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"Client-Facing Professionals"
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Corpus: 1990-03-17 – 2025-12-01
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September 2014
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EFTA01356359
Dataset 10
2014-09-05
1p
286w
Subject:
Monthly Annual Client Update Reports - September [II
From:
Melisa Venegas
To:
Kimberly Hart I; Zia Memon Erin O-Rourke
… pic17338.gif; pic10241.gif classification: For internal use only All - Attached are two reports: Any ACU that is past due ACUS due within the next 30 days (See attached file: 2014 September - All Overdue ACUs.xlsx)(See attached file: 2014 September - ACUs Due within 30 Days.xlsx) All appropriate
client facing professionals
have already received e-mail notifications. Any additional follow up on your end is optional. Please note there are certain customers that appear to have outstanding ACUs for…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356359.pdf
EFTA01398912
Dataset 10
2014-09-05
2p
253w
Subject:
Monthly Annual Client Update Reports - September [I]
From:
Melisa Venegas
To:
Kimberly Hart
…Burrows Cc: Daphne Cales >, Josh Rosen < >, Sarita Medina Irina Yablochnik Ankur Shah Janice Franklin < >, Armen Brash >, Liz Fitzgerald Diana Canter Classification: For internal use only All- Attached are two reports: Any ACU that is past due ACUs due within the next 30 days (See attached file: 2014 September - All Overdue ACUs.xlsx)(See attached file: 2014 September - ACUs Due Within 30 Days.xlsx) All appropriate
client facing professionals
have already received e-mail notifications…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398912.pdf
EFTA01356311
Dataset 10
2014-11-05
1p
291w
Subject:
Monthly Annual Client Update Reports - Novembe
From:
Rich larossi
To:
Andrew Gallivan ; Ankur Shah ; Armen Brash
… pic11922.gif; pic27781.gif Classification: For internal use only All, Attached are two reports: Any ACV that is past due ACUs due within the next 30 days (See attached file: 2014 November - ACUs Due within 30 Days.xlsx)(See attached file: 2014 November - ACUs Overdue.xlsx) All appropriate
client facing professionals
have al ready received e-mail notifications. Any additional follow up on your end is optional. Please note there are certain customers that appear to have outstanding ACus for…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356311.pdf
EFTA01356295
Dataset 10
2014-08-01
1p
284w
Subject:
Monthly Annual Client Update Reports - August [I]
From:
Melisa Venegas
To:
Kimberly Hart Zia Memon Erin O-Rourke 1;
…use only Hi All - Attached are two reports: Any ACU that is past due ACUs due within the next 30 days (See attached file: 2014 August - ACus Due within 30 Days. xl sx)(See attached file: 2014 August - All Overdue ACUs.xlsx) All appropriate
client facing professionals
have already received e-mail notifications. Any additional follow up on your end is optional. Please note there are certain customers that appear to have outstanding ACus for several months and even years…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356295.pdf
EFTA01460009
Dataset 10
1p
303w
…Yes" Responses and Any Other Material Changes (e.g., divorce, death): WEALTH MANAGEMENT POLICY STATEMENT Deutsche Bank Wealth Management worldwide is committed to professionally serve the interests of its clients. To do so,
Client Facing Professionals
' (CFPs) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFPs to demonstrate that they know…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460009.pdf
EFTA01386052
Dataset 10
1p
400w
Important information for
client-facing professionals
This material has been prepared solely for informational purposes, and does not contain the full range of products and services available through Deutsche Bank.
Client-Facing Professionals
should not rely solely on this material to determine the products or services to introduce to clients, as all products included herein may not be suitable for every client, and there may be eligibility requirements for certain products.
Client-Facing Professionals
are responsible for determining the suitability…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386052.pdf
EFTA01470762
Dataset 10
2014-09-30
47p
6,786w
…products and services available through Deutsche Bank.
Client-Facing Professionals
should not rely solely on this material to determine the products or services to introduce to clients, as all products included herein may not be suitable for every client, and there may be eligibility requirements for certain products.
Client-Facing Professionals
are responsible for determining the suitability of products and services recommended to clients and for confirming that clients meet any applicable eligibility requirements. Products and services discussed herein may…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470762.pdf
EFTA01345208
Dataset 10
2018-07-30
1p
203w
KYC Print Page 19 of 19 AML compliance (*mature) PRIVATE WEALTH MANAGEMENT POLICYSTATEMENT.• Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so,
Client Facing Professionals
!(!) (CFP 's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01345208.pdf
EFTA01345247
Dataset 10
2018-08-02
1p
189w
…basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief the above information is correct andup to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on thepart ofthe client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWMGlobal KYC Policy (I)
Client Facing Professionals
(CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01345247.pdf
EFTA01433440
Dataset 10
2018-01-04
3p
658w
…of risk.
Client-Facing professionals
are responsible for determining the suitability of products and services recommended to clients. Past performance of any tactical trade idea is not indicative of future results, and any historical exchange rates shown herein are not indicative of future exchange rates. Deutsche Bank Wealth Management FOR INTERNAL GPS AMERICAS USE ONLY - NOT FOR REDISTRIBUTION For internal use only 1 EFTA01433441 Important information for
client-facing professionals
This material has been prepared solely for informational purposes, and…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433440.pdf
EFTA01372848
Dataset 10
2013-10-03
1p
266w
…Professional (CFP): (Signature) Account Manager: (Signature) Gsobal Market Team Head (GMTH)/Sub- (Signature) Market Team Head (SMTH): AI& Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTHMANAGEMENTPOLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so.
Client Facing Professionals
!(I) (CFP S) should establish and maintain business relationships only withpersons who satisfy our high standards ofsuitability. background and character. Due diligence obtained on the client must be appropriately documentedby the CFP…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372848.pdf
EFTA01372870
Dataset 10
2015-02-10
1p
270w
…Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub- (Signature) Market Team Head (SMTH): AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTHMANAGEMENTPOLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so.
Client Facing Professionals
!(I) (CFP S) should establish and maintain business relationships only withpersons who satisfy our high standards ofsuitability. background and character. Due diligence obtained on the client must be appropriately documentedby the CFP…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372870.pdf
EFTA01362392
Dataset 10
2018-07-30
1p
203w
KYC Print Page 19 of 19 AML compliance (*mature) PRIVATE WEALTH MANAGEMENT POLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so,
Client Facing Professionals
!(!) (CFP 's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362392.pdf
EFTA01358810
Dataset 10
2018-05-18
1p
203w
KYC Print Page 2 1 of 2 1 AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICYSTATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so,
Client Facing Professionals
/(I) (CFP's) should establish and maintain business relationships only with persons who swish our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of C'FP…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358810.pdf
EFTA01345284
Dataset 10
2018-07-30
1p
203w
KYC Print Page 19 of 19 AML compliance (*mature) PRIVATE WEALTH MANAGEMENT POLICYSTATEMENT.• Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so,
Client Facing Professionals
!(!) (CFP 's) should establish and maintain business relationships only with persons who satisfy our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01345284.pdf
EFTA01379229
Dataset 10
2013-07-17
1p
258w
…PRIVATE WEALTHMANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so.
Client Facing Professionals
)(I) (CFP's) should establish andmaintain business relationships only withpersons who satisfy our high standards ofsuitability. backgroundand character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01379229.pdf
EFTA01355659
Dataset 10
2013-07-17
1p
253w
…PRIVATE WEALTHMANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so.
Client Facing Professionals
)(I) (CFP's) should establish andmaintain business relationships only withpersons who satisfy our high standards ofsuitability. backgroundand character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355659.pdf
EFTA01375879
Dataset 10
2018-08-02
1p
189w
…basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief the above information is correct andup to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on thepart ofthe client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWMGlobal KYC Policy (I)
Client Facing Professionals
(CFP 's) include: Relationship Managers, Wealth Advisors, Product Officers…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01375879.pdf
EFTA01369732
Dataset 10
1p
249w
…for informational purposes, and does not contain the full range of products and services available through Deutsche Bank.
Client-Facing Professionals
should not rely solely on this material to determine the products or services to introduce to clients, as all products included herein may not be suitable for every client.
Client-Facing Professionals
are responsible for determining the suitability of products and services recommended to clients. This is not an offer, recommendation or solicitation to buy or sell, nor is…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369732.pdf
EFTA01372883
Dataset 10
2019-07-15
1p
121w
…an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and beliefthe above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part ofthe client(s) and that I have followedall the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy (I)
Client Facing Professionals
(CFP &) include: Relationship Managers. Wealth Advisors…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372883.pdf
1–20 of 121 results · page 1 of 7
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