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"Credit Events"
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Corpus: 1990-03-17 – 2025-12-01
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EFTA01353486
Dataset 10
1p
573w
…class ol Credit default options is listed. The specified
credit events
will be defined in accordance with the terms of the reference obligation(s). However, not every event that might constitute an event of default by the reference entity under the terms of the reference obligations will necessanly be specified by the listing options market as a credit event. Investors should be certain that they under- stand the various possible events that will or will not consti- tute
credit events
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353486.pdf
EFTA01393160
Dataset 10
1p
573w
…class ol Credit default options is listed. The specified
credit events
will be defined in accordance with the terms of the reference obligation(s). However, not every event that might constitute an event of default by the reference entity under the terms of the reference obligations will necessanly be specified by the listing options market as a credit event. Investors should be certain that they under- stand the various possible events that will or will not consti- tute
credit events
…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393160.pdf
EFTA01384669
Dataset 10
1p
602w
…subject to increased regulation, which could increase costs or even prevent participation by an Underlying Fund. The credit default swap market in high yield securities is comparatively new and rapidly evolving compared to the credit default swap market for more seasoned and liquid investment grade Securities. Swap transactions dependent upon
credit events
are priced incorporating many variables including the pricing and volatility of the common stock, potential loss upon default and the shape of the U.S. Treasury Yield curve…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384669.pdf
EFTA01378350
Dataset 10
2015-09-28
1p
473w
…sequential order. Credit enhancement for the M-3 Notes is a first-loss piece (120bp of capital structure) with the M-2 and M-1 with 3.0% and 4.2% of credit enhancement, respectively. Structural attributes: Unlike typical cash transactions where investors are exposed to actual losses on the underlying pool, deal losses will be incurred upon pre-defined
credit events
defined as 180 days or more delinquent, short-sale, and deed in lieu of and REO. Loans will…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378350.pdf
EFTA01090412
Dataset 9
2012-10-18
12p
6,884w
…"X" shall mean "applicable" Standard Latin America corporate Bond or
Credit Events
Loan Bankruptcy X Failure to Pay X Grace Period Extension X Notice of Publicly Available Information Payment Requirement (USD 1,000,000) Obligation Default Obligation Acceleration X Repudiation/Moratorium X Restructuring X Restructuring Maturity Limitation and Fully Transferable Obligation Modified Restructuring Maturity Limitation and Conditionally Transferable Obligation Multiple Holder Obligation Default Requirement (USD 10,000,000) All Guarantees Standard Latin America corporate Bond or Obligation Category Loan Payment…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01090412.pdf
EFTA01090388
Dataset 9
2012-10-15
12p
6,869w
…"X" shall mean "applicable"
Credit Events
StandardLatin America Sovereign Bankruptcy Failure to Pay X Grace Period Extension X Notice of Publicly Available Information X Payment Requirement (USD 1,000,000) X Obligation Default Obligation Acceleration X Repudiation/Moratorium X Restructuring X Restructuring Maturity Limitation and Fully Transferable Obligation Modified Restructuring Maturity Limitation and Conditionally Transferable Obligation Multiple Holder Obligation Default Requirement (USD 10,000,000) X All Guarantees X Obligation Category StandardLatin America Sovereign Payment Borrowed Money Reference Obligations Only…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01090388.pdf
EFTA01090400
Dataset 9
2012-10-18
12p
6,888w
…"X" shall mean "applicable" Standard Latin America corporate Bond or
Credit Events
Loan Bankruptcy X Failure to Pay X Grace Period Extension X Notice of Publicly Available Information Payment Requirement (USD 1,000,000) Obligation Default Obligation Acceleration X Repudiation/Moratorium X Restructuring X Restructuring Maturity Limitation and Fully Transferable Obligation Modified Restructuring Maturity Limitation and Conditionally Transferable Obligation Multiple Holder Obligation Default Requirement (USD 10,000,000) All Guarantees Standard Latin America corporate Bond or Obligation Category Loan Payment…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01090400.pdf
EFTA00593393
Dataset 9
2012-11-19
3p
2,699w
…tax information. Typically-such investment ideas can only be offered to suitable investors through a confidential offering memorandum which fully describes all terms conditions. and risks. High yield bonds are speculative non-investment grade bonds that have higher risk ofdefault or other adverse
credit events
which are appropriate for high-risk investors only. Investments in commodities carry greater volatility than investments in traditional securities. There are additional risks associated with international investing and may not be suitablefor all investors. This…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00593393.pdf
EFTA01765918
Dataset 10
2012-10-19
8p
1,009w
Subject:
Re: To Do - NEW HY RMBS - $7.521mm of SEMI 03-5 B1 @ $80-16 (6.15% yield /
From:
Jeffrey <
[email protected]
>
To:
Barrett, Paul S
…mo=e senior, investment-grade rated classes. - =nbsp; High Yield Non-=gency bonds are speculative non-investment grade bonds that have higher ris= of default or other adverse
credit events
which are appropriate for high risk investors only Non-Agency bonds are intend=d for clients with a minimum total net worth of $50mm. Please make su=e your client fulfills this requirement before soliciting this order. http://www.jpmorgan.com/pages/disclosures/email <http://www.jpmorgan.com/pag=s/disclosures/email> . = 8…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01765918.pdf
EFTA01071011
Dataset 9
8p
3,210w
…to clear/register methodology loss waterfall trades in real time Frequency of intraday calls Segregation of initial margin Ability to process products Liquidity of eligible Well-defined, documented Trade event processing collateral and tested process (for example. coupons.
credit events
. non-deliverable Guaranty fund-size and Timing and conditions of forward fixings. option apportion among members the CCP guaranteed to be exercises) in force EFTA01071015 COMPLYING WITH DODD-FRANK: SUITABILITY REQUIREMENTS AND TRADE REPORTING In addition to the changed procedures…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01071011.pdf
EFTA01365753
Dataset 10
1p
241w
REF 0B BRAZIL 12.25% OF 03/30 ISIN: US105756AL40
CREDIT EVENTS
Failure to Pay, R, Repudiation/Moratorium ISDA Definition 2014 PRICE 205 bps per annum (COUPON: 100 bps per annum) UPFRONT FEE DB Receive USD 491,941 STANDARD TRADE Yes HARDWIRING Yes CLEARING HOUSE No Trade details: Deal Information Spreads Reference: FEDERATIVE REPUBLIC OF BRAZIL Curve date: 13,Rin-2015 Counterparty: SOUTHERN FINANCIAL LLC Benchmark: USD Business days: L0N.NYC Business days adj: Following Buy/Sell: Sell D Use…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365753.pdf
EFTA01456380
Dataset 10
2015-01-13
1p
190w
Subject:
TradeRecap-01/13/2014-DBSells$10mmFEDERFOTVEREPUBLICOFBRAZIL20-Mar-2020CDS )2051Nith
From:
Daniel Sabba
To:
[email protected]
…southern Financial bought default protection from DB. The Initial Margin on this trade is 1% of Notional. official confirm to follow. Brasov default swap with SOUTHERN FINANCIAL LLC DB sells default protection on FEDERATIVE REPUBLIC OF BRAZIL NOTIONAL : USD 10,000,000 TRADE DATE : 13-Jan-2015 It% : 1 EFFECTIVE : 14 -Jan-2015 TERMINATION : 20-Mar-2020 REF OB : BRAZIL 12.25% OF 03/30 ISIN: us105756AL40
CREDIT EVENTS
: Failure to Pay, R, Repudiation/Moratorium ISDA Definition : 2014 PRICE : 205…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456380.pdf
EFTA01353517
Dataset 10
1p
548w
…However, not every event that might constitute an event of default by the reference entity under the terms of the reference obligations will necessanly be specified by the listing options market as a credit event. Investors should be certain that they understand the various possible events that will or will not constitute
credit events
. The determination of whether a particular event meets the criteria of a credit event, however defined, for a specific credit default option is within the sole…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353517.pdf
EFTA01039827
Dataset 9
2018-06-04
8p
2,522w
Subject:
The mystery trader who roiled Wall Street
From:
Vincenzo Iozzo
To:
[email protected]
…president and heir apparent of Blackstone. Goldman had earlier taken the unusual step of complaining in public about manufactured defaults, with the senior trader in charge of the trade telling the FT this year that "the Hovnanian situation could embolden investors to pursue manufactured
credit events
with other corporate issuers, which would undermine the true intention and spirit of the CDS market". The trade involving the Spanish gaming company Codere in 2013 attracted the attention of the comedian Jon Stewart…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01039827.pdf
EFTA01368602
Dataset 10
1p
248w
…p.a. This equals an unwind fee payment by DB of $1,256,044. Recall you paid 491,941 to enter the trade. Original unofficial trade details: BraSov default swap with SOUTHERN FINANCIAL LLC DB Sells default protection on FEDERATIVE REPUBLIC OF BRAZIL NOTIONAL : USD 10,000,000 TRADE DATE : 13-Jan-2015 : 1 EFFECTIVE : 14-Jan-2015 TERMINATION : 20-Mar-2020 REF OB : BRAZIL 12.25% OF 03/30 ISIN: US105756AL40
CREDIT EVENTS
: Failure to Pay, R, Repudiation/Moratorium…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368602.pdf
EFTA01456553
Dataset 10
2015-01-13
1p
278w
Subject:
Re: Trade Recap - 01/13/2014 - DB Sells $10mm FEDERATIVE REPUBLIC OF BRAZIL 20-Mar-2020 CDS @ 205 with
From:
Daniel Sabba II
To:
[email protected]
[email protected]
…1 EFFECTIVE : 14-Jan-2015 TERMINATION : 20-Mar-2020 REF OB : BRAZIL 12.25';!. OF 03/30 ISIN: US105756AL40
CREDIT EVENTS
: Failure to Pay, R, Repudiation/Moratorium ISDA Definition : 2014 PRICE : 205 bps per annum (COUPON: 100 bps per annum) UPFRONT FEE : DB Receive USD 491,941 STANDARD TRADE : Yes HARDWIRING : Yes CLEARING HOUSE : No Trade details: Thank you for the trade, Daniel Daniel Sabba Key Client Partners Deutsche Bank Securities Inc. Tel, Mobile Email CONFIDENTIAL — PURSUANT TO FED. R…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456553.pdf
EFTA01432531
Dataset 10
2015-01-13
1p
238w
Subject:
Fw: Trade Recap - 01/13/2014 - DB Sells $10mm FEDERATIVE REPUBLIC OF BRAZIL 20-Mar-2020 CDS
From:
Paul Morris
To:
Stewart Oldfield 5 >
…Southern Financial bought default protection from DB. The Initial Margin on this trade is 1% of Notional. Official confirm to follow. BraSov default swap with SOUTHERN FINANCIAL LLC DB Sells default protection on FEDERATIVE REPUBLIC OF BRAZIL NOTIONAL : USD 10,000,000 TRADE DATE : 13-Jan-2015 IM% : 1 EFFECTIVE : 14-Jan-2015 TERMINATION : 20-Mar-2020 REF OB : BRAZIL 12.25% OF 03/30 ISIN: US105756AL40
CREDIT EVENTS
: Failure to Pay, R, Repudiation/Moratorium ISDA Definition : 2014 PRICE : 205…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432531.pdf
EFTA01459820
Dataset 10
1p
246w
…p.a. This equals an unwind fee payment by DB of $1,256,044. Recall you paid 491,941 to enter the trade. Original unofficial trade details: BraSov default swap with SOUTHERN FINANCIAL LLC DB Sells default protection on FEDERATIVE REPUBLIC OF BRAZIL NOTIONAL USD 10,000,000 TRADE DATE 13-Jan-2015 IM% 1 EFFECTIVE 14 -Jan-2015 TERMINATION 20-Mar-2020 REF OB BRAZIL 12.25% OF 03/30 ISIN:
CREDIT EVENTS
Failure to Pay, R, Repudiation/Moratorium…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459820.pdf
EFTA01387035
Dataset 10
2015-08-11
1p
220w
Subject:
RE: (BN) Brazil Already Junk as Swaps Traders Front-Run Cut Amid Turmoil (C)
From:
Stewart Oldfield
To:
Vahe Stepania
…on the run), which is currently near its five year historical high. Recall you entered into the following transaction back in January 2015: BraSov default swap with SOUTHERN FINANCIAL LLC DB Sells default protection on FEDERATIVE REPUBLIC OF BRAZIL NOTIONAL : USD 10,000,000 TRADE DATE : 13-Jan-2015 IM4, : 1 EFFECTIVE : 14 -Jan-2015 TERMINATION : 20-Mar-2020 REF OB : BRAZIL 12.25% OF 03/30 ISIN: US105756AL40
CREDIT EVENTS
: Failure to Pay, R, Repudiation/Moratorium ISDA Definition : 2014…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01387035.pdf
EFTA01434508
Dataset 10
2015-08-11
5p
1,015w
Subject:
RE: (BN) Brazil Already Junk as Swaps Traders Front-Run Cut Amid
From:
Stewart Oldfield
To:
Vahe Stepanian
…chart (i.e. on the run), which is currently near its five year historical high. Recall you entered into the following transaction back in January 2015: BraSov default swap with SOUTHERN FINANCIAL LLC DB Sells default protection on FEDERATIVE REPUBLIC OF BRAZIL NOTIONAL : USD 10,000,000 TRADE DATE : 13-Jan-2015 IM% : 1 EFFECTIVE : 14-Jan-2015 TERMINATION : 20-Mar-2020 REF OB : BRAZIL 12.25% OF 03/30 ISIN: US105756AL40
CREDIT EVENTS
: Failure to Pay, R, Repudiation/Moratorium…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01434508.pdf
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