 77 Deferred Senior Fee 51 Deferred Subordinated Fee 51 Definitive Security 94 Delayed Funding Loan 94 Designated Maturity 94 Designated Proceeds 45 Determination Date 2 DIP Loan 94 Discount Obligation 94 126 C- Coca CONFIDENTIAL - PURSUANT TO FED…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376347.pdf

EFTA01365419Dataset 10

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…Before any interest in a Rule I44A Global Security may be offered, resold, pledged or otherwise transferred to a Person that wishes to take delivery in the form of a Regulation S Global Security or a Definitive Security, the transferor (or the transferee, as applicable) will be required to provide the Trustee with a Transfer Certificate as to compliance with the transfer restrictions set forth in this Indenture. (xii) The Purchaser understands and agrees that (A) no transfer may be…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365419.pdf

EFTA01365611Dataset 10

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provided that Current Pay Obligations representing no more than 7.5% of the Portfolio Principal Balance may be excluded from treatment as Defaulted Obligations on any Measurement Date. Notwithstanding the foregoing definition, the Investment Manager may declare any Collateral Obligation to be a Defaulted Obligation. "Definitive Security": Any Security issued in definitive, full• registered form without interest coupons. "Delayed Funding Loan": Any Loan that requires one or more future advances to be made to the borrower but which, once all…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365611.pdf