Epstein Files Search

EFTA01376170Dataset 10

1p480w

…Manager, as amended from time to time in accordance with the terms thereof. "Investment Management Fees": The Senior Investment Management Fee, the Subordinated Investment Management Fee and the Investment Manager Incentive Fee Amount, including any such fee that has been deferred because amounts were not available under the Priority of Payments on any prior Distribution Date and any Deferred Fees (including any interest thereon), in each case that have not been repaid. "Investment Manager": ING Alternative Asset Management LLC, a…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376170.pdf

EFTA01376162Dataset 10

1p547w

"Deferrable Class": Each of the Class B Notes, the Class C Notes and the Class D Notes, unless such Class is the Controlling Class. "Deferred Fees": The Deferred Senior Fees and Deferred Subordinated Fees. "Deferred Interest": With respect to the Class B Notes, the Class C Notes and the Class D Notes, the meaning specified in Section 2.7(a). "Deferred Senior Fee": With respect to any Distribution Date, the amount of any Senior Investment Management Fee that (i) the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376162.pdf

EFTA01365633Dataset 10

1p208w

…Loan 92 Credit Facility 92 Credit Facility Resent Account 92 Credit Risk Criteria 92 Credit Risk Obligation 92 Credit Suisse Current Pay Obligation 93 Current Portfolio 93 Debtor 94 Defaulted Interest 42 Defaulted Loaned Collateral Obligation 93 Defaulted Obligation 93 Deferrable Class 3 Deferred Fees 51 Deferred Interest 42 Deferred Interest Notes 77 Deferred Senior Fee 51 Deferred Subordinated Fee 51 Definitive Security 94 Delayed Funding Loan 94 Designated Maturity 94 Designated Proceeds 45 Determination Date 2 DIP Loan 94…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365633.pdf

EFTA01365438Dataset 10

1p519w

…sale or liquidation of the Collateral (after deducting the reasonable anticipated expenses of such sale or liquidation) would be sufficient to discharge in full the amounts then due and unpaid on the Rated Notes (including Deferred Interest and Defaulted Interest) and all amounts payable in accordance with the Priority of Payments prior to such payments on such Rated Notes (including any Investment Management Fees (including any Deferred Fees) and all Administrative Expenses) and all amounts due to any Hedge Counterparty…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365438.pdf

EFTA01376347Dataset 10

1p207w

…Loan 92 Credit Facility 92 Credit Facility Resent Account 92 Credit Risk Criteria 92 Credit Risk Obligation 92 Credit Suisse Current Pay Obligation 93 Current Portfolio 93 Debtor 94 Defaulted Interest 42 Defaulted Loaned Collateral Obligation 93 Defaulted Obligation 93 Deferrable Class 3 Deferred Fees 51 Deferred Interest 42 Deferred Interest Notes 77 Deferred Senior Fee 51 Deferred Subordinated Fee 51 Definitive Security 94 Delayed Funding Loan 94 Designated Maturity 94 Designated Proceeds 45 Determination Date 2 DIP Loan 94…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376347.pdf

EFTA01376207Dataset 10

1p518w

…sale or liquidation of the Collateral (after deducting the reasonable anticipated expenses of such sale or liquidation) would be sufficient to discharge in full the amounts then due and unpaid on the Rated Notes (including Deferred Interest and Defaulted Interest) and all amounts payable in accordance with the Priority of Payments prior to such payments on such Rated Notes (including any Investment Management Fees (including any Deferred Fees) and all Administrative Expenses) and all amounts due to any Hedge Counterparty…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376207.pdf

EFTA01365391Dataset 10

1p481w

…Manager, as amended from time to time in accordance with the terms thereof. "Investment Management Fees": The Senior Investment Management Fee, the Subordinated Investment Management Fee and the Investment Manager Incentive Fee Amount, including any such fee that has been deferred because amounts were not available under the Priority of Payments on any prior Distribution Date and any Deferred Fees (including any interest thereon), in each case that have not been repaid. "Investment Manager": ING Alternative Asset Management LLC, a…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365391.pdf

EFTA01376311Dataset 10

1p794w

…are referred to as the "Deferred Senior Fee" and any Subordinated Investment Management Fee deferred is referred to as the "Deferred Subordinated Fee." Collectively such amounts are referred to as the "Deferred Fees." The amount of any Deferred Senior Fee payable on any Distribution Date will be the lesser of (a) the amount elected by the Investment Manager and (b) the amount available for distribution in excess of (x) the amounts payable pursuant to clauses (aXi) through (a)(v) (without…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376311.pdf

EFTA01365579Dataset 10

1p795w

…are referred to as the "Deferred Senior Fee" and any Subordinated Investment Management Fee deferred is referred to as the "Deferred Subordinated Fee." Collectively such amounts are referred to as the "Deferred Fees." The amount of any Deferred Senior Fee payable on any Distribution Date will be the lesser of (a) the amount elected by the Investment Manager and (b) the amount available for distribution in excess of (x) the amounts payable pursuant to clauses (aXi) through (a)(v) (without…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365579.pdf

EFTA01369719Dataset 10

1p535w

…public acquisition company led Sponsor promote: Shams issued to sponsor at formation equivalent to market environments 20 0% of common equity ownership post - public raise by Mark Er, and his sponsor team can lead to a highly successful long- term outcome for companies and management teams Offering fees: 5.5% including 3.5% deferred fees - significant experience structuring complex transactions. best noted by the DB Role: Joint bookrunner novel structure used for the Capitol I Two Harbors merger Investment highlights …

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369719.pdf

EFTA01452071Dataset 10

1p372w

…shall have the meaning set forth in Section 6.10(e). "Placement Agent" shall mean any placement agent so designated by the General Partner or the Manager. "Placement Fees" shall mean the fees and any interest on any deferred fees charged by any Placement Agent and other similar fees in connection with the marketing and sale of Interests. "Portfolio Company" shall mean a vehicle (including a company) in which an investment is made and continues to be held by the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452071.pdf

EFTA01365615Dataset 10

1p711w

…Management Fee, the Subordinated Investment Management Fee and the Investment Manager Incentive Fee Amount, including an• such fee that has been deferred because amounts were not available under the Priority of Payments on am• prior Distribution Date and any Deferred Fees (including any interest thereon). in each case that have not been repaid. "Knowledgeable Employee": Any "knowledgeable employee" as defined in Rule 3c-5 under the Investment Company Act. "LIBOR": The London interbank offered rate for U.S. Dollar deposits…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365615.pdf

EFTA01097618Dataset 9

2007-09-0712p5,205w

…January 31, 2009 (each, a "Payment Installment" and collectively, the "Payment Installments"). Amounts payable under this Agreement are based upon DSAM's outstanding capital account balances as of December 31, 2006 and accelerated 2005 deferred fees 1347035 v3INY Donfidential Treatment Requested DBZ 0038126 4, Fried Frank Harris Striver & Jacobson LLP EFTA01097618 owed to DSAM, which DBZ hereby represents, in each case, do not reflect any fees accruing from DBZ LP's management of HCM/Z Special Opportunities LLC. The obligation…

https://www.justice.gov/epstein/files/DataSet%209/EFTA01097618.pdf

EFTA00587947Dataset 9

2003-08-018p2,993w

…the Fund's Trading Manager is also the advisor of the Highbridge Managed accounts, so it is unclear whether this $30MM settlement also relates to "deferred" fees due from Highbridge managed account • October 2007 - Dubin receives $3.1 MM pursuant to Sept 07 agreement 7 EFTA00587953 • February 2008 - Dubin receives $9.4 MM pursuant to Sept 07 agreement As of 1/31/09 - $17.5 MM was due to Dubin pursuant to Sept 07 agreement, but at the January 22…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00587947.pdf

EFTA00623298Dataset 9

2007-07-1350p18,403w

…of Apollo by a Fund pursuant to a fee deferral arrangement in an investment management agreement with respect to any periods ending on or prior to the date hereof (which amount includes deferred fees and earnings thereon earned anytime after such fees are deferred), which for this purpose shall include with respect to fees deferred for 2007, the portion of such fees that bears the same relationship to the total deferred fees as the number of days from January 1…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00623298.pdf

EFTA00808222Dataset 9

2007-07-1355p18,213w

…Fund pursuant to a fee deferral arrangement in an investment management agreement with respect to any periods ending on or prior to the date hereefof_the Prior Agreement (which amount includes deferred fees and earnings thereon earned any time after such fees are deferred), which for this purpose shall include with respect to fees deferred for 2007, the portion of such fees that bears the same relationship to the total deferred fees as the number of days from January 1…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00808222.pdf

EFTA00797433Dataset 9

2007-07-1351p18,487w

…of Apollo by a Fund pursuant to a fee deferral arrangement in an investment management agreement with respect to any periods ending on or prior to the date hereof (which amount includes deferred fees and earnings thereon earned anytime after such fees are deferred), which for this purpose shall include with respect to fees deferred for 2007, the portion of such fees that bears the same relationship to the total deferred fees as the number of days from January 1…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00797433.pdf

EFTA01102264Dataset 9

2005-01-1113p1,866w

…We met for 5 minutes. The fund had no liquidity; there was not going to be a run on the bank; it deferred fees to benefit Z's personal tax position. Who is Ron Tutor? ? 11 EFTA01102274 Timestamp: 4f202011 3:41:31 PM EST D and my memories jogged on the conversation we had with Z together about him honoring my $80m request GD said he was misled by Z about: (1) the airplane, (2) a monstrous cash shortage and…

https://www.justice.gov/epstein/files/DataSet%209/EFTA01102264.pdf

EFTA00583332Dataset 9

2016-12-2053p18,162w

…Fund pursuant to a fee deferral arrangement in an investment management agreement with respect to any periods ending on or prior to the date of the Prior Agreement (which amount includes deferred fees and earnings thereon earned any time after such fees are deferred), which for this purpose shall include with respect to fees deferred for 2007, the portion of such fees that bears the same relationship to the total deferred fees as the number of days from January I…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00583332.pdf

EFTA00722296Dataset 9

2003-08-018p2,959w

…that the Fund's Trading Manager is also the advisor of the Highbridge Managed accounts, so it is unclear whether this $30MM settlement also relates to "deferred" fees due from Highbridge managed account • October 2007 - Dubin receives $3.1MM pursuant to Sept 07 agreement • February 2008 - Dubin receives $9.4 MM pursuant to Sept 07 agreement 7 EFTA00722302 As of 1/31/09 - $17.5 MM was due to Dubin pursuant to Sept 07 agreement, but at the January 22…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00722296.pdf