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Corpus: 1990-03-17 – 2025-12-01
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EFTA00775890
Dataset 9
2010-11-11
1p
28w
Subject:
Soco
Convertible
Bond
From:
David Stern
To:
Jeffrey Epstein <
[email protected]
>
From: David Stern To: Jeffrey Epstein <
[email protected]
> Subject: Soco
Convertible
Bond Date: Thu, 11 Nov 2010 14:55:18 +0000 Attachments: 8429c_-2006-5-11.pdf Soco International plc
Convertible
Bond $250m Prospectus EFTA00775890
https://www.justice.gov/epstein/files/DataSet%209/EFTA00775890.pdf
EFTA00923638
Dataset 9
2011-11-11
1p
25w
Subject:
Maserati
Convertible
To:
Lvjet <Ma>, jeffrey epstein
[email protected]
>
From: To: Lvjet <Ma>, jeffrey epstein
[email protected]
> Subject: Maserati
Convertible
Date: Fri, 11 Nov 2011 18:39:01 +0000 Attachments: IMG 0408.MOV Sent from my iPhone EFTA00923638
https://www.justice.gov/epstein/files/DataSet%209/EFTA00923638.pdf
EFTA01362680
Dataset 10
2018-03-13
1p
327w
Subject:
Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C]
To:
Zack Bunimovich a; Rita Shteynberg <a; Jitan Patel
…IIM IEMfl; Davide-A Sferrazza >; Anthony Lentini Subject: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] Importance: High Classification: Confidential Zack, See attached for what Nina Tona sent in the last email in this chain and I am adding the Formation Document. This should complete everything you asked for in your email from March 13. We have a pending trade with the client in credit derivatives next week. Can you please put this as a priority…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362680.pdf
EFTA01362686
Dataset 10
2018-03-13
1p
329w
Subject:
Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [CI
From:
Martin Zeman
To:
Zack Bunimovich ; Rita Shteynberg Jitan Patel
…Jitan Patel ; Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza ; Anthony Lentini Subject: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [CI Importance: High Classification: Confidential Zack, See attached for what Nina Tona sent in the last email in this chain and I am adding the Formation Document. This should complete everything you asked for in your email from March 13. We have a pending trade with the client in credit derivatives next week. Can you please…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362686.pdf
EFTA01401833
Dataset 10
2018-03-14
19p
2,551w
Subject:
Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Martin Zeman <
To:
Zack Bunimovich
Subject: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] From: Martin Zeman < Date: Wed, 14 Mar 2018 17:08:50 -0400 To: Zack Bunimovich Rita Shteynber Jitan Patel Cc: Xavier Avila Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Classification: Confidential Zack, See attached for what Nina Tona sent in the last email in this chain and I am adding the Formation Document. This should complete everything you asked for in your email…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401833.pdf
EFTA02717796
Dataset 11
2014-10-28
2p
761w
Subject:
Fwd: inStream - Series A Preferred and
Convertible
Note Investor Update
From:
Peter L. Corsell <
To:
Jeffrey Epstein
…A Preferred and
Convertible
Note Investor Update Attachments: Buckingham-BAM announces selection of inStream - logo.pdf; Untitled attachment 00046.htm; inStream - WSJ-Advisor Perspectives-Bob Veres Article.pdt Untitled attachment 00049.htm; Final - Investor Update Letter - 10-28-14.pdf; Untitled attachment 00052.htm And here is relatively recent inStream investor communication. The BAM video illustrates the high level of =ustomer enthusiasm inStream is seeing from RIA firms... Original Message Subject: inStream - Series A Preferred and
Convertible
Note Investor Update…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02717796.pdf
EFTA01203878
Dataset 9
2015-04-18
2p
732w
Subject:
Fwd: inStream - Series A Preferred and
Convertible
Note Investor Update
From:
"Peter L. Corsell"
To:
Jeffrey Epstein
…inStream - Series A Preferred and
Convertible
Note Investor Update Date: Sat, 18 Apr 2015 17:08:16 +0000 Attachments: Buckingham-BAM_announces selection_of_inStreamn logo.pdft inStream_-_WSJ- Advisor Perspectives-Bob_Veres_Article.pdft Final_-_Investor_Update_Letter -_10-28- 14.pdf And here is relatively recent inStream investor communication. The BAM video illustrates the high level of customer enthusiasm inStream is seeing from RIA firms... Original Message Subject:inStream - Series A Preferred and
Convertible
Note Investor Update Date…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01203878.pdf
EFTA01368247
Dataset 10
2018-03-27
1p
235w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [Cl [II
From:
Zack Bunimovich
To:
Zack Bunimovich Xavier Avila >; Martin Zeman
…Avila >; Martin Zeman Cc: Liam Osullivan < >; Mathew Ne >; Alastair Mackinlay >; Davide-A Sferrazza ; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [Cl [II Classification: For internal use only Hi Zack, Please see the attached confirmation from the client. Let us know what the next step is. Thank you Nina bora From: Zack Bunimovich Sent: Tuesday, March 27, 2018 5:53 PM To: Xavier Avila >; Martin Zeman < >;…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368247.pdf
EFTA01362521
Dataset 10
2018-03-29
1p
242w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] [I]
From:
Zack Bunimovich 1~IIM>
To:
Nina Tona , Xavier Avila Martin Zeman Rita
…Osullivan Mathew Negus >, Alastair Mackinlay Era crrazza Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] [I] Classification: For Internal use only Hi Nina, Can you clarify the relationship between Richard Kahn at HBRK Associated and Southern Financial? To the KYC team this note from Richard can seem like a random associate from a different firm is confirming information for Southern. Additionally the team will need confirmation that Richard is an authorized signatory…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362521.pdf
EFTA01368246
Dataset 10
2018-03-30
1p
255w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding
From:
Liam Osullivan
To:
Zack Bunimovich; Nina Tona; Xavier Avila; Martin Zeman; Rita Shteynberg
… Xavier Avila; Martin Zeman; Rita Shteynberg Cc: Mathew Negus; Alastair Mackinlay; Davide-A Sferrazza; Anthony lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [CI [I] Attachments: Southern Financial Operating Agreement.pdf Zack, Richard is on the board of Southern Trust Co. Southern Trust Co. is the sole member of Southern Financial LLC. The first page of the attached lays out the relationship between Southern Trust Co. and Southern Financial LLC. The 16th page named Richard…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368246.pdf
EFTA01362765
Dataset 10
2018-03-27
1p
215w
Subject:
RE: Southern Financial UI - KYC and credit derivatives/
convertible
bonds onboarding (Ij
From:
Zack Bunimovich
To:
Xavier Avila szl int Martin Zeman Rita Shteynberg
…Nina Tona Cc: Liam Osullivan Mathew Negus a; Alastair Mackinlay Davide-A Sferrazza <
[email protected]
>; Anthony Lentini Subject: RE: Southern Financial UI - KYC and credit derivatives/
convertible
bonds onboarding (Ij Classification: For Mtemal 1389 only Hi Xavier, I believe Martin was reaching out to Southern to obtain one more confirmation regarding the KYC information that was provided. We spoke last week. Thanks, Zack From: Xavier Avila Sent: Tuesday, March 27 2018 4:01 PM To: Martin Zeman …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362765.pdf
EFTA01362679
Dataset 10
2018-03-15
1p
230w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding ICJ
From:
Martin Zeman
To:
Zack Bunimovich Shtcynbe Jitan Patel
…Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding ICJ Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Martin Zeman Date: Thursday. Mar I Lau, To: Zack Bunimovich Shtcynbe Jitan Patel , Nina Tona Liam Osullivan . Mathew Ncgus , Alastair Mackinlay c-A Sfcrran , AnthonyLcntini Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding ICI Classification: Confidential Zack — thanks…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362679.pdf
EFTA01362684
Dataset 10
2018-03-29
1p
370w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding (C) [I]
From:
Xavier Avila
To:
Nina Tona ; Zack Bunimovich I I; Martin Zeman
… Martin Zeman ; Rita Shteynberg CC: Liam Osullivan ; Mathew N I; Alastair Mackinlay ; Davide-A Sferrazza ; Anthony Lentini , Ian Salters Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding (C) [I] Attachments: doc02556420171121184635.pdf; Southern Financial Operating Agreement.pdf; Southern Trust Company Inc. Financials June 2017.pdf; Southern Financial LLC Financials lune 2017.pdf; SOFL LLC Documents.pdf Zack, is the below sufficient to move on? I would like to onboard client in OTC Credit Derivatives but also…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362684.pdf
EFTA01402031
Dataset 10
2018-03-14
20p
2,051w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Martin Zeman
Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] From: Martin Zeman Dat-• w. o : .o:. o400 To: Cc: Classification: Confidential Zack — thanks, please keep the foot on the pedal. Also, adding Nina Tona who I forgot to include on last email. From: Zack Bunimovich Sent: Thursday. March 15. 2018 12:29 PM Classification: Confidential Classification: Confidential Hi Martin, EFTA01402031 I'm verifying with the KYC team that the provided documents and the information below fulfills…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402031.pdf
EFTA01368253
Dataset 10
2018-03-27
1p
238w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [Cl [II
From:
Zack Bunimovich
To:
Zack Bunimovich ; Xavier Avila ; Martin Zeman
…Xavier Avila ; Martin Zeman Rita Shteynberg - " — " Cc: Liam Osullivan ; Mathew Negus < i.; Alastair Mackinlay >; Davide-A Sferrazza <IMMINIM Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [Cl [II Classification: For internal use only Hi Zack, Please see the attached confirmation from the client. Let us know what the next step is. Thank you Nina bora From: Zack Bunimovich Sent: Tuesday, March 27, 2018 5:53 PM To: Xavier Avila Martin Zeman IS; …
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368253.pdf
EFTA01406559
Dataset 10
2018-03-29
25p
3,398w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Xavier Avila <
To:
Nina Tona
Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] [I] From: Xavier Avila < Date: Thu, 29 Mar 2018 12:34:20 -0400 To: Nina Tona Zack Bunimovich Martin Zeman Rita Shteynber ..litan Patel < Cc: Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Zack, is the below sufficient to move on? I would like to onboard client in OTC Credit Derivatives but also GED (OTC Equity Derivs). We have trades…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406559.pdf
EFTA01406598
Dataset 10
2018-03-30
27p
3,580w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Zack Bunimovich
To:
Xavier Avila
Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] [I] From: Zack Bunimovich Date: Fri, 30 Mar 2018 12:53:31 -0400 To: Xavier Avila Cc: Nina Tona Martin Zeman Davide-A Sferrazza Liam Osullivan Classification: For internal use only I believe the Credit Derivatives side can only be opened under DBAG. From: Xavier Avila Sent: Friday, March 30, 2018 12:34 PM To: Zack Bunimovich Cc: Nina Tona ; Martin Zeman a; Davide- A Sferrazza ; Liam…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406598.pdf
EFTA01406657
Dataset 10
2018-03-30
24p
3,197w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Liam Osullivan <I~ >
To:
Zack Bunimovich
Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] [I] From: Liam Osullivan <I~ > Date: Fri, 30 Mar 2018 10:31:47 -0400 To: Zack Bunimovich Nina Tona Xavier Avila >, Martin Zeman Rita Shteynber Cc: Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Zack, Richard is on the board of Southern Trust Co. Southern Trust Co. is the sole member of Southern Financial LLC. The first page of the attached lays out the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406657.pdf
EFTA01401926
Dataset 10
2018-03-29
26p
3,481w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Zack Bunimovich <
To:
Xavier Avila • >,
Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] [I] From: Zack Bunimovich < Date: Thu, 29 Mar 2018 12:57:48 -0400 To: Xavier Avila • >, Nina Tona Martin Zeman Rita Shteynberg titan Patel < Cc: Liam Osullivan < Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Classification: For internal use only Hi Xavier, Understood. The confirmation looks sufficient to me but I am waiting on the KYC team to confirm the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401926.pdf
EFTA01406469
Dataset 10
2018-03-27
21p
2,803w
Subject:
RE: Southern Financial LLC - KYC and credit derivatives/
convertible
From:
Xavier Avila <
To:
Martin Zeman
Subject: RE: Southern Financial LLC - KYC and credit derivatives/
convertible
bonds onboarding [C] From: Xavier Avila < Date: Tue, 27 Mar 2018 16:00:44 -0400 To: Martin Zeman Zack Bunimovich Rita Shteynberg ..litan Patel Nina Tona Cc: Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Zack/Nina, what is the latest on SF KYC/Extension to Credit Derivs? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc +1 From: Martin Zeman < > Date: Thursday, Mar…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406469.pdf
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