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EFTA01453135
Dataset 10
2014-03-13
1p
441w
Subject:
TOMS Capital - Onboarding Package ill
From:
lay Lipman
To:
Amanda Kirby
… pic30721.gif; pic30329.gif; pic12742.gif Classification: For internal use only Amanda, Attached, please find the necessary paperwork to begin the
Capital markets
on-boarding process with the Key Client Partners (KCP). I have included completion instructions below and highlighted relevant areas on the forms. In addition to the completed paperwork, we will al so need: 1) Current copies of ID's for all Authorized Individuals 2) Executed Operating Agreement (that identifies trading authority and ownership breakdown) 3) Certificate of…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453135.pdf
EFTA01453136
Dataset 10
2014-02-03
1p
140w
Subject:
Re: New
Capital Markets
Flow Client - Onboarding Package [I]
Jay Lipman Analyst I Key Client Partners DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Mobi Emai From: To: Date: 02/03/2014 10:01 PM Subject: Re: New
Capital Markets
Flow Client - Onboarding Package [I] Classification: For internal use only Let's revisit our checklist? Get Joerg and all back involved? (Embedded image moved to file: pic06392.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453136.pdf
EFTA01454875
Dataset 10
2014-07-23
1p
316w
Subject:
KCP
Capital Markets
Trade Idea - Extreme demand for S&P Put options
From:
Nav Gupta
To:
[email protected]
…Key client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New Tel: mobile: Fax: E-mai : From: Nav Gupta Sent: 07/23/2014 06:22 PM CET To:
[email protected]
Subject: KCP
Capital Markets
Trade Idea - Extreme demand for S&P Put options presents very interesting trades Intended for Non-Advisory Clients Since the Malaysian airline disaster and rising tensions with Russia, the put skew on S&P equity options has…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454875.pdf
EFTA01467717
Dataset 10
2014-03-13
6p
780w
Subject:
TOMS Capital - Onboardin Package [I]
From:
Jay Lipman
To:
Amanda Kirby
Subject: TOMS Capital - Onboardin Package [I] From: Jay Lipman Date: Thu, 13 Mar 2014 15:55:55 -0400 To: Amanda Kirby Cc: Paul Morris Tazia Smith Classification: For internal use only Amanda, Attached, please find the necessary paperwork to begin the
Capital Markets
on-boarding process with the Key Client Partners (KCP). I have included completion instructions below and highlighted relevant areas on the forms. In addition to the completed paperwork, we will also need: 1) Current copies of ID…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467717.pdf
EFTA01362575
Dataset 10
2018-09-18
1p
42w
Subject:
KCP
Capital Markets
Bible v5.xlsm [CI
From:
Davide-A Sferrazza I
To:
Xavier Avila I I
From: Davide-A Sferrazza I SeM: 9/18/2018 5:26:23 PM To: Xavier Avila I I Subject: KCP
Capital Markets
Bible v5.xlsm [CI Attachments: KCP
Capital Markets
Bible v5.xlsm Classification: Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052053 CONFIDENTIAL SONY GM_001913237 EFTA01362575
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362575.pdf
EFTA01469044
Dataset 10
2014-06-10
2p
514w
Subject:
Fw: KCP
Capital Markets
Flash - You can buy 3x 105 SSP Call vs sell lx 95Put - and still to
From:
Tazia Smith <
To:
jeffrey epstein <jeevacationQgmail.com>
Subject: Fw: KCP
Capital Markets
Flash - You can buy 3x 105 SSP Call vs sell lx 95Put - and still to ke money out From: Tazia Smith < Date: Tue, 10 Jun 2014 12:05:25 -0400 To: jeffrey epstein <jeevacationQgmail.com> Cc: Rich Kahn < >, ">", Nav Gupta <->• Vahe Stepanian Paul Morris < >, Vinit Sahni < Classification: External Communication Jeffrey - Consider taking advantage of the skew that Nav identifies in his email below in the LISTED…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01469044.pdf
EFTA01772778
Dataset 10
2011-12-21
3p
394w
Subject:
BlackRock Is Remaking the
Capital Markets
From:
Institutional Investor Daily <
[email protected]
>
From: Institutional Investor Daily <
[email protected]
> Sent: Wednesday, December 21, 2011 4:04 PM To: Subject: BlackRock Is Remaking the
Capital Markets
<http://projectsline.com/iimag/images=x.gif> <http://ems.euromoney.com/ems/r.asp?clndex=598797&=Index=1214886372&hurl=http%3A//www.institution alinvestor.com> =!-- Newsletter Title -->Institutional Investor Daily Wednesda=, December 21, 2011 <http:/=projectsline.com/iimag/images/x.gif> </=R> On Institutionallnyestor.com today: <http://projectsline.com/iimag/images/x.gif> =A style="PADDING-BOTTOM…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01772778.pdf
EFTA01467771
Dataset 10
2014-03-13
7p
896w
Subject:
Re: TOMS Capital - Onboardin Package [I]
From:
Amanda Kirby
To:
Jay Lipman
…Jay Lipman/db/- dbcom To: Amanda Kirby/db/- dbcom@DBAMERICAS, Cc: Paul Morris/db/dbcom@DBAMERICAS, Tazia Smith/db/- dbcom@DBAMERICAS EFTA01467771 Date: 03/13/2014 03:55 PM Subject: TOMS Capital - Onboarding Package [I] Classification: For internal use only Amanda, Attached, please find the necessary paperwork to begin the
Capital Markets
on-boarding process with the Key Client Partners (KCP). I have included completion instructions below and highlighted relevant areas on the forms. In addition to the completed paperwork…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467771.pdf
EFTA01401917
Dataset 10
2018-07-11
5p
826w
Subject:
RE: KCP
Capital Markets
Catch Up -- 4 PM today
From:
Nina Tona ‹ >
To:
Joshua Shoshan
Subject: RE: KCP
Capital Markets
Catch Up -- 4 PM today From: Nina Tona ‹ > Date: Wed, 11 Jul 2018 13:47:57 -0400 To: Joshua Shoshan Xavier Avila Martin Zeman Davide-A Sferrazza Liam Osullivan Will McElroy Cc: Alastair Mackinlay Ian Salters Please see the NCA list attached Thank you Nina Tona KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401917.pdf
EFTA01454400
Dataset 10
2014-06-10
1p
321w
Subject:
Fw: KCP
Capital Markets
Flash - You can buy 3x 105 S&P Call vs sell lx 95Put - and still take money out
From:
Tazia Smith
To:
Jeffrey epstein
[email protected]
…1 ; Vahe Stepanian ; Paul Morris Vinit Sahni Subject: Fw: KCP
Capital Markets
Flash - You can buy 3x 105 S&P Call vs sell lx 95Put - and still take money out Classification: External Communication Jeffrey - Consider taking advantage of the skew that Nav identifies in his email below in the LISTED market (clearly, you can see levels on exchange) depending on your bull/bear views over next 3mos (or longer tenor - express or replace long risk). Example at current levels 3x1…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454400.pdf
EFTA01454065
Dataset 10
2014-04-30
1p
241w
Subject:
Fw: New
Capital Markets
Flow Client [I)
From:
Paul Morris [
[email protected]
)
To:
Amanda Kirby
[email protected]
From: Paul Morris [
[email protected]
) Sent: 4/30/2014 5:54:48 PM To: Amanda Kirby
[email protected]
Subject: Fw: New
Capital Markets
Flow Client [I) Attachments KCP Non-Advisory Letter (Tazia Smith).docx; Institutional Suitability Certificate.pdf; O._- _Qualified_Institutionalfluyer_Certification_Letter.pdf; ISDA Preliminary Requirements - Collection Sheet.docx; FX Agency Direction Letter.pdf; Options Account Agreement.pdf; Structured Products New Agreement and Approval Form.pdf; After Hours Authorization Letter.pdf; Email_Waiver_Letter.pdf…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454065.pdf
EFTA01478941
Dataset 10
2p
344w
Subject:
New hire -
capital markets
I
From:
Caroline Kitidis
Subject: New hire -
capital markets
I From: Caroline Kitidis Date: Mon, 29 Se 2014 16:40:16 -0400 To: Cc: Vinit Sahni Classification: For internal use only Hi all, Just wanted to let you know Daniel Saba (Director) started today from BAM. He will be focused on building and managing our KCP
Capital Markets
efforts for the US. He will spend the coming months meeting our clients & building relationships, building content/best ideas, setting up processes/ISDAs to execute, and…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01478941.pdf
EFTA01469046
Dataset 10
2014-06-10
3p
605w
Subject:
Fw: KCP
Capital Markets
Trade Idea: Enel and Telefonica hybrids
From:
Tazia Smith ‹ >
To:
Rich Kahn a,
Subject: Fw: KCP
Capital Markets
Trade Idea: Enel and Telefonica hybrids that offer 5.5% yield to call to play the carry and periphery theme post ECB [C] From: Tazia Smith ‹ > Date: Tue, 10 Jun 2014 13:05:24 -0400 To: Rich Kahn a, II > " Cc: Paul Morris , Vahe Stepanian Classification: Confidential Hi Rich - An iteration here of the tighter-periphery spreads here. I know you and I have discussed yield/bond solutions for getting cash to work…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01469046.pdf
EFTA01454067
Dataset 10
2014-01-25
1p
228w
Subject:
Re: New
Capital Markets
Flow Client - Onboarding Package [I]
From:
Jay Lipman/db/dbcom
To:
Kevin Quinn/db/dbcom@OBAMERICAS,
…OBAMERICAS, Cc: , Tazia Smith/db/ Date: 01/25/2014 03:59 PM Subject: Re: New
Capital Markets
Flow Client - Onboarding Package [I] Classification: For internal use only Hi Kevin, I agree that we should put together on-boarding packets for each type of client, I will take ownership of these and work on putting them together. with regards to client set up for
capital markets
trading, thus far I have only been involved on the AwM/Pcs side (i.e…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01454067.pdf
EFTA01453165
Dataset 10
2014-03-13
1p
242w
Subject:
Re: TOMS Capital - Onboarding Package Ili
From:
Amanda Kirby
To:
Jay Lipman
…NY, USA Tel. Fax + Email (Embedded image moved to file: pic22906.gif) Securities offered through Deutsche Bank securities Inc. From: Jay Lipman/ To: Amanda Kirb Cc: Paul Morris Date: 03/13/2014 03:55 PM Subject: TOMS Capital - Onboarding Package [I] classification: For internal use only Amanda, Attached, please find the necessary paperwork to begin the
Capital Markets
on-boarding process with the Key client Partners (KCP). I have included completion instructions below and highlighted relevant areas on the forms…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453165.pdf
EFTA01453167
Dataset 10
2014-01-25
1p
218w
Subject:
Re: New
Capital Markets
Flow Client - Onboarding Package [I]
From:
Jay Lipman/db/dbcom
To:
Kevin Quinn
…Kevin Quinn Cc: , Tazia Smith Date: 01/25/2014 03:59 PM Subject: Re: New
Capital Markets
Flow Client - Onboarding Package [I] Classification: For internal use only Hi Kevin, I agree that we should put together on-boarding packets for each type of client, I will take ownership of these and work on putting them together. with regards to client set up for
capital markets
trading, thus far I have only been involved on the Awm/Pcs side (i.e…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453167.pdf
EFTA00665518
Dataset 9
2014-06-12
3p
1,486w
Subject:
Eagle's View Capital Management, LLC- May 2014 Performance Update...
From:
Neal Berger
To:
[email protected]
…one would think we are, however, highly correlated to volatility in global
capital markets
. While we do believe that our Fund should do better during more volatile environments (due to more robust structural inefficiencies to capitalize upon), Eagle's View has demonstrated that we are not as highly correlated to volatility levels as might be expected. Importantly, we believe we've done a decent job of articulating to our investor base what they should expect from our various Eagle's…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00665518.pdf
EFTA00706853
Dataset 9
2014-06-10
2p
580w
Subject:
Fw: KCP
Capital Markets
Flash - You can buy 3x 105 S&P Call vs sell lx 95Put - and still take
From:
Tazia Smith < a>
To:
"Jeffrey epstein" <
[email protected]
>
…>, "Nav Gu ta" , "Vahe Ste anian" "Paul Morris" Sahni" Subject: Fw: KCP
Capital Markets
Flash - You can buy 3x 105 S&P Call vs sell lx 95Put - and still take money out Date: Tue, 10 Jun 2014 16:05:25 +0000 Importance: Normal Classification: External Communication Jeffrey - Consider taking advantage of the skew that Nay identifies in his email below in the LISTED market (clearly, you can see levels on exchange) depending on your bull/bear views over next…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00706853.pdf
EFTA00083897
Dataset 9
2019-07-31
5p
2,223w
Subject:
Hacker Arrest Provides Rare Insight Into Capital One Breach
From:
New York Law360 <
[email protected]
>
… Bank of America Corp. Motion attached I Read full article » Beacon Capital Partners LLC Boy Scouts of America
CAPITAL MARKETS
Brooklyn Law School Brooklyn Nets Jumia Investors Tussle For Lead Role In IPO Fraud Suit Capital One Financial Corp. EFTA00083898 Jumia Technologies investors began sparring in New York federal court Citigroup Inc. Monday over who should represent the proposed class in the suit alleging the Democratic National Committee African e-commerce platform led them astray ahead of its initial public…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00083897.pdf
EFTA01461321
Dataset 10
2014-01-28
1p
478w
Subject:
Depressed options volatility makes 'Renmimbi weaker' hedges very cheap I KCP
Capital Markets
[II
From:
Tazia Smith
To:
[email protected]
From: Tazia Smith Sent: 1/28/2014 12:24:03 PM To:
[email protected]
CC: Paul Morris Vinit Sahni Nav Gupta Vahe Stepanian Subject: Depressed options volatility makes 'Renmimbi weaker' hedges very cheap I KCP
Capital Markets
[II Classification: For internal use only Jeffrey - Curious for your view on China. We're concerned about the defense of China's stability (even by our own Global Markets Research analyst, Jun Ma). China may be re-rating for longer-term stability…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01461321.pdf
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