Epstein Files Search

EFTA01354597Dataset 10

1p557w

…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354597.pdf

EFTA01391355Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391355.pdf

EFTA01393586Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393586.pdf

EFTA01392344Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392344.pdf

EFTA01354166Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354166.pdf

EFTA01355365Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355365.pdf

EFTA01394516Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394516.pdf

EFTA01389686Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389686.pdf

EFTA01391979Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391979.pdf

EFTA01354985Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354985.pdf

EFTA01382962Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382962.pdf

EFTA01364680Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364680.pdf

EFTA01353801Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353801.pdf

EFTA01391063Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391063.pdf

EFTA01389261Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389261.pdf

EFTA01394114Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394114.pdf

EFTA01393285Dataset 10

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…BY VIRTUE OF ITS RELIANCE ON CFTC RULE 4. I4(a)(3). THE GENERAL PARTNER WILL BE EXEMPT PURSUANT TO CFTC RULE 4.14(a)(5) FROM REGISTRATION WITH THE CFTC AS A COMMODITY TRADING ADVISOR ("CTA") WITH RESPECT TO ADVICE THAT IT PROVIDES TO THE ACCESS FUND, AND AS SUCH IT WILL NOT BE REQUIRED TO SATISFY CERTAIN DISCLOSURE AND OTHER REQUIREMENTS UNDER CFTC RULES. THE CFTC DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A POOL OR…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393285.pdf

EFTA01386703Dataset 10

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…Partner and Investment Manager are exempt pursuant to, respectively, CFTC Rule 4.14(aX5) and CFTC Rule 4.14(aX8) from registration with the CFTC as a commodity trading advisor ("CTA") with respect to the advice that each provides to the Partnership, and as such neither the General Partner nor the Investment Manager are required to satisfy certain disclosure and other requirements under CFTC rules. (n) Certain Itc(iii Won NIalters. PROPRIETARY AND CONFIDENTIAL 5 CONFIDENTIAL - PURSUANT TO FED. R…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386703.pdf

EFTA01368432Dataset 10

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…subject to ER/SA, a governmental employee benefit plan or a foreign person performing a similar role or function subject to foreign regulation, in each case having total assets exceeding S5 million or whose investment decisions are made by one of the following: an investment adviser subject to regulation under the Advisers Act or a commodity trading advisor subject to regulation under the CEA; a foreign person performing a similar role or function subject to foreign regulation; a Financial Institution…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368432.pdf

EFTA01585311Dataset 10

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i) that has total assets exceeding $5,000,000; or h) the investment decisions of which are made by: a) an investment adviser or commodity trading advisor subject to regulation under the Investment Advisers Act of 1940 (15 U.S.C. 80b-1 et seq.) or the Commodity Exchange Act; b) a foreign person performing a similar role or function subject to foreign regulation; c) a financial institution; or d) an insurance company or a regulated subsidiary or affiliate of…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01585311.pdf