EFTA01529102Dataset 10
2004-12-315p1,529w
…account.. The first 8500,000 of protection, which includ es up to $100,000 of protection for cash, is providedby SIPC. As ofMarch 2004, the balance of the protection is providedby a separateExcessSlPC SuretyBond issued by Customer Asset Protection Company. SIPCand excessSlPCprotection do not protect against losses from fluctuations in the valueof the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")are not subject to SIPCor excess SIPCprotection. J.P. Morgan Securities Inc., JPMorgan Chase…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01529102.pdf
EFTA01321744Dataset 10
2003-12-1714p2,493w
…center is required to prepare and make publicly insurer. Effective February 16. 2004. the commercial nsurer for Excess SIPC available the monthly and quarterly reports in electronic form, free of charge will change to Customer Asset Protection Company rCAPC01. a licensed New and available fa downloading from an Internet site, This information Is York insurance company, Account protection applies when a SIPC member available tie our website at veww.fbr.com. Mrs information is presented in firm fails financially and…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321744.pdf
EFTA00197198Dataset 9
2004-02-163p413w
…net debit balance through December 30. The interest, if any, Steams Securities Corp. obtains excess SIPC protection will change to charged to your account during January 2004 is computed from December 31, Customer Asset Protection Company ('CAPCO'), a New York licensed insurance 2003, company. CAPCO has an A-1- financial strength rating from Standard and Poor's. End of Statement 027 01/31,04:11:53 001 Y824 EFTA00197199 CLEARED 1HROUGH RS YrisekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197198.pdf
EFTA01321638Dataset 10
2003-11-2828p4,350w
…about SIPC Coverage. BSSC provides the additional protection ('Excess SIPC') through a commercial insurer. Effective Factory 16, 2004. the commercial insurer for Excess SIPC will change to Customer Asset Protection Company CCAPC01, a licensed New -n York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities C customers, but does not apply to losses from the rise or fall in the market value of Investments a to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01321638.pdf
EFTA01508000Dataset 10
2005-01-011p677w
…echo" fa cosh a provded by &PC As at Merit 2004. the balanceof Me proSechon a pordeday a aspreOsExcess9PC SurelyBond Issued ay Customer Asset Protection Company SIC and e.cess &PC peoilvton do not protect against fosses born fluctuations in me retool secontes Awes held m custody by JlaMagan Cnasettank N A (the 13ank,ansnot subset So SakCce excess &PC protection JP Mogan Sea lies Inc JP4assgea Chase Bank. NA a Mar 44303(MO ',Megan Cderkoan.es,may provide admotsteatwe…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01508000.pdf
EFTA00197171Dataset 9
2003-12-1927p4,054w
…information about SIPC Coverage. BSSC provides the additional protection ("Excess SIPC') through a commercial insurer, Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company MAPCO", a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197171.pdf
EFTA00197160Dataset 9
2004-02-1611p1,426w
…information about SIPC Coverage, BSSC provides the additional protection ('Excess SIPC") through a commercial insurer. Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company ('CAPCO'), a licensed New York insurance company, Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00197160.pdf
EFTA00196419Dataset 9
2004-02-1639p5,070w
…information about SIPC Coverage, BSSC provides the additional protection ('Excess SIPC") through a commercial insurer. Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company ('CAPCO'), a licensed New York insurance company, Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00196419.pdf
EFTA01557917Dataset 10
2004-05-3114p4,355w
…The first $500,000 of protection, which includes up to $ 100,000 of protection for cash, is providedby SIPC. As ofMarch 2004, the balanceof the protection is providedby a separateExcessSlPC SuretyBond issued by Customer Asset Protection Company. SIPCand excessSlPCprotection do not protect against losses from fluctuatio ns in the valueof the securities. Assets held in custody by JPMorgan ChaseBank(the "Bank")are not su bject to SIPCor excessSlPC protection. J.P. Morgan Securities Inc., JPMorgan Chase Bank or their…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01557917.pdf
EFTA01558023Dataset 10
2005-01-3114p4,263w
…ofeach account.. The first $500,000 of protection, which includes up to $ 100,000 of protection for cash, is providedby SIPC. As ofMarch 2004, the balanceof the protection is providedby a separateExcessSlPC SuretyBond issued by Customer Asset Protection Company. SIPCand excessSlPCprotection do not protect against losses from fluctuatio ns in the valueof the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")ar e not subject to SIPCor excess SIPCprotection. J.P. Morgan Securities Inc…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558023.pdf
EFTA01558118Dataset 10
2005-07-3113p3,237w
…account.. The first $500,000 of protection, which includes up to $ 100,000 of protection for cash, is providedby SIPC. As ofMarch 2004, the balanceof the protection is providedby a separateExcessSIPC SuretyBond issued by Customer Asset Protection Company. SIPCand excessSlPCprotection do not protect against losses from fluctuatio ns in the valueof the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")ar e not subject to SIPCor excess SIPCprotection. EFTA01558126 07 JPMorgan Chase Bank, N…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558118.pdf
EFTA01558070Dataset 10
2005-04-3016p4,723w
…ofeach account.. The first $500,000 of protection, which includes up to $ 100,000 of protection for cash, is providedby SIPC. As ofMarch 2004, the balanceof the protection is providedby a separateExcessSlPC SuretyBond issued by Customer Asset Protection Company. SIPCand excessSlPCprotection do not protect against losses from fluctuatio ns in the valueof the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")ar e not subject to SIPCor excess SIPCprotection. J.P. Morgan Securities Inc…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01558070.pdf
EFTA01554609Dataset 10
2005-01-3136p6,448w
…ofeach account.. The first $500,000 of protection, which includes up to $ 100,000 of protection for cash, is providedby SIPC. As ofMarch 2004, the balanceof the protection is providedby a separateExcessSlPC SuretyBond issued by Customer Asset Protection Company. SIPCand excessSlPCprotection do not protect against losses from fluctuatio ns in the valueof the securities. Assets held in custody by JPMorgan Chase Bank, N.A. (the "Bank")ar e not subject to SIPCor excess SIPCprotection. J.P. Morgan Securities Inc…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01554609.pdf