esc
Search documents
go
Browse entities
go
Corpus stats
go
About the data
go
AI settings
go
EFTA
Search
Search
Entities
About
Stats
Settings
⌘K
search
Search
Search syntax help
Dataset
Set 1
Set 2
Set 3
Set 4
Set 5
Set 6
Set 7
Set 8
Set 9
Set 10
Set 11
Set 12
Sort
Relevance
Most pages
Most words
Dataset
Newest
Oldest
Status
All
Extracted
Failed
DOJ Status
All
Removed
Available
Modified
Date Range
Undated only
–
Email Headers
Page Count
–
Saved Searches
+
81 results for “
"Citigroup Global Markets Inc."
”
Export
Keyboard Shortcuts
/
Focus search
Esc
Blur input
O
Open PDF
←
→
Paginate
Corpus: 1990-03-17 – 2025-12-01
←
December 2025
→
Mo
Tu
We
Th
Fr
Sa
Su
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Undated
(150,429)
None
Light
Medium
Heavy
EFTA01381327
Dataset 10
1p
511w
…has severally agreed to purchase, at the public offering price less the underwriting discounts and commissions set forth on the cover page of this prospectus, the number of shares of common stock listed next to its name in the following table: Number of Name Shares J.F. Morgan Securities I.LC
Citigroup Global Markets Inc
. Barclays Capital Inc. Deutsche Bank Securities Inc. Morgan Stanley & Co. I.I.0 Wells Fargo Securities, 1.1.0 LOYAL3 Securities, Inc. Total The underwriters…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381327.pdf
EFTA01382774
Dataset 10
1p
589w
…agreement, to purchase a number of additional shares proportionate to that underwriter's initial amount reflected in the above table. No Sales of Similar Securities We, our executive officers and directors and the holders of substantially all of our common stock prior to this offering have agreed, for 180 days after the date of this prospectus, without first obtaining the written consent of both
Citigroup Global Markets Inc
. and Morgan Stanley & Co. LLC, not to directly or indirectly: • offer, sell…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382774.pdf
EFTA01409663
Dataset 10
2014-10-22
5p
850w
…23/0001193125-14-379514/d8... 10/23/2014 EFTA01409664 Term Sheet Page 2 of 3 adversely affect the voting powers, preferences or special rights of the Series N preferred stock. Holders of depositary shares must act through the depositary to exercise any voting rights. Sole Structuring Agent and Sole Bookrunner:
Citigroup Global Markets Inc
. Joint Lead Managers: Credit Agricole Securities (USA) Inc. Deutsche Bank Securities Inc. Goldman, Sachs & Co. HSBC Securities (USA) Inc. ING Financial Markets LLC Merrill Lynch, Pierce…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409663.pdf
EFTA01382616
Dataset 10
1p
746w
…to this offering have each agreed with the underwriters, subject to certain exceptions, not to dispose of or hedge any of our or their common stock or securities convertible into or exchangeable for shares of common stock during the period from the date of this prospectus continuing through the date 180 days after the date of this prospectus, except with the prior written consent of both
Citigroup Global Markets Inc
. and Morgan Stanley & Co. LLC. See "Underwriting (Conflicts of Interest)…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382616.pdf
EFTA01365286
Dataset 10
1p
710w
…they may discontinue any market-making activities with respect to the Securities at any time without notice. In addition, market-making activity will be subject to the limits imposed by the Securities Act and the Exchange Act Accordingly, no assurances can be made as to the liquidity of or the trading market for the Securities.
Citigroup Global Markets Inc
. may be contacted at 390 Greenwich Street. New York, New York 10013, Attention: Global Structured Credit Product Group. 72 CONFIDENTIAL - PURSUANT…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365286.pdf
EFTA01385002
Dataset 10
1p
525w
UNDERWRITING We arc offering the shares of our common stock described in this prospectus in an underwritten initial public offering in which Deutsche Bank Securities Inc.,
Citigroup Global Markets Inc
., Raymond James & Associates, Inc., RBC Capital Markets, LLC and FUR Capital Markets & Co. arc acting as representatives of the underwriters. We have entered into an underwriting agreement with Deutsche Bank Securities Inc.,
Citigroup Global Markets Inc
., Raymond James & Associates, Inc., RBC Capital Markets, LLC and FIR Capital Markets & Co. acting…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01385002.pdf
EFTA01376116
Dataset 10
1p
87w
CERTAIN LEGAL MATTERS The validity of the Notes and certain other legal matters will be passed upon for the Co-Issuers and
Citigroup Global Markets Inc
., as Initial Purchaser and as Placement Agent, by Cleary Gottlieb Steen & Hamilton LLP. Certain legal matters relating to Cayman Islands law will be passed on for the Issuer by Walkers. Certain legal matters will be passed upon for the Collateral Manager by McDermott Will & Emery LLP. 86 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376116.pdf
EFTA01365296
Dataset 10
1p
88w
CERTAIN LEGAL MATTERS The validity of the Notes and certain other legal matters will be passed upon for the Co-Issuers and
Citigroup Global Markets Inc
., as Initial Purchaser and as Placement Agent, by Cleary Gottlieb Steen & Hamilton LLP. Certain legal matters relating to Cayman Islands law will be passed on for the Issuer by Walkers. Certain legal matters will be passed upon for the Collateral Manager by McDermott Will & Emery LLP. 86 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365296.pdf
EFTA01367459
Dataset 10
1p
613w
Important Notice to Potential Investors This information is issued by ABR Re.
Citigroup Global Markets Inc
., Deutsche Bank Securities Inc., Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC will act as placement agents (the "Placement Agents") in connection with a distribution described herein, and may solicit offers to purchase the relevant securities on an agented (and not as principal) basis. This document is solely for your use ("you") and is not intended for any further dissemination. The concepts…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01367459.pdf
EFTA01381321
Dataset 10
1p
647w
…up agreements with the underwriters that will, subject to certain customary exceptions, restrict the sale of the shares of our common stock and certain other securities held by them for 180 days following the date of this prospectus. J.P. Morgan Securities LLC and
Citigroup Global Markets Inc
. may. in their sole discretion and at any time without notice, release all or any portion of the shares or securities subject to any such lock-up agreements. See "Underwriting" for a…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381321.pdf
EFTA02440793
Dataset 11
2009-08-04
2p
302w
Subject:
Fw: Misc. Items
From:
Warren Eisenstein
To:
Jeffery
[email protected]
]
…of Morgan Stanley & Co. Incorporated and the Smith Barney division of
Citigroup Global Markets Inc
. have combined into Morgan Stanley Smith Barney LLC, a new investment adviser and broker-dealer registered with the Securities and Exchange Commission. The sender of this email is an employee of Morgan Stanley Smith Barney. Important disclosures on Morgan Stanley and Citi Investment Research & Analysis research reports may relate in part to the separate businesses of
Citigroup Global Markets inc
. and Morgan Stanley that now…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02440793.pdf
EFTA01381328
Dataset 10
2015-07-20
1p
628w
…or such other securities, in cash or otherwise), in each case without the prior written consent of J.P. Morgan Securities LI.0 and
Citigroup Global Markets Inc
. for a period of 180 days after the date of this prospectus, other than the shares of our common stock to be sold or isard hereunder and any shares of our common stock issued upon the exercise of options granted under our existing equity incentive plans. Our executive officers, directors and all…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01381328.pdf
EFTA01376388
Dataset 10
2007-01-17
1p
452w
…2007 by and between the Issuer and the Placement Agent relating to the placement of the Income Notes, as amended from time to time. "Placement Agent":
Citigroup Global Markets Inc
. "Plan": Any (a) "employee benefit plan" (as defined in Section 3(3) of ERISA) subject to the provisions of Title I of ERISA, (b) "plan" (as defined in Section 4975(eX1) of the Code) subject to the provisions of Section 4975 of the Code or (c) entity whose underlying assets…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376388.pdf
EFTA01365230
Dataset 10
1p
896w
…among other things. the following factors in connection with a purchase ofthe Notes. Limited Liquidity. There is currently no active trading market for any of the Notes being offered hereby.
Citigroup Global Markets Inc
. and its Affiliates will not be obligated to and do not intend to make a market in the Notes or otherwise to buy and sell the Notes following the Closing Date. The Notes are expected to be owned by a relatively small number of investors and…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365230.pdf
EFTA01365687
Dataset 10
1p
491w
…Monica Boulevard, 1I"' Floor, Los Angeles, CA 90025, Attention: Mark Senkpiel, or at any other address previously furnished in writing to the other parties hereto; (iv)
Citigroup Global Markets Inc
. shall be sufficient for every purpose hereunder if in writing and mailed, first class postage prepaid, hand delivered, sent by overnight courier service or by facsimile in legible form, addressed to
Citigroup Global Markets Inc
., 390 Greenwich Street, 4' Floor, New York, NY 10013, Facsimile Number: 212-723-8671, Attention…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365687.pdf
EFTA01382871
Dataset 10
2013-11-19
1p
614w
…11.75% senior unsecured subordinated notes due 2021 at a price of 100% of their face value, resulting in approximately $1 billion of gross proceeds, which were used to redeem our outstanding 11.25% senior unsecured subordinated due 2016. The initial purchasers for the notes issued on November 19, 2013 were Merrill Lynch. Plate, Fenner & Smith Incorporated,
Citigroup Global Markets Inc
.. Deutsche Bank Securities Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., HSBC Securities (USA) Inc.…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382871.pdf
EFTA01376069
Dataset 10
1p
895w
…among other things. the following factors in connection with a purchase ofthe Notes. Limited Liquidity. There is currently no active trading market for any of the Notes being offered hereby.
Citigroup Global Markets Inc
. and its Affiliates will not be obligated to and do not intend to make a market in the Notes or otherwise to buy and sell the Notes following the Closing Date. The Notes are expected to be owned by a relatively small number of investors and…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376069.pdf
EFTA02435240
Dataset 11
2009-11-19
1p
210w
Subject:
Option Assignment
From:
roger schank
To:
Jeffrey epsteinueevacationagmaitcomi
…My such request. orders, or instructions that you send will not be accepted and will not be processed by Morgan Stanley Smith Barney. Recently, the Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of
Citigroup Global Markets Inc
. combined into Morgan Stanley Smith Barney Ike, a new investment advisor and broker/dealer registered with the Securities and Exchange Commission. The URL on this e-mail is not indicative of the sender's employer. EFTA…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02435240.pdf
EFTA02481223
Dataset 11
2015-11-10
2p
410w
Subject:
Fwd: Kazakhstan Macro Flash: A collapse in tenge REER to improve competitiveness -
From:
Lawrence H. Summers
To:
Jeffrey Epstein
…fo <mailto: For analyst certific=tion, important disclosures, and non-US analyst disclosures relating to ex=erpts of research already published, see the Disclosures section of the ex=erpted research report, which can be accessed via the hyperlink provided. Citi Research is a d=vision of
Citigroup Global Markets Inc
. (the "Firm"), which does=and seeks to do business with companies covered in its research reports. A= a result, investors should be aware that the Firm may have a conflict of interest that could affect…
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02481223.pdf
EFTA00766313
Dataset 9
2010-01-12
1p
199w
Subject:
Fwd: Gain/Loss
From:
roger schank
To:
jeffrey epstein <
[email protected]
>
…Any such request, orders, or instructions that you send will not be accepted and will not be processed by Morgan Stanley Smith Barney. Recently, the Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of
Citigroup Global Markets Inc
. combined into Morgan Stanley Smith Barney LLC, a new investment advisor and broker/dealer registered with the Securities and Exchange Commission. The URL on this e-mail is not indicative of the sender's employer. EFTA00766313
https://www.justice.gov/epstein/files/DataSet%209/EFTA00766313.pdf
1–20 of 81 results · page 1 of 5
«
←
1
2
3
4
5
→
»
Results by Dataset
81 total
Set 9
9
Set 10
67
Set 11
5