EFTA02120846Dataset 10
2013-11-199p2,186w
…were tied to 335k shares of stock at $84.25 and are possibly a stock replacement strategy. EFTA_R1_00754793 EFTA02120848 DAR (21.46 -0.1%) customer bought 80,000 Jan 17.5 puts for $0.25 and sold 39,000 Jan 22.5p at $2.30. The trade likely closes out a 1x2 put spread which was purchased in August when shares were trading north of $22 Secondaries (announced/priced): RAI, CSII, MEMP, NCT, DWRE, SPSC, TLLP, SFM, NEE…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120846.pdf
EFTA02121449Dataset 10
2013-11-208p1,904w
Subject: Early Tour 11.20.13
…EFTA02121450 • Japan posts biggest October trade deficit on record (imports +26.1% y/y and exports +18.6% y/y) Leading European Sectors: Trav/Les +0.17%, Fin Services +0.13%, Oil & Gas +0.06% Lagging European Sectors: Telco -1.12%, Real Estate -0.63%, Banks -0.61% HLF Stiritz boosts stake — MODN mixed — YHOO boosts buyback Secondaries (announced/priced): NHI, CRNT, ACFC, NWBO, APPA, DWRE, YHOO (convert), GOOD, BXMT (convert), AEZ CN, CYTX, SSW, Q, LOV, GPK, ALUDS FP…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121449.pdf
EFTA02131300Dataset 10
2013-08-0610p2,632w
Subject: Early Tour 8.6.13
…HAR, HCN, HSIC, ICE, IFF, LINTA, PH, ROC, REGN, SE, SRE, TAP, THC, ZTS, ACM, AER, AFSI, AKRX, ALLT, AMRI, ARCC, ARCO, AYR, BBEP, BCRX, BIP, BLRX, BPI, CCC, CGEN, CKP, CNK, CRTX, CTCH, CTCM, CTSH, DBD, DGIT, DISH, DW, DWRE, DWSN, EE, ENDP, EXH, EXLP, FBN, FSTR, GGS, GSJK, HPT, HWCC, IDN, IFMI, IHG, INSM, ISIS, KOPN, KORS, KWK, LIOX, LNCE, LOJN, LPDX, MGM, NHI, NNBR, NRGM, NRGY, NSM, OAK, ONTY, OXF, PCMI, PCRX, POZN, PQ, PTRY, RBA, RDA…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf
EFTA02153650Dataset 10
2012-11-296p1,638w
Subject: Early Tour 11.29.12
…NY), Gibson © 10am (Washington), NY Fed holds economic briefing © 11am Conferences: CS Tech (Scottsdale, AZ), CS Aerospace & Defense (NYC), Jeff Global Energy (Houston) Conferences: JPM SMid Cap (NYC), KBW Brokerage & Market Structure (NYC) Analyst/Investor Days: OMI, CPLA, VSAT Non-Deal Roadshows: AEGR, AERL, AMAT, ARMH, BOKF, CA, CAKE, CPSI, CRBC, CRNCY, CS, CTRX, CYOU, DMD, DWRE, EHTH, ELOS, FCN, ICGE, IP, IVZ, KAI, LEG, LMAT, LTRX, M, NLY, ORCL, PEBO, PERY, RBA, SCVL, SGI, SGNT, SOHU, SONC…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153650.pdf
EFTA02121749Dataset 10
2013-11-089p2,318w
Subject: Early Tour 11.8.13
…WTR, XIN, XTEX, XTXI, XWES Reporting Post-Close: CHDX, SYUT, TIGR, TLLP Economic Data: October Employment Report @ 8:30am, U. of Michigan Confidence @ 9:55am Fed Speakers: Lockhart @ 12pm (Miss), Bemanke on IMF panel © 3:30pm (Washington DC), Williams @ 6pm (LA) Conferences: No major conferences Analyst/Investor Days: OC, EFII, WSO Non-Deal Roadshows: CATM, DWRE, HGR, HIS, MXL, NDAQ, OSK, STML Shareholder Meetings: PLCC, YGE, EDMC, EGAN Equity/Mixed Shelfs: SWI, TMUS, NMM ($500M), HPJ ($50M), ADUS ($150M…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121749.pdf
EFTA00390873Dataset 9
2013-05-078p2,555w
Subject: Early Tour 5.7.13
From: Ike Groff
…AOI SS Reporting Pre-Open: DISCA, DTV, EMR, FE, FOSL, HCN, HSIC, NRG, PRGO, TAP, ACM, AER, AFAM, AKRX, ALLT, AMRI, ARCC, ARIA, AVIV, BABY, BLT, BR, CCOI, CHTR, CKP, CLVS, CMLP, CMLS, CNK, CORE, COB, CRZO, CVLT, CVU, DFT, DFZ, DGIT, DWRE, DWSN, ENDP, FLML, FXCM, GLDD, GSJK, GSM, HBC, HFC, HPT, HSON, IFF, INSM, KWK, LNCE, LPX, MGIC, NGPC, NNBR, NSM, NTLS, NVAX, OAK, OMX, OSIR, PQ, PRIM, PTRY, RDA, RGS, RHP, RIGL, SHOO, SOHO, STE, STON, SYMX…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390873.pdf