EFTA02126025Dataset 10
2013-10-108p1,951w
Subject: Early Tour 10.10.13
…000 (AUD -0.30%) Leading European Sectors: Banks +2.20%, Autos/Parts +2.04%, Tech +2.00% Lagging European Sectors: Food/Bev +0.22%, Retail +0.36%, Telco +0.66% CKSW prelim loss — GILD positive study results — HUBG cuts forecast Secondaries (announced/priced): CTRP (convert), CMLS, BPL IPO's: MacroGenics (MGNX) 5M-shares priced at $16, Western Regining Logistics (WNRL) 13.8M-units priced at 522 (above range), Antero Resources (AR) 35.7M shares priced at $44 US Key Research:…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02126025.pdf
EFTA02104426Dataset 10
2014-06-107p1,832w
Subject: Early Tour 6.10.14
From: Ike Groff
…oil inventories © 4:30pm Conferences: CS Future of Payments (SF), CS MLP & Energy Logistics (NYC), MS Financials (NYC) Conferences: Piper Consumer (NYC), GS Healthcare (Palos Verde, CA), William Blair Growth Stock (Chicago) Analyst/Investor Days: MET, DDD, SMLP, TAL, WTM, OB, RALY Non-Deal Roadshows: ACRX, AEZS, ALTR, ATVI, BMTC, BTU, BYI, CAPR, CBG, CEVA, CHMT, CKSW, CRNT, CTCT, CWCO, DD, DSPG, DTLK, ESNT, FCF, FHN, FL, GLUU, GRC, HBAN, IMAX, IPHS, JASO, LB, LTRX, MDCA, MHLD, MVNR, NDSN…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02104426.pdf
EFTA02101572Dataset 10
2014-07-239p2,236w
…SEB upgrades KESBV FH & ADDTB SS & downgrades KRA1V FH • ShoreCap upgrades CPI LN, SocGen upgrades BMPS IM, UBS downgrades CORA NA Reporting Pre-Open: APD, APH, BIIB, BA, CHKP, DAL, DOW, EMC, FCX, GD, NSC, NOC, PEP, PX, R, SIAL, SPG, TEL, TMO, WHR, BLX, BEAV, CHFC, CCO, CKSW, MYCC, CNMD, COR, EVR, EFTA_R1_00710078 EFTA02101575 FCF, HERO, JAKK, JNS, KNX, LSTR, LAD, MPX, MKTX, BABY, NYCB, OHM, OCR, OC, PPBI, PCH, RDCM, ROL, RES, SEIC, SLGN, SCL, MDCO…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA02153545Dataset 10
2012-12-036p1,477w
Subject: Early Tour 12.3.12
…58am, ISM Manufacturing PMI / Construction Spending @ loam, Vehicle Sales © 5pm Fed Speakers: Rosengren @ 12:15pm (New York Fed Conference), Bullard @ 1:40pm (Little Rock, AR) Conferences: UBS Media & Communications (NYC), DB BioFEST (NYC), Dahlman Oil Services & E&P (NYC), Bofa Leveraged Finance (Boca Raton, FL) Analyst/Investor Days: AH, KCG, HA, SLG, NRGY, DOW EFTA_R1_00819254 EFTA02153547 Non-Deal Roadshows: ACI, AMRE, BIOS, CKSW, CLX, CYOU, ECL, GRMN, KNL, OFG, PVTB, SOHU, STI, SWKS, SXL, TECD, TOT, WRLS…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153545.pdf
EFTA00417991Dataset 9
2012-03-155p1,488w
Subject: Early Tour 3.15.12
From: Ike Groff
…Flows @ 9am, Bloomberg Consumer Comfort @ 9:45am, Philadelphia Fed @ 10am Geithner speaks to Economic Club of New York @ 12pm Conferences: JPM Aviation, Transportation & Defense (NYC), UBS Global Consumer (Boston) Conferences: GS Paper and Forest Products (Montreal), Barrington Tech (Chicago) Analyst/Investor Days: EPL, MDU, SFY, NANO, STR, RSTI, LRN, UTX Non-Deal Roadshows: AAWW, BERG, BCRX, SIP, CCOI, CHEF, CHMT, CKSW, CLPHY, CNDO, CNQR, COV, CRNT, DK, DVN, DXPE, ECL, EFII, ESL, GLW, HAFC, HPY, HTHT, HUM, IFSIA, INFY, INTC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00417991.pdf
EFTA00400426Dataset 9
2012-12-035p1,488w
Subject: Early Tour 12.3.12
From: Ike Groff
…58am, ISM Manufacturing PMI / Construction Spending @ 10am, Vehicle Sales @ 5pm Fed Speakers: Rosengren @ 12:15pm (New York Fed Conference), Bullard @ 1:40pm (Little Rock, AR) Conferences: UBS Media & Communications (NYC), DB BioFEST (NYC), Dahlman Oil Services & E&P (NYC), Bofa Leveraged Finance (Boca Raton, FL) Analyst/Investor Days: AH, KCG, HA, SLG, NRGY, DOW Non-Deal Roadshows: ACI, AMRE, BIOS, CKSW, CLX, CYOU, ECL, GRMN, KNL, OFG, PVTB, SOHU, STI, SWKS, SXL, TECD, TOT, WRLS, OGE Shareholder Meetings: DO, CXDC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400426.pdf
EFTA00413694Dataset 9
2012-05-086p2,161w
Subject: Early Tour 5.8.12
From: Ike Groff
…1:45pm (Dallas) Conferences: Sofa Online Gaming Symposium (Sydney), Susquehanna Energy & Resources (NYC), DB Healthcare (Boston) Conferences: Jeff TMT (NYC), UBS Global Financial Services (NYC), MS Services Summit (NYC) Conferences: Sofa Global Tech (SF), Wells Industrial and Construction (NYC), Baird Growth Stock (Chicago) Analyst/Investor Days: AEGN, AHT, CAR, RST, DDD, ISIL Non-Deal Roadshows: ALLT, AUMN, BRCM, CAH, CAMT, CCM, CKSW, CYNO, EXLS, GASS, HSC, KR, LLL, MASI, MIPS, MJN, MRCY, NE, OCZ, RVBD, S, SCAN, SIRO, SO, SPSC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413694.pdf
EFTA00414284Dataset 9
2012-05-026p2,188w
Subject: Early Tour 5.2.12
From: Ike Groff
…downgrades RSH, Wells upgrades EW & downgrades HPY Key Research: CRT upgrades ACI (buy), DB downgrades AXS, Bernstein downgrades VMED Reporting Pre-Open: AGN, BEN, CBE, CLX, CMCSA, CVS, DVN, GRMN, ICE, MA, PCG, PEG, RDC, RRD, TWX, MRO, AB, ABX, AGP, ALE, ASCA, AVA, BSY LN, BZH, CBE, CEVA, CKSW, CLH, CLMT, COT, CPK, CPLP, CTB, DWSN, EDGR, EDGW, EE, ENR, EPD, FELE, GTN, GTS, HSC, HSNI, IACI, LDL, MAC, MMP, MSCI, MSO, MTOR, NEWS, NMRX, NVMI, OIIM, OZM, PKD…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00433419Dataset 9
2011-05-244p1,388w
Subject: Not so early early tour 5.24.11
…8:25am, Fed's Hoenig speaks at Drexel University 0 9:50am, Fed's Bullard speaks in Missouri 0 1:20pm Conferences: Janney Consumer (Boston), Stifel Cleantech (NY), MS Cloud Computing (NY), Wells Consumer (Las Vegas) Conferences: Stephens Spring Investmen (NY), UBS Global Specialty Pharma (London), BMO Silicon Valley Conferences: Citi Global Consumer (NY), UBS Oil & Gas (Austin), Barclays Communications/Media & Tech (NY) Analyst/Investor Days: CKSW, EP, HRC, BA, LLEN Non-Deal Roadshows: AEGR, ALTR, AMMD, AUDC, BDC, BLC…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433419.pdf
EFTA00434602Dataset 9
2011-04-215p1,693w
Subject: early tour 4.21.11
From: Ike Groff <MI >
…initiates CRR (ow) & LG FP (neutral) Key Research: GS downgrades SINA (sell) & upgrades CRH (conviction buy) and ACH, Benchmark initiates GEOY (buy) Key Research: Nordea upgrades ALV (buy), SocGen upgrades BBY (buy), UniCredit downgrades CEDC, Roth upgrades GDI (buy) Key Research: Carnegie upgrades MICC, Janney increases TIVO price target and upgrades CCC (buy), JMP initiates SEM (op) Key Research: Opco initiates CKSW (op), Roth upgrades HOLI (buy), Citi upgrades SXL & downgrades NS Reporting Pre-Open: AEP, APD, BAX, BBT, BIIB…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00434602.pdf