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"Concentrated Position"
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EFTA02249549
Dataset 11
2018-06-12
1p
151w
Subject:
Re: Managing concentrated positions deck
From:
Reda, Christina
To:
McGraw Thomas
To: McGraw Thomas From: Sent Wed 6/13/2018 7:28:30 PM Subject: Re: Managing concentrated positions deck Will do! Thank you Sent from my iPhonc On Jun 13, 2018, at I I :20 AM, McGraw, Thomas •< > wrote: — Please get the attached deck to Jeffrey per yesterday's discussion of ppgs. 21- 27. Thanks, Tom From: Reda, Christina Sent: Tuesday, June 12, 2018 2:24 PM To: McGraw, Thomas Subject: Managing concentrated positions deck Here you go…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02249549.pdf
EFTA00476554
Dataset 9
2018-06-13
1p
133w
Subject:
FW: Managing concentrated positions deck
From:
"McGraw, Thomas"
To:
McGraw, Thomas
From: "McGraw, Thomas" To:' ' Subject: FW: Managing concentrated positions deck Date: Wed, 13 Jun 2018 15:20:36 +0000 Attachments:
Concentrated_Position
_Deck_2018.pptz Inline-Images: image001.png Lesley — Please get the attached deck to Jeffrey per yesterday's discussion of ppgs. 21- 27. Thanks, Tom From: Reda, Christina Sent: Tuesday, June 12, 2018 2:24 PM To: McGraw, Thomas Subject: Managing concentrated positions deck Here you go. Christina Reda I Advice Lab (P) I (0 J.P. Morgan…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00476554.pdf
EFTA00476593
Dataset 9
2018-06-13
1p
159w
Subject:
Fwd: Managing concentrated positions deck
From:
Lesley Groff
To:
Jefffrey Epstein <
[email protected]
>
From: Lesley Groff To: Jefffrey Epstein <
[email protected]
> Subject: Fwd: Managing concentrated positions deck Date: Wed, 13 Jun 2018 19:28:21 +0000 Attachments:
Concentrated_Position
_Deck_2018.pptx Inline-Images: image001.png Sent from my iPhone Begin forwarded message: From: "McGraw, Thomas" <I Date: June 13, 2018 at 11:20:36 AM EDT To: ' Subject: FW: Managing concentrated positions deck Lesley — Please get the attached deck to Jeffrey per yesterday's discussion of ppgs. 21- 27. Thanks, Tom…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00476593.pdf
EFTA00236532
Dataset 9
3p
1,051w
…each security as compared to the assets in the Program Account. Specifically, concentrated positions which will be not be sold regardless of market conditions are not eligible for Strategic Advisor accounts as such investments are generally incompatible with the personalized services and investment advice of the Program, especially a diversified Asset Allocation. The Strategic Advisor program defines a
concentrated position
as an equity, ETF, un" or closed-end fund, which may not exceed 35% of the account's value. This…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236532.pdf
EFTA00506026
Dataset 9
44p
14,024w
Managing a
Concentrated Position
: Strategies & Solutions Client Name I Presentation Date IMPORTANT NOTE: Many of the strategies discussed in this presentation involve hedging or pledging shares. Name, Banker - phone Name, Global Investment Specialist - phone Executives and other insiders of publicly-traded Name, Wealth Advisor - phone companies are often restricted in their ability to hedge/pledge company stock. Do not provide this presentation to a corporate insider subject to hedging/pledging restrictions. Contact Advice Lab Q&A with questions. INVESTMENT PRODUCTS…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00506026.pdf
EFTA00238759
Dataset 9
2017-09-29
6p
2,784w
…remain within an Advisory program. 4. Please note you may hold a
concentrated position
in a brokerage account without incurring an Advisory program fee 5 Securities that are ineligible for an Investment Advisory program should be transferred to a brokerage account. 1/4,1305 CONFIDENTIAL UBSTERRAMAR00003397 EFTA00238761 Risks and disclosures UBS Strategic Advisor Strategic Advisor is a non-discretionary advisory program that allows eligible Financial Advisors to provide ongoing investment advice to clients. The program enables Financial Advisors to offer…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00238759.pdf
EFTA00292479
Dataset 9
28p
6,095w
…Retirement facilitate employee Plan Clients liquidity Funds Key Angel Late-stage investments Key strategic partners that mature outside Advisory Investors with contacts within their investment thesis Board target companies Members Private Wealth Entrepreneurs who Private Contacts that are Management wish to diversify out of Secondary active in trading or a
concentrated position
sourcing private stock Clients Brokers Our proprietary deal low ecosystem and emphasis on late-stage companies allow for delivery of superior results while maintaining a steady deal flow…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00292479.pdf
EFTA00292401
Dataset 9
32p
3,227w
…Investors with contacts within investment thesis Members target companies Private Wealth Entrepreneurs who wish Private Contacts that are active Management to diversify out of a Secondary in trading or sourcing
concentrated position
private stock Clients Brokers 23 EFTA00292423 Investment Universe 6 million Private companies in the US 100,000 With revenues of $20MM+ 20,000 In the relevant sectors 1,000 Companies valued $100MM +400 Backed by tier 1 VCs 20-40 companies in the Andra Capital portfolio EFTA00292424 Traditional…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00292401.pdf
EFTA00292375
Dataset 9
25p
2,807w
…Investors with contacts within their investment thesis Members target companies Private Wealth Management Clients I Entrepreneurs who wish to diversify out of a
concentrated position
Private Secondary Brokers Contacts that are active in trading or sourcing private stock 16 EFTA00292390 A Andra Capital INVESTMENT UNIVERSE 6 million Private companies in the US 100,000 With revenues of $20MM+ 20,000 In the relevant sectors 1,000 Companies valued $100MM +400 Backed by tier 1 VCs 20-40 companies in the…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00292375.pdf
EFTA01104587
Dataset 9
42p
20,799w
…a young single computer entrepreneur, funded a highly successful GRAT for the benefit of his parents. The annuity term has expired. The trust holds a
concentrated position
in the stock of Earl's company which stock has a very low basis. Earl also has a significant number of shares of the same low basis stock. Earl would like to diversify his holdings and the holdings of the trust but is concerned about the tax cost. 2. Proposal: The GRAT remainder…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01104587.pdf
Corpus: 1990-03-17 – 2025-12-01
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