""Code of Ethics"" — Epstein Files Search

esc

Search documentsgo
Browse entitiesgo
Corpus statsgo
About the datago
AI settingsgo

Search Entities About Stats Settings

Dataset

Sort

Status

DOJ Status

Date Range

–

Email Headers

Page Count

–

183 results for “"Code of Ethics"”

Keyboard Shortcuts

/

Focus search

Esc

Blur input

O

Open PDF

←→

Paginate

Corpus: 1990-03-17 – 2025-12-01

December 2025

Mo

Tu

We

Th

Fr

Sa

Su

None

Light

Medium

Heavy

EFTA01374130Dataset 10

AGP LP 519 Alpha Group Capital Paul Barren Item 11. Code of Ethics, Participation or Interest In Client Transactions and Personal Trading Employees of Alkeon and their immediate family members may, from time to time, make investments for their own accounts that differ from the investments that Alkeon makes for its clients. These individuals may also have a pre-existing interest or position in securities Alkeon also invests in for its clients. The investment objectives of Alkeon employees and their…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374130.pdf

EFTA01394059Dataset 10

…DF Enterprises iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394059.pdf

EFTA01382900Dataset 10

…FINANCIAL LLC iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382900.pdf

EFTA01390700Dataset 10

Cliff Wig iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390700.pdf

EFTA01393788Dataset 10

…Capital LLC iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393788.pdf

EFTA01389600Dataset 10

…EverVVatch Financial iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389600.pdf

EFTA01389178Dataset 10

…University Endowment iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389178.pdf

EFTA01392276Dataset 10

…Patrick Gerschel iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392276.pdf

EFTA01393534Dataset 10

…Bright Group iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393534.pdf

EFTA01364597Dataset 10

…FINANCIAL LLC iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364597.pdf

EFTA01354083Dataset 10

…Henry Nicholas iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354083.pdf

EFTA01355322Dataset 10

…Greg Martin iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355322.pdf

EFTA01390997Dataset 10

…Lake Capital iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390997.pdf

EFTA01386510Dataset 10

…FINANCIAL LLC iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386510.pdf

EFTA01354514Dataset 10

…Gerald Ford iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354514.pdf

EFTA01391621Dataset 10

…Asset Mgmt iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391621.pdf

EFTA01390027Dataset 10

…Ian Slome iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01390027.pdf

EFTA01391296Dataset 10

…BBR Partners iCapital Advisors, LLC Form ADV Part 2A consistent with the Code of Ethics: and Employees should not take inappropriate advantage of their position. Employees (and any accounts in which an employee has beneficial ownership) must obtain written authorization from the CCO prior to making a personal investment in other private investment vehicles. The Code of Ethics also provides that the CCO (or his designee) will monitor employee investments in equity securities or other instruments: however, because the Sub…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391296.pdf

EFTA01354082Dataset 10

…iCapital has adopted a Code of Ethics that establishes various procedures with respect to investment transactions in accounts in which employees of iCapital or related persons have a beneficial interest or accounts over which an employee has investment discretion. iCapital's Code of Ethics was adopted to avoid possible conflicts of interest and ensure the propriety of our employees' and principals' trading activity. iCapital's Code of Ethics prohibits insider trading and provides instructions to employees when coming into possession…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354082.pdf

EFTA01451763Dataset 10

SOF III - 1081 Southern Financial LLC Feeder Fund, and the Investor shall indemnify and hold each Deutsche Bank entity harmless for such amounts; (iv) the Asset Wealth Management Global Code of Ethics and applicable local personal account trading rules regarding private investment will apply to its investment in the Onshore Feeder Fund; (v) Deutsche Bank is not making any recommendation as to whether or not the Investor should subscribe for Interests, or as to the amount of Interests for which…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451763.pdf

1–20 of 183 results · page 1 of 10

«←1…

Results by Dataset183 total

Set 8

9

Set 9

62

Set 10

109

Set 11

3