Epstein Files Search

EFTA01456003Dataset 10

1p78w

Collateral Contact E-mail Address: a~cV&c can a 3". t csoiaj be..;Iasi 40.c.c.c,,,AA %O. ve...t.v-, n (14 c rat:. 1. 4 sat IV. Collateral Contact Mailing Address: ( O I t, O Ca ks\reak C:36sL, s‘ t P‘\t-unuvteks i uSv.l c-nap .1_ V. Collateral Contact Telephone/Fax Numbers: 3 o s—aSos- / 3 cto - -nC-OSa } - 1-131 ata.-¶1( - ke tica [Signature Page Follows] CONFIDENTIAL - PURSUANT…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456003.pdf

EFTA01455872Dataset 10

1p36w

III Collateral Contact E-mail Address: IV. Collateral Contact Mailing Address: V. Collateral Contact Telephone/Fax Numbers: * * * [Signature Page Follows] -2- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114879 CONFIDENTIAL SONY GM_00281083 EFTA01455872

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455872.pdf

EFTA01455998Dataset 10

2014-10-301p194w

Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 ICI

From: Amanda KirbyTo: Ian Hearn I

… Collateral Contact Documents for STC and SF LLCSHBRK Scan pdf Classification: Confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved to file: pic1S401.wif) Amanda Kirby Deutsche Bank Trust Company Americas Te Fax Emai (Embedded image moved to file: pi c31667 .gi f) Securities offered through Deut h nk Securities Inc. Forwarded by Amanda Kirby on 10/30/2014 08:59 AM From: Darren Indyke < To: Amanda Ki rba Date: 10/29/2014 06:13 PM Subject…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455998.pdf

EFTA01455982Dataset 10

1p323w

To: Deutsche Bank AG ("Swap Dealer")

…1.41 Segregation. This election will not impact Counterparty's existing segregation arrangements or negotiations. if any. 5 "Counterparty" means each account, client, fund, investor, and/or other principal on behalf of whom this CFTC IM Segregation Election Letter is executed. 6 "Collateral Contact" means an officer responsible for the management of collateral, or, if no such party is identified by Counterparty, the Chief Risk Officer of Counterparty, or if no such officer, the Chief Executive Officer, or if none…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455982.pdf

EFTA01455876Dataset 10

1p280w

…been identified by the Counterparty, then the notification must be made to (persons using thisform should select accordingly): • the Chief Risk Officer of the counterparty: • or if them is no such officer, the Chief Executive Officer, or • if none, the highest-level decision-maker for the counterparty. 3 Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) …

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455876.pdf

EFTA01455958Dataset 10

1p321w

To: Deutsche Bank AG ("Swap Dealer")

…Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to 1M posted on behalf of Counterparty in connection with any Uncleared Swap between Swap…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455958.pdf

EFTA01455871Dataset 10

1p280w

…then the notification must be made to (persons using thisform should select accordingly): • the Chief Risk Officer of the counterparty; • or if them is no such officer, the Chief Executive Officer, or • if none, the highest-level decision-maker for the counterparty. 3 Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114878 CONFIDENTIAL SONY…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455871.pdf

EFTA01455977Dataset 10

1p322w

To: Deutsche Bank AG ("Swap Dealer")

…Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to 1M posted on behalf of Counterparty in connection with any Uncleared Swap between Swap…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455977.pdf

EFTA01455962Dataset 10

1p323w

To: Deutsche Bank AG ("Swap Dealer")

…1.41 Segregation. This election will not impact Counterparty's existing segregation arrangements or negotiations. if any. 5 "Counterparty" means each account, client, fund, investor, and/or other principal on behalf of whom this CFTC IM Segregation Election Letter is executed. 6 "Collateral Contact" means an officer responsible for the management of collateral, or, if no such party is identified by Counterparty, the Chief Risk Officer of Counterparty, or if no such officer, the Chief Executive Officer, or if none…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455962.pdf

EFTA01448103Dataset 10

1p323w

To: Deutsche Bank AG ("Swap Dealer")

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terns used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterparty5 hereby confirms that its Collateral Contact' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterpart). makes the following election with respect to IM posted on…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448103.pdf

EFTA01471392Dataset 10

2014-05-056p1,121w

…not require such segregation is preferable until such time as appropriate arrangements are established. The CFTC has advised that market participants may continue to agree to alternative arrangements for the handling of collateral that do not conform to the requirements of CFTC Regulations 23.702 and 23.703. Market participants should note that Collateral Contact information should be updated as appropriate to avoid potential trading disruptions in future years. See CFTC Regulation 23.701(e) (requiring notice at least once…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471392.pdf

EFTA01455867Dataset 10

1p280w

…been identified by the Counterparty, then the notification must be made to (persons using thisform should select accordingly): • the Chief Risk Officer of the counterparty: • or if them is no such officer, the Chief Executive Officer, or • if none, the highest-level decision-maker for the counterparty. 3 Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) …

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455867.pdf

EFTA01448088Dataset 10

1p323w

To: Deutsche Bank AG ("Swap Dealer")

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terns used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterparty5 hereby confirms that its Collateral Contact' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterpart). makes the following election with respect to IM posted on…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448088.pdf

EFTA01455881Dataset 10

1p280w

…then the notification must be made to (persons using thisform should select accordingly): • the Chief Risk Officer of the counterparty; • or if them is no such officer, the Chief Executive Officer, or • if none, the highest-level decision-maker for the counterparty. 3 Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114889 CONFIDENTIAL SONY…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455881.pdf

EFTA01456005Dataset 10

1p312w

…been identified by the Counterparty, then the notification must be made to (persons using thisform should select accordingly): • the Chief Risk Officer of the counterparty; • or if there is no such officer, the Chief Executive Officer: or • if none, the highest-level decision-maker for the counterparty. 3 Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) …

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456005.pdf

EFTA01456002Dataset 10

1p293w

…then the notification must be made to (persons using thisform shouldselect accordingly): • the Chief Risk Officer of the counterparty; • or if there is no such officer, the Chief Executive Officer; or • if none, the highest-level decision-makes for the counterparty. Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115049 CONFIDENTIAL SDNY_GM…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456002.pdf

EFTA01456006Dataset 10

1p47w

IV. Collateral Contact Mailing Address: pt m o a te 4p014. (Dues Aste e•-• ciev, tote C. ) OSal_lja 30 CC1 V. Collateral Contact Tele hone/Fax Numbers: * * [Signature Page Follows] -2- CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115053 CONFIDENTIAL SDNY_GM_00261237 EFTA01456006

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01456006.pdf

EFTA01455877Dataset 10

1p28w

IV. Collateral Contact Mailing Address: V. Collateral Contact Telephone/Fax Numbers: ■ [Signature Page Follows] -2- CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114885 CONFIDENTIAL SDNY_GM_00261069 EFTA01455877

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455877.pdf

EFTA01455868Dataset 10

1p28w

IV. Collateral Contact Mailing Address: V. Collateral Contact Telephone/Fax Numbers: ■ [Signature Page Follows] -2- CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114874 CONFIDENTIAL SDNY_GM_00261058 EFTA01455868

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455868.pdf

EFTA01455869Dataset 10

1p175w

…this letter, we hereby represent that (i) we have all power and necessary authority to execute and deliver this letter on behalf of Counterparty and (ii) the Collateral Contact identified in this letter is the appropriate person to receive notices for the Counterparty pursuant to CFTC Regulation 23.701. Kind regards, Counterparty4 Counterparty LEI / CICI By: Name: Title: Employer: 4 If this letter is being executed and delivered by an agent on behalf of one or more Counterparties. the agent…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455869.pdf