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"Client Advisory"
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Corpus: 1990-03-17 – 2025-12-01
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EFTA01460736
Dataset 10
2014-06-06
1p
150w
Subject:
Client Tiering 111
To: Date: 06/06/2014 09:14 AM Subject: Client Tiering 111 Classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the
Client Advisory
Board. To my understanding, the Platinum Client list has been suggested but several more clients need to be identified since Roelfien and Jerry are looking for 50 clients from IVM. If you haven't already done so, do you want to leverage the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460736.pdf
EFTA01460729
Dataset 10
2014-06-06
1p
175w
Subject:
Client Tiering III
From:
AmittaTapiaktlAbconK4DBCOEX
To:
Chip Packard/db/dbcotnaBAntricas.
…NY. USA Tel .11212)454-2173 Fax +1(646>B63-9811 Mobi Ema anio-I4-cr ?e.'form. Andrea Tapia--06/06:20 I 4 09:14:46 AM—Classification For internal use only From: AmittaTapiaktlAbconK4DBCOEX To: Chip Packard/db/dbcotnaBAntricas. Date: 06/06/2014 09:14 AM Subject: Client Tiering III Classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the
Client Advisory
Board. To my understanding…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460729.pdf
EFTA01460737
Dataset 10
2014-06-18
1p
257w
Subject:
RE: Client Tiering (C)
From:
Chip Packard
To:
Andrea Tapia I
…212)454-2173 Fax + mobil Email (Embedded image moved to file: pic17259.gif) From: Andrea Tapia/db/dbcom@OBCOEX To: chip Packard/db/dbcom@OBAmericas, Cc: Kimberly Hart/db/dbcom@DBAmericas Date: 06/06/2014 11:55 AM Subject: RE: Client Tiering [I] Classification: For internal use only Chip, Please see CBV and revenue rankings as of April YrD attached. Existing platinum relationships are highlighted in blue. I believe the next
client Advisory
meeting is this coming Monday, June 9…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460737.pdf
EFTA01460728
Dataset 10
2014-06-06
1p
188w
Subject:
RE: Client Tiering III
From:
Andrea Tapia I
To:
Chip Packard I
From: Andrea Tapia I Sent: 6/6/2014 11:SS:OS AM To: Chip Packard I CC: Kimberly Hart Slj Subject: RE: Client Tiering III Attachments: Top 50 WM Relationshipsidsx Classification: For internal use only Chip, Please see CBV and revenue rankings as of April YTD attached. Existing platinum relationships are highlighted in blue. I believe the next
Client Advisory
meeting is this coming Monday, June 9, so please let me know if there is anything else I can do…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460728.pdf
EFTA01460735
Dataset 10
2014-06-06
1p
172w
Subject:
Re: Client Tiering [I]
From:
Chip Packard
To:
Andrea Tapia
I believe the next
Client Advisory
meeting is this coming Monday, June 9, so please let me know if there is anything else I can do. Kind regards, Andrea Tapia LIU Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154-0004 Tel. +1 212 454-7354 Mobile Email Securities offered through Deutsche Bar* Securities Inc. Panien, 1r Pefferent, From: Chip Packard Sent: Friday, June 06, 2014…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460735.pdf
EFTA01460758
Dataset 10
2014-06-06
1p
132w
Subject:
RE: Client Tiering III
…NY. USA Porrinohy PeirooK k Andrea Tapia-06106/2014 11:55:14 AM—Classification: For internal use only Chip. Front To: Cc: Date: 06/06/2014 11:55 AM Subject: RE: Client Tiering III Classification: For Internal use only Chip, Please see CBV and revenue rankings as of April YTD attached. Existing platinum relationships are highlighted in blue. I believe the next
Client Advisory
meeting is this coming Monday, June 9, so please let me know if there is anything…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460758.pdf
EFTA01478886
Dataset 10
2014-06-06
4p
346w
Subject:
RE: Client
From:
Andrea Tapia
To:
Chip Packard
Subject: RE: Client From: Andrea Tapia Date: Fri, 06 Jun To: Chip Packard Cc: Kimberly Hart Classification: For internal use only Chip, Please see CBV and revenue rankings as of April YTD attached. Existing platinum relationships are highlighted in blue. I believe the next
Client Advisory
meeting is this coming Monday, June 9, so please let me know if there is anything else I can do. Kind regards, Andrea Tapia {cid:
[email protected]
} Andrea Tapia Assistant Vice President…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478886.pdf
EFTA01460761
Dataset 10
2014-06-06
1p
183w
Subject:
Chem Tiering III
…P - New York, NY, USA Tel. Fax Mobile Email PusinoNT geronit Andrea Tapia---06/06/2014 09:14:46 AM.—Classification: For internal use only hour To: Date: 06/06/2014 09:14 AM Subject: Chem Tiering III Classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the
Client Advisory
Board. To my understanding, the Platinum Client list has been suggested but several more clients need to…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460761.pdf
EFTA01460745
Dataset 10
2014-06-06
1p
204w
From:
Chip Packard
To:
Andrea Tapia
IRE: Client Tiering [I] Classification: For internal use only chip, Please see CBv and revenue rankings as of April YID attached. Existing platinum relationships are highlighted in blue. I believe the next
Client Advisory
meeting is this coming Monday, June 9, so please let me know if there is anything else I can do. Kind regards, Andrea Tapia (Embedded image moved to file: pic17301.gif)cid:image001.gif0010E271E.01610240 Andrea Tapia Assistant Vice President Deutsche Bank Trust Company Americas Deutsche…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460745.pdf
EFTA00585085
Dataset 9
2011-08-01
19p
4,352w
DATED [.) 2011 OSBORNE & PARTNERS LLP and [
CLIENT] ADVISORY
SERVICES AGREEMENT Slaughter and May One Bunhill Row London EC1Y 8YY (CMH/AED) CD082050128 EFTA00585085 CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. ADVISORY SERVICES 3 3. ADVISORY SERVICES FEES 4 4. TERM OF AGREEMENT 4 5. PAYMENT OF ADVISORY SERVICES FEES AND EXPENSES 4 6. PROFESSIONAL ADVICE 5 7. DATA PROTECTION 5 8. ALTERATIONS AND AMENDMENTS 6 9. TERMINATION 6 10. LIMITED LIABILITY OF ADVISER 7 11. INDEMNITY 8 12. CONFLICTS OF…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585085.pdf
EFTA00585776
Dataset 9
2012-01-01
19p
4,350w
DATED [.) 2012 OSBORNE & PARTNERS LLP and [
CLIENT] ADVISORY
SERVICES AGREEMENT Slaughter and May One Bunhill Row London EC1Y 8YY (CMH/AED) CD082050128 EFTA00585776 CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. ADVISORY SERVICES 3 3. ADVISORY SERVICES FEES 4 4. TERM OF AGREEMENT 4 5. PAYMENT OF ADVISORY SERVICES FEES AND EXPENSES 4 6. PROFESSIONAL ADVICE 5 7. DATA PROTECTION 5 8. ALTERATIONS AND AMENDMENTS 6 9. TERMINATION 6 10. LIMITED LIABILITY OF ADVISER 7 11. INDEMNITY 8 12. CONFLICTS OF…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00585776.pdf
EFTA01107221
Dataset 9
2012-01-01
19p
4,369w
DATED [.) 2012 OSBORNE & PARTNERS LLP and [
CLIENT] ADVISORY
SERVICES AGREEMENT Slaughter and May One Bunhill Row London EC1Y 8YY (CMH/AED) CD082050128 EFTA01107221 CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. ADVISORY SERVICES 3 3. ADVISORY SERVICES FEES 4 4. TERM OF AGREEMENT 4 5. PAYMENT OF ADVISORY SERVICES FEES AND EXPENSES 4 6. PROFESSIONAL ADVICE 5 7. DATA PROTECTION 5 8. ALTERATIONS AND AMENDMENTS 6 9. TERMINATION 6 10. LIMITED LIABILITY OF ADVISER 7 11. INDEMNITY 8 12. CONFLICTS OF…
https://www.justice.gov/epstein/files/DataSet%209/EFTA01107221.pdf
EFTA01374472
Dataset 10
2007-01-25
1p
416w
…ongoing support of local housing and job training initiatives. Mr. Deering was also a Member of Advisory Board of Deutsche Bank North America from 2004 until November 2017. He was Member of
Client Advisory
Board at Deutsche Bank Trust Company Americas from January 25, 2007 until November 17, 2017. He served as a Member of Americas Advisory Board at Deutsche Bank AG and Deutsche Bank Americas Regional
Client Advisory
Board. He served as an Independent Director of Under Armour, Inc…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374472.pdf
EFTA01433483
Dataset 10
2007-01-25
3p
945w
…and job training initiatives. Mr. Deering was also a Member of Advisory Board of Deutsche Bank North America from 2004 until November 2017. He was Member of
Client Advisory
Board at Deutsche Bank Trust Company Americas from January 25, 2007 until November 17, 2017. He served as a Member of Americas Advisory Board at Deutsche Bank AG and Deutsche Bank Americas Regional
Client Advisory
Board. He served as an Independent Director of Under Armour, Inc. since August 2008 until November…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433483.pdf
EFTA01433906
Dataset 10
2007-01-25
3p
939w
…and job training initiatives. Mr. Deering was also a Member of Advisory Board of Deutsche Bank North America from 2004 until November 2017. He was Member of
Client Advisory
Board at Deutsche Bank Trust Company Americas from January 25, 2007 until November 17, 2017. He served as a Member of Americas Advisory Board at Deutsche Bank AG and Deutsche Bank Americas Regional
Client Advisory
Board. He served as an Independent Director of Under Armour, Inc. since August 2008 until November…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433906.pdf
EFTA01386777
Dataset 10
2007-01-25
1p
426w
…ongoing support of local housing and job training initiatives. Mr. Deering was also a Member of Advisory Board of Deutsche Bank North America from 2004 until November 2017. He was Member of
Client Advisory
Board at Deutsche Bank Trust Company Americas from January 25, 2007 until November 17, 2017. He served as a Member of Americas Advisory Board at Deutsche Bank AG and Deutsche Bank Americas Regional
Client Advisory
Board. He served as an Independent Director of Under Armour, Inc…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386777.pdf
EFTA01424585
Dataset 10
2016-08-18
6p
415w
Subject:
RE: MD approval required for ACUs completed for High Risk Clients
From:
Vaishali-P Mehta
To:
Andrew Gallivan
…Epstein Virgin Islands Foundation, Inc Private foundation investment income Yes No No Stewart Oldfield Andrew Gallivan Jeepers, Inc 42500 No change in client activities, trading activities, private investments and
client advisory
. client estate advisory services, investments Yes No No Stewart Oldfield EFTA01424588 Andrew Gallivan Jeepers, Inc Jeepers is sub S managing various investments investment activities, advisory services Yes No No Stewart Oldfield Andrew Gallivan Mort, Inc Mort is entity holding shares of private company Jawbone Holds private investment No No…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424585.pdf
EFTA00797609
Dataset 9
2018-06-14
4p
1,406w
…or other advisory clients not named above. 7. Compliance Policies. Compliance policies and procedures and the Adviser's code of ethics that were in effect during the Examination Period. 8. Advisory Agreements. All forms of
client advisory
contracts or agreements that were in effect during the Examination Period. 9. Securities Holdings. A spreadsheet (preferably in Excel) listing the names of securities held in all client portfolios (aggregate position totals for all instruments) as of May 31, 2018. For each security…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00797609.pdf
EFTA01460724
Dataset 10
1p
91w
Hi all, As discussed in the last
Client Advisory
meeting, Roelfien would like to wrap up the Client Tiering effort in this Monday's meeting. Could you please provide your updated lists to Terrance and me by Monday afternoon? Thank you, (Embedded image moved to file: pic0S140.gif) Peter Holmes Associate I AWM Relationship management Deutsche Asset & wealth Management 345 Park Avenue New York NY 10154-0004 Tel. Fax +1 646 SS3-5239 Email (Embedded image moved to file: pic32683…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460724.pdf
EFTA01460738
Dataset 10
1p
161w
(Embedded image moved (Embedded image moved to file: pic31731.jpg) to file: pic16201.jpg) cid:
[email protected]
cid:image007.pngEt01CF81 Client Tiering [I] 7D.F034A1F0 Subject: classification: For internal use only Hi Chip, RV spoke to me about the client tiering exercise that needs to be completed for the
client Advisory
Board. To my understanding, the Platinum client list has been suggested but several more clients need to be identified since Roelfien and Jerry are looking for 50…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01460738.pdf
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