EFTA02093112Dataset 10
2014-10-158p2,249w
Subject: Early Tour 10.15.14
…upgrades VWS DC/LEO GR, GS upgrades HEIA NA (buy) Helvea upgrades BAS GR (buy), JPM initiates BAYN GR (ow), Kepler downgrades UBM LN/SFER IM, LBBW upgrades SZU GR • Nordea upgrades WRT1V FH, Oddo upgrades GLO FP (buy), Oriel downgrades AFR LN/HICL LN, RBC downgrades SAB LN Reporting Pre-Open: BAC, BLK, SCHW, KEY, PNC, STJ, ADTN, BLX, CBSH, IGTE, MTG Reporting Post-Close: AXP, EBAY, KMI, NAVI, NFLX, URI, AF, BPFH, BGG, BNK, CNS, EGBN, HNI, KMR…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093112.pdf
EFTA02137076Dataset 10
2013-06-108p1,997w
Subject: Early Tour 6.10.13
From: Ike Groff
…CGL LN, AML LN, upgrade LRE LN, Panmure upgrade GEM LN, PDL LN Reporting Pre-Open: ANFI, KMG, TPLM Reporting Post-Close: BNNY, COOL, ENZ, LULU, MLNK, NAV, PBY, SURG Economic Data: No major releases Fed Speakers: Bullard @ 9:50am (Montreal) Conferences: CS Communications Technology (Boston) Analyst/Investor Days: AIDIF, ACHO, CLMT Non-Deal Roadshows: AXE, BEN, CBSH, CEVA, CINF, GA, IMPV, JOUT, KOG, MGIC, MRH, MTZ, T, THG, VSTM Shareholder Meetings: BERK, DSPG, ARNA, H, PFPT, UTIW, SYX Equity…
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02137076.pdf
EFTA00370915Dataset 9
2014-04-166p1,831w
Subject: Early Tour 4.16.14
From: Ike Groff
…REMY, SSH, TEAR, TXTR, UNIS Shareholder Meetings: CNHI, GAM, ABG, UFPI, SHW, BCR, FMER, CBSH, SAH, KAMN, NWBI, SON, SYRG, WDR, WSBC, BPFH, ESBF Equity/Mixed Shelfs: N/A Other Newspaper Articles & Stories WSJ cautious: Twitter (TWTR) WSJ • Housing Market Slow to Hit Its Spring Stride WSJ • China's Growth Slows WSJ • Alibaba Flexes Muscles Before IPO WSJ • Mt. Gox Files for Liquidation WSJ • Ukraine Uses Military Force for First Time WSJ • Cloud Investing Beyond Amazon, Google and Microsoft WSJ…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370915.pdf
EFTA00409089Dataset 9
2012-07-126p1,994w
Subject: Early Tour 7.12.12
From: Ike Groff <MI >
…CS initiates European IT Services, CS downgrades BLT LN Key Research: ING initiates DE NA (hold), Numis downgrades IHG LN, BofA uprades PHIA NA & ASSAB SS Key Research: MainFirst downgrades ASML NA, BofA downgrades BVIC LN, ING downgrades OR FP Reporting Pre-Open: FAST, PGR, CBSH, EMMS, TRIB Reporting Post-Close: ANGO, CERE, OZRK, RECN Economic Data: Jobless Claims / Import Price Index @ 8:30am, Bloomberg Consumer Comfort @ 9:45am, Treasury Monthly Budget Statement @ 2pm Fed Speakers: Williams @ 3:4Opm (Portland…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00409089.pdf
EFTA00414936Dataset 9
2012-04-185p1,806w
Subject: Early Tour 4.18.12
From: Ike Groff
…WAG Shareholder Meetings: GNC, 22, EQT, AGRO, BCR, KCLI, ROMA, CBSH, NWBI, SON, STLY, ELSE, FORM, CRIC Equity/Mixed Shelfs: N/A Other Newspaper Articles & Stories Barron's positive: Targacept (TRGT) Barron's<http://online.barrons.com/article/SB500014240531119O3835404577350180572736636.html> WSJ positive: Apple (AAPL) WSJ<http://online.wsj.com/article/S8100O1424O5270230481840457735OO11011687888.html? EFTA00414938 mod=ITP_moneyandinvesting_7> WSJ cautious: Goldman Sachs (GS) WSJ<http://online.wsj.com/article/SB10001424052702304818404577349890915879050.html? mod=ITP_moneyandinvesting_7v> Buffett to Stay at Berkshire Helm Amid Cancer Fight WSJ<http://online…
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414936.pdf