""Client Agrees"" — Epstein Files Search

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491 results for “"Client Agrees"”

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Corpus: 1990-03-17 – 2025-12-01

December 2025

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EFTA01282367Dataset 10

…Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI"). It Includes the terms and conditions and is the contract that controls each brokerage account in which Client has an interest (each en 'Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions (-Appendix') carefully. If Client is not willing to be bound by those terms and conditions, Client should not sign this Account Agreement. Client's signature confirms that Client…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282367.pdf

EFTA01282376Dataset 10

…misunderstandings, inpinsonations, transmission by unauthorized persons or forgery. Client agrees to release end indemnify DBSI from any and all liability arising from the execution of transactions based on such instructions except if DBSl a gross negligence caused the transmission error. 2. Cash Account With respect to the Account li) Client will make full cash payment on or before settlement date for each security purchased, unless funds sufficient therefor are already held in the Account; (ii) Client does not contemplate selling…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282376.pdf

EFTA01282416Dataset 10

…Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI'). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has an interest (each an "Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ("Appendix") carefully. If Client is not willing to be bound by these terms and conditions, Client should not sign this Account Agreement. Clients signature confirms that Client has…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282416.pdf

EFTA01282660Dataset 10

…Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI'). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has an interest (each an "Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ('Appendix") carefully. If Client is not willing to be bound by these terms and conditions. Client shoulo not sign this Account Agreement. Client's signature confirms that Client…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf

EFTA01282854Dataset 10

…and Deutsche Bank Securities Inc. (referred to herein as l'ossr). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has an interest (each an "Account'). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions l'Appendiel carefully. If Client is not willing to be bound by these terms and conditions, Client should not sign this Account Agreement. Client's signature confirms that…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282854.pdf

EFTA01368291Dataset 10

…Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI"). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has an interest (each an `Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ("Appendix) carefully. If Client is not willing to be bound by these terms and conditions. Client should not sign this Account Agreement. Client's signature confirms that Client…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368291.pdf

EFTA01368292Dataset 10

…right to sell Securities and Other Property held in any of Client's Account(s), and charge to Client any loss resulting therefrom. 6. Sale of Securities. Client agrees that in a cash account: (a) Client will not sell any Security before It is paid for. (b) Client will own each security sold at the time of sale. (c) unless such security is already held in the Account, Client will promptly deliver such security thereto on or before settlement date…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368292.pdf

EFTA01368293Dataset 10

…the written offering documents for such products. 17. Cash Sweep Selection. Client agrees to contact DBSI regarding the selection of Cash Sweep Options and understands that Client's choice of Cash Sweep Options may be limited to money market mutual funds or deposit products that are unaffiliated with DBSI if Client's Account is an individual retirement account or an ERISA account, or if DBSI is acting as Client's investment adviser. Client understands that any funds Client has on…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368293.pdf

EFTA01368294Dataset 10

…that under Applicable Law, DBSI employees are prohibited from communicating such information to Client and that DBSI shall have no responsibility or liability to Client for failing to disclose such Information. 23. Third Party Authorization; No Agency. Client agrees that if Client authorizes third partyges) (including, without limitation, any investment advisor or money manager) to act on Client's Account, such third party(ies) shall be bound by the Terms and Conditions of this Account Agreement. Client further agrees that…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368294.pdf

EFTA01368296Dataset 10

…CONDITIONS OF THIS ACCOUNT AGREEMENT, INCLUDING THE APPENDIX WHICH CONTAINS IMPORTANT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III, PAGE 5. AND CLIENT AGREES TO TERMS (ALI. ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL. INITIAL HERE: THE INTERNAL REVENUE SERVICE DOES NOT REOUIRE CUENTS CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIRCATION REQUIRED TO AVOID BACKUP WITHHOLDING. AND, IF APPLICABLE…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368296.pdf

EFTA01368299Dataset 10

…OPEN A MARGIN ACCOUNT. Supplemental Terms and Conditions that Apply to Client Margin Account Any capitalized terms not otherwise defined herein or in the Margin Disclosures shall have the meaning specified in the Account Agreement and/or Its Appendix annexed thereto. By signing this Agreement Client agrees to be bound by the Terms and Conditions in this Margin Addendum as well as those terms and conditions contained in the Account Agreement all of which are Incorporated herein by reference. 1…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368299.pdf

EFTA01368384Dataset 10

… and (b) if Client enters into a swap without having selected a derivatives clearing organization to clear such swap, Client agrees to use the derivatives clearing organization designated by DR. 3.2 Client acknowledges and agrees that, .with respect to a swap that is gm subject to a mandatory clearing requitement: (a) Client has been notified by DB that Client may elect to require clearing of such swap and Client has the sole right to select the derivatives clearing organization…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368384.pdf

EFTA01368385Dataset 10

…the right to receive the daily mark for such cleared swap from the relevant derivatives clearing organization; and (b) Client agrees that Client will obtain any daily mark in respect of any such Cleared swap from either the futures commission merchant through which Client clean such swap or from the derivatives clearing organization on which such swap is cleared. 4.2 With respect to an uncleared swap: (a) Client agrees that, with respect to each uncleared swap betweentlient and DB…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368385.pdf

EFTA01368386Dataset 10

…other than price and any other term. to be agreed at the time of execution, prior to the execution of such swap and Client agrees that the act of entering into a swap without having made such a written request to DB shall constitute a waiver of Client's right to receive a draft acknowledgement in respect of such swap; and (b) The provisions of this Section 6.2 do riot apply to sty swap that is either (A) executed…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368386.pdf

EFTA01368388Dataset 10

written communication (which confirmation may be provided post-trade) by a means specified in Section 9.3. 9.5 Notwithstanding the requirements of Section 9.4(b), Client agrees that DB heed not disclose the rat-trade mid-market mark in respect of any Exempted Pre-Trade Mark Transactions. 10. OTHER REGULATORY NOTIFICATIONS. 10.1 DB hereby notifies Client that 1313 may disclose transaction and pricing data for a swap to its other customers prior to the public dissemination of…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368388.pdf

EFTA01368389Dataset 10

…real-time and swap data itporting information to a swap data repository• and large trader reporting information to the CFTC. Client acknowledges that such disclosures could result in information becoming available to the public. 11.4 Client agrees that-any information provided to DB from time to time that is generally available publicly al the time such information is provided, or that later becomes generally available publicly (other than as a result of a breach of any express agreement between…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368389.pdf

EFTA01368390Dataset 10

12.4 Client agrees that, if Client becomes aware of an error or omission in any of the swap transaction or reporting data in respect of a swap entered into with DB, Client shall promptly notify DB of the error and any applicable correction(s). 13. END-USER EXCEPTION FOR ELIGIBLE NON-FINANCIAL ENTITIES. 13.1 On each date on which Client elects to use the End-User Exception with respect to a particular swap entered into pursuant to this…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368390.pdf

EFTA01368414Dataset 10

… and (b) if Client enters into a swap without having selected a derivatives clearing organization to clear such swap, Client agrees to use the derivatives clearing organization designated by DB. 3.2 Client acknowledges and agrees that, with respect to a swap that is not subject to a mandatory clearing requirement: (a) Client has been notified by DB that Client may elect to require clearing of such swap and Client has the sole right to select the derivatives clearing organization…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368414.pdf

EFTA01368415Dataset 10

…5.1 DB hereby notifies Client that, for all swaps that are not "available for trading" on a designated contract market or a swap execution facility, Client may request and consult on the design of a scenario analysis to allow Client to assess its potential exposure in connection with such swap. 5.2 Client agrees that, in order to request a scenario analysis pursuant to Section 5.1, Client must submit a written request to DB a reasonable amount of…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368415.pdf

EFTA01368416Dataset 10

5.3 Client agrees that (A) unless Client has explicitly asked DB in the written request described in Section 5.2 to consult with Client in the design of a requested scenario analysis, no such consultation is required, and (B) if Client has asked to be consulted, the act of entry into a swap described in a scenario analysis produced after such a consultation shall constitute an acknowledgement by Client that Client is satisfied with the results of that consultation…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368416.pdf

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