""CLIENT ACKNOWLEDGES"" — Epstein Files Search

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361 results for “"CLIENT ACKNOWLEDGES"”

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Corpus: 1990-03-17 – 2025-12-01

December 2025

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EFTA01392924Dataset 10

By SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ, AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE. This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III the Meant Agreement. Abcount Number • individualerfeist a lieN 9/3//3 01141:#41614ieC re Y Signature Dale Print Name SSWEIN Signature Date Print Name SSWEIN Corporals* portnemblp, frusta:ethereality: C0NFWMTI0N Of MilliONITY TO BORROW: If de ISenagraemett know.Mkt Mudayaaoure, or ocher norr-naturai…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01392924.pdf

EFTA01355748Dataset 10

By SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ, AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE. This Agreement is subject to the Pre-Dispute Artatration Clause in Section III the Account Agreement. Vats 9/5M Ss Signature Date Pant Name SSWEIN Signature Date Prim Name SSNIEIN Corporeal." partnership, trust or other entity: CONFIRMATION Of AtilliORITY TO BORROW: Kite ISM, agreement formula* other fiduclayaaount or other nortnaturai person(%) account the authcetted parson hark/ certifies…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355748.pdf

EFTA01459306Dataset 10

BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE BY SIGNING THIS AGREEMENT THE CLIENT ACKNOWLEDGES THAT CLIENTS SECURITIES NOT FULLY PAID FOR MAY BE LOANED TO 0851 OR TO PERSHING OR LOANED OUT TO OTHERS. THIS AGREEMENT IS SUBJECT TO THE PRE.DISPUTE ARBITRATION CLAUSE IN SECTION III. PAGE 5, OF THE ACCOUNT AGREEMENT. Account Number individualorjoInt account OF THIS IS ANOINT ACCOUNT, ALL ACCOUNT…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01459306.pdf

EFTA01282367Dataset 10

…will remain compliant with all Applicable Laws, (c) Client is financially capable of satisfying any obligations undertaken through Client's Account(s), (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (e) Client has read and understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Client is bound by such terms; e…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282367.pdf

EFTA01282376Dataset 10

…property necessary to make the required delivery, and Client agrees to be responsible for any loss or cost, including interest, which 0851 sustains as a result of Client's failure to make delivery to 0651. 6. Interest Charges Client acknowledges that debit balances in go Account including, bin not limited to; those arising from its failure to make payment by settlement date for securities purchased, will be charged interest at the then currant rate, in acnordance with DEISI's usual…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282376.pdf

EFTA01282416Dataset 10

…will remain compliant with all Applicable Laws, (c) Client is financially capable of satisfying any obligations undertaken through Client's Account(s), (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (a) Client has read and understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Client is bound by such terms; c…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282416.pdf

EFTA01282660Dataset 10

…with all Applicable Laws, (c) Client is financially capable of satisfying any obligations undertaken through Client's Account(s). (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (e) Client has read and understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Client is bound by such terms: c. Client agrees to…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282660.pdf

EFTA01282854Dataset 10

…with atl Applicable Laws, (c) Client is financially capable of satisfying any obligations undertaken through Client's Account(s). (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (e) Client has read and understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Ghent is bound by such terms: c. Client agrees to…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282854.pdf

EFTA01368291Dataset 10

…will remain compliant with all Applicable Laws, (c) Client Is financially capable of satisfying any obligations undertaken through Client's Account(s), (d) Client acknowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (e) Client has read and understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Client is bound by such terms; c…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368291.pdf

EFTA01368294Dataset 10

…Client for any acts or omissions of such third party, or any officers, employees or agents thereof. 24. No Legal, Tax or Accounting Advice. Client acknowledges and agrees that: (a) neither DBSI, nor Pershing, provide any legal, tax or accounting advice, (b) neither O851 nor Pershing employees are authorized to give any such advice and (c) Client will not solicit such advice or rely upon such advice given in error, whether or not in connection with transactions in or for…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368294.pdf

EFTA01368296Dataset 10

BY SIGNING BELOW CUENT ACKNOWLEDGES THAT: (1) CUENT HAS RECEIVED, READ AND AGREES TO THE TERMS AND CONDITIONS OF THIS ACCOUNT AGREEMENT, INCLUDING THE APPENDIX WHICH CONTAINS IMPORTANT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION III, PAGE 5. AND CLIENT AGREES TO TERMS (ALI. ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL. INITIAL HERE: THE INTERNAL REVENUE SERVICE DOES NOT REOUIRE CUENTS CONSENT TO…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368296.pdf

EFTA01368300Dataset 10

…Securities as collateral for margin transactions without the prior approval of DBSI. 15. Collection Remedies. DBSI reserves the right to assert any other remedies available under Applicable Law to collect any and all amount(s) due to DBSI or Pershing. 16. Receipt of Margin Disclosure. Client hereby acknowledges receipt of the Margin Disclosure and Client acknowledges Client's understanding of and agreement to the contents thereof. 13.AWK0196 13 012145.032813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) …

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368300.pdf

EFTA01368383Dataset 10

…tradMg strategy proposed by DB to Client: (a) Client is exercising independent judgment in evaluating such swap or swap trading strategy; (b) Client acknowledges and agrees that DB is acting as Counterparty only and is notacting as a financial or othet advisor for Client and is not undertaking to assess the suitability of such swap or swap trading strategy. for Client (e) Client has complied in good faith with its written policies and procedures that are reasonably designed to ensure…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368383.pdf

EFTA01368384Dataset 10

…or act inthe best interests of, Client. 3. CLEARING. 3.1 Client acknowledges and agrees that, with respect to a swap subject to a mandatory clearing requirement: (a) Clien has been notified by DB that Client has the sole right to select the derivatives clearing organization which will clear such swap by providing written notice to DB a reasonable amount of time prior to execution of such swap identi&ing the relevant derivatives clearing organization; and (b) if Client enters…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368384.pdf

EFTA01368386Dataset 10

…B) submitted to a derivatives clearing organization for clearing, the rules of which provide that confirmation of all terms of the swap occurs at the same time the swap is accepted for clearing. 6.3 bantblio Reconciliation. Client acknowledges that in respect of uncleared swaps.(wilich term, for these purposes, shall be construed to refer to each 'OTC derivative" and "OTC derivative contract," each as defined in Article 2(7) of EMIR, between the parties that is subject to the…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368386.pdf

EFTA01368389Dataset 10

…real-time and swap data itporting information to a swap data repository• and large trader reporting information to the CFTC. Client acknowledges that such disclosures could result in information becoming available to the public. 11.4 Client agrees that-any information provided to DB from time to time that is generally available publicly al the time such information is provided, or that later becomes generally available publicly (other than as a result of a breach of any express agreement between…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368389.pdf

EFTA01368413Dataset 10

…strategy proposed by DB to Client: (a) Client is exercising independent judgment in evaluating such swap or swap trading strategy; (b) Client acknowledges and agrees that DB is acting as counterparty only and is not acting as a financial or other advisor for Client and is not undertaking to assess the suitability of such swap or swap trading strategy for Client; (c) Client has complied in good faith with its written policies and procedures that are reasonably designed to ensure…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368413.pdf

EFTA01368414Dataset 10

…or act in the best interests of, Client 3. CLEARING. 3.1 Client acknowledges and agrees that, with respect to a swap subject to a mandatory clearing requirement: (a) Client has been notified by DB that Client has the sole right to select the derivatives clearing organization which will clear such swap by providing written notice to DB a reasonable amount of time prior to execution of such swap identifying the relevant derivatives clearing organization; and (b) if Client enters…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368414.pdf

EFTA01368416Dataset 10

…the rules of which provide that confirmation of all terms of the swap occurs at the same time the swap is accepted for clearing. 6.3 Portfolio Reconciliation. Client acknowledges that in respect of uncleared swaps, Client will be required to engage in portfolio reconciliation with DB annually (if Client bas no more than 100 uncleared swaps with DB at any time during the calendar year) or quarterly (if Client has more than 100 uncleared swaps in existence at any…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368416.pdf

EFTA01368417Dataset 10

…and if no quotations are available, then DB's original Valuation Amount will be used. 7.5 DB and Client agree that the ca►culation of Valuation Amounts pursuant to this Section 7 is solely for purposes of compliance by DB with certain conduct of business requirements under the CEA and CFTC Regulations. 8. DISCLOSURES. 8.1 Client acknowledges and agrees that: (a) Client has received, reviewed and understood the product disclosure documentation separately provided by DB via secure website; (b) …

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01368417.pdf

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