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EFTA01353491
Dataset 10
1p
399w
JUNE 2008 SUPPLEMENT This supplement supersedes and replaces the April 2008 Supplement to the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet"). This supplement adds information regarding the following new options products: delayed start options, binary stock options, binary index options, and range options. The third paragraph on page 1 of the Booklet is replaced with the following paragraph: What is an option? An o ori is the right to buy or sell a specified amount or value…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353491.pdf
EFTA01393165
Dataset 10
1p
399w
JUNE 2008 SUPPLEMENT This supplement supersedes and replaces the April 2008 Supplement to the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet"). This supplement adds information regarding the following new options products: delayed start options, binary stock options, binary index options, and range options. The third paragraph on page 1 of the Booklet is replaced with the following paragraph: What is an option? An o ori is the right to buy or sell a specified amount or value…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393165.pdf
EFTA01393193
Dataset 10
1p
432w
JANUARY 2012 SUPPLEMENT The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate options on relative performance indexes of which the index components are equity securities (including fund shares). 1. The first paragraph following the caption "Relative Performance Indexes," which was added to Chapter N of the Booklet by the March 2011 Supplement immediately following the section captioned "Strategy- Based Indexes" (which was added on page 25…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393193.pdf
EFTA01393179
Dataset 10
1p
336w
DECEMBER 2009 SUPPLEMENT The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet) Is amended as provided below. Part I of this Supplement contains information regarding options on indexes measuring () the historical ("realized') variance or the predicted ("implied") or realized volatility of the daily returns of a stock index; (ii) the return from a trading strategy involving purchases and sales of equity securi- ties and options on those securities; or (iii) the dividends on…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393179.pdf
EFTA01353523
Dataset 10
1p
396w
MARCH 2011 SUPPLEMENT The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate (i) options on any index intended to measure the implied volatility of a single reference security; and (ii) options on relative performance indexes. 1. The first full paragraph on page 2 of the Booklet as amended by the May 2007. December 2009 and May 2010 Supplements, is replaced by the following: Each options market…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353523.pdf
EFTA01468675
Dataset 10
2p
618w
…By contrast, the writer of a European-style option is subject to exercise assignment only during the exercise period. NOTE: It is expected that the person(s) signing below will read the booklet entitled
Characteristics
and Risks of Standardized Options available from your broker. Particular attention is directed to the chapter EFTA01468675 entitled "Risks of Buying and Writing Options." This statement is not intended to enumerate all of the risks entailed in writing uncovered options. I have read and understand…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01468675.pdf
EFTA00829830
Dataset 9
2016-04-07
1p
289w
Subject:
Hi
From:
"Barrett, Paul S"
To:
"Jeffrey Epstein (
[email protected]
)" <
[email protected]
>
…products or strategies discussed herein are suitable to their needs. In actual transactions, the client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "
Characteristics
and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00829830.pdf
EFTA01378960
Dataset 10
2009-02-01
1p
387w
November 2012 Supplement to
Characteristics
and Risks of Standardized Options The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate the introduction of options originally listed to overlie less than 100 shares. The following replaces Part ll of the December 2009 Supplement: 1. The fourth paragraph on page 19 of the Booklet is amended to read as follows: As a general rule, no adjustment is made for…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378960.pdf
EFTA01380095
Dataset 10
2009-02-01
1p
387w
November 2012 Supplement to
Characteristics
and Risks of Standardized Options The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate the introduction of options originally listed to overlie less than 100 shares. The following replaces Part ll of the December 2009 Supplement: 1. The fourth paragraph on page 19 of the Booklet is amended to read as follows: As a general rule, no adjustment is made for…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380095.pdf
EFTA01353401
Dataset 10
2009-02-01
1p
382w
November 2012 Supplement to
Characteristics
and Risks of Standardized Options The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate the introduction of options originally listed to overlie less than 100 shares. The following replaces Part II of the December 2009 Supplement: 1. The fourth paragraph on page 19 of the Booklet is amended to read as follows: Asa general rule, no adjustment is made for ordinary…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353401.pdf
EFTA01393093
Dataset 10
2009-02-01
1p
382w
November 2012 Supplement to
Characteristics
and Risks of Standardized Options The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate the introduction of options originally listed to overlie less than 100 shares. The following replaces Part II of the December 2009 Supplement: 1. The fourth paragraph on page 19 of the Booklet is amended to read as follows: Asa general rule, no adjustment is made for ordinary…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393093.pdf
EFTA01371264
Dataset 10
1p
789w
…to route your order. However, please note that if DBSI determines that the execution quality of two venues is materially similar, it may take such payments into account. Please find the
Characteristics
& Risks of Standardized Options document here: http:., wmwimtionsclearing.coartomponents docstriskstoc.odf Certain equities exchanges and third party trading centers to which DBSI routes equities orders have implemented fee structures under which broker-dealer participants may receive rebates on certain orders. Under these fee structures, participants are charged a…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01371264.pdf
EFTA01353475
Dataset 10
1p
344w
APRIL 2007 SUPPLEMENT The February 1994 edition of the booklet entitled
Characteristics
and Risks of Standardized Options (the "booklet") is amended as provided below. The changes pertain to non-rate modified cash-settled foreign cur- rency options aid rate-modified cash-settled foreign cur- rency options. This supplement supersedes and replaces the January 2007 supplement. On page 38, the second paragraph under the head- ing "Special Features of Dollar-Denominated Foreign Cur- rency Options" is deleted and replaced with the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353475.pdf
EFTA01364456
Dataset 10
1p
22w
rA Multi-Asset Risk Premia Portfolio Portfolio Performance and
Characteristics
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054993 CONFIDENTIAL SDNY_GM_00201177 EFTA01364456
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364456.pdf
EFTA01353507
Dataset 10
1p
336w
DECEMBER 2009 SUPPLEMENT The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet) Is amended as provided below. Part I of this Supplement contains information regarding options on indexes measuring () the historical ("realized') variance or the predicted ("implied") or realized volatility of the daily returns of a stock index; (ii) the return from a trading strategy involving purchases and sales of equity securi- ties and options on those securities; or (iii) the dividends on…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353507.pdf
EFTA01353529
Dataset 10
1p
432w
JANUARY 2012 SUPPLEMENT The February 1994 version of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet") is amended as provided below to accommodate options on relative performance indexes of which the index components are equity securities (including fund shares). 1. The first paragraph following the caption "Relative Performance Indexes," which was added to Chapter N of the Booklet by the March 2011 Supplement immediately following the section captioned "Strategy- Based Indexes" (which was added on page 25…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353529.pdf
EFTA01393151
Dataset 10
1p
344w
APRIL 2007 SUPPLEMENT The February 1994 edition of the booklet entitled
Characteristics
and Risks of Standardized Options (the "booklet") is amended as provided below. The changes pertain to non-rate modified cash-settled foreign cur- rency options aid rate-modified cash-settled foreign cur- rency options. This supplement supersedes and replaces the January 2007 supplement. On page 38, the second paragraph under the head- ing "Special Features of Dollar-Denominated Foreign Cur- rency Options" is deleted and replaced with the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393151.pdf
EFTA01384495
Dataset 10
2017-09-18
1p
878w
…losses may be incurred that are greater than the amount of funds initially deposited. Trading in options involves risk and is not suitable for all investors. Prior to buying or selling an option investors must review the "
Characteristics
and Risks of Standardized Options", at http://www.o.ptionsclearingicom/aboutipublications/character-risksisp. If you are unable to access the website please contact your Deutsche Bank representative for a copy of this important document. Participants in foreign exchange transactions may incur risks…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384495.pdf
EFTA01393147
Dataset 10
1p
327w
MARCH 2000 SUPPLEMENT The February 1994 edition of the booklet enti- tled
Characteristics
and Risks of Standardized Options (the "options booklet") is amended 'as follows: 1. The second full paragraph after the exam- ple on page 21 of the options booklet is amended to read: When an underlying security is converted into a right to receive a fixed amount of cash, options on that security will generally be adjusted to require the delivery upon exercise of a fixed amount of…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393147.pdf
EFTA01353480
Dataset 10
2009-02-01
1p
369w
MAY 2007 SUPPLEMENT The February 1994 edition of the booklet entitled
Characteristics
and Risks of Standardized Options (the "Booklet') is amended as follows to reflect certain changes in OCC's rules as well as the rules of certain options markets. The changes in Part I reflect modifications made to the definition of "ordinary cash dividend or distribution" (i.e., cash dividends and distributions for which no adjustment is made). The changes in Part II reflect changes made to eliminate the…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353480.pdf
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Set 8
31
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1,117
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2,031
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97