Epstein Files Search

EFTA01393166Dataset 10

1p436w

…Option" on page 7 of the Booklet is replaced with the following paragraph: Each American-style option other than a delayed start option may be exercised at any time prior to its expiration. An American-style delayed start option may be exercised at any time after its exercise price is set and before its expiration date. The following paragraphs are inserted immediately preceding the paragraph captioned "Unit of Trading; Contract Size" on page 8 of the Booklet: BINARY OPTION — A…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393166.pdf

EFTA01393185Dataset 10

1p377w

4. The following section is inserted immediately after the last paragraph on page 34 of the Booklet prior to the paragraphs inserted by the June 2007 Supplement: OPTIONS ON CONVENTIONAL INDEX-LINKED SECURITIES Index-linked securities are debt securities that trade on exchanges similarly to equity securities. Index-linked securities are issued by financial institutions such as banks and may take the form of trust certificates, units or some other interest. An index-linked security provides owners with a cash…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393185.pdf

EFTA01353503Dataset 10

1p473w

…where the short leg is a conventional option, the risk-reducing character- istics of a long leg consisting of binary or range options we different than where the long leg Is a conventional option because of the fixed cash settlement amount of binary options and the unique payout structure of range options. The second fullparagraph onpage 68 of the Booklet is replaced with the following paragraph: In the case of straddle writing, where the investor writes both a put and…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353503.pdf

EFTA01393175Dataset 10

1p473w

…where the short leg is a conventional option, the risk-reducing character- istics of a long leg consisting of binary or range options we different than where the long leg Is a conventional option because of the fixed cash settlement amount of binary options and the unique payout structure of range options. The second fullparagraph onpage 68 of the Booklet is replaced with the following paragraph: In the case of straddle writing, where the investor writes both a put and…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393175.pdf

EFTA01353502Dataset 10

1p464w

…his brokerage firm. Moreover, the writer's pur- chase of the underlying interest upon being assigned an exercise of a physical delivery put may result in an addi• tional margin call. The second fullparagraph onpage 64 of the Booklet is replaced with the following paragraph: Put writers must have an understanding of the risks, the financial capacity and willingness to incur potentially substantial losses. and the liquidity to meet margin requirements and to buy the underlying Interest, or to pay…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353502.pdf

EFTA01273265Dataset 10

2014-07-0119p10,781w

…fr Atlas Enhanced Fund, L.P. Investor Application Form Investor(s) Please: • Complete the Investor Application Form and return this entire Subscription Booklet to your Financial Advisor. • Only fully completed Subscription Booklets (no faxes, no copies) will be accepted. • DO NOT TEAR OUT PAGES. • Retain a copy for your files. • Read the Fund's Memorandum and the Subscription Agreement. Be sure to complete all sections of the Investor Application Form Financial Advisors/Branch Managers • Please refer to the Fund Investment…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273265.pdf

EFTA00236323Dataset 9

2014-07-0118p10,892w

• • • B.A 4,M • HAL YASNv ASSET MANAGFNAFNT Atlas Enhanced Fund, L.P. Investor Application Form Investor(s) Please: • Complete the Investor Application Form and return this entire Subscription Booklet to your Financial Advisor. • Only fully completed Subscription Booklets (no faxes, no copies) will be accepted. • DO NOT TEAR OUT PAGES. • Retain a copy for your files. • Read the Fund's Memorandum and the Subscription Agreement. Be sure to complete all sections of the Investor Application Form Financial Advisors/Branch…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00236323.pdf

EFTA00590500Dataset 9

70p29,073w

…this Booklet in their entirety. In order to invest in the Fund, please follow the subscription procedures outlined below. 1. Please complete, execute and date the signature page to the Subscription Agreement and complete and notarize the Notarization Acknowledgment attached thereto. 2. Please complete the Investor Profile (attached as Exhibit 1). 3. Please review and complete the applicable form(s) of Confidential Investor Questionnaire ("Questionnaire") (attached as Exhibit B). The following three forms of Questionnaire are included in this Booklet…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00590500.pdf

EFTA00314773Dataset 9

70p29,088w

…this Booklet in their entirety. In order to invest in the Fund, please follow the subscription procedures outlined below. 1. Please complete, execute and date the signature page to the Subscription Agreement and complete and notarize the Notarization Acknowledgment attached thereto. 2. Please complete the Investor Profile (attached as Exhibit 1). 3. Please review and complete the applicable form(s) of Confidential Investor Questionnaire ("Questionnaire") (attached as Exhibit B). The following three forms of Questionnaire are included in this Booklet…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00314773.pdf

EFTA00617709Dataset 9

36p17,090w

…investor. Nothing in this Subscription Booklet constitutes or shall be deemed to constitute an offer to sell or the solicitation of an offer to purchase securities. Such an offer may be made only by means of other appropriate documentation and only to the person to whom such documentation is actually delivered by the General Partner of Biosys Capital Partners, LP. DRAFT - Jeffery Epstein BIOSYS CAPITAL PARTNERS, LPI Confidential Private Placement Memorandum i Subscription Booklet DAL:0105560100001:2318591v2 EFTA00617709 BIOSYS CAPITAL…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00617709.pdf

EFTA01353485Dataset 10

2003-01-021p443w

On page 81of the Booklet, the second paragraph of the section headed "5." is amended to read: Exercise restrictions imposed by OCC and the options markets affecting cash-settled options generally cannot be continued in effect beyond the opening of business on the last trading day before their expiration. Such exercise restrictions affecting physical delivery options generally cannot be continued beyond the open- ing of business on the tenth business day before their expiration. Part V. Exemption of Standardized Options…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353485.pdf

EFTA01393157Dataset 10

2003-01-021p443w

On page 81of the Booklet, the second paragraph of the section headed "5." is amended to read: Exercise restrictions imposed by OCC and the options markets affecting cash-settled options generally cannot be continued in effect beyond the opening of business on the last trading day before their expiration. Such exercise restrictions affecting physical delivery options generally cannot be continued beyond the open- ing of business on the tenth business day before their expiration. Part V. Exemption of Standardized Options…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393157.pdf

EFTA01353471Dataset 10

1p354w

…This booklet has been prepared by the U.S. op- tions markets for distribution pursuant to the require- ments of SEC Rule 9b-1 under the Securities Exchange Act of 1934 and the rules of the U.S. options markets. This booklet is not intended to meet other requirements which mane in effect in any jurisdiction and should not be relied upon for that purpose. Under the applicable SEC regulatory scheme for op- tions. this booklet is not a prospectus…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353471.pdf

EFTA01393143Dataset 10

1p354w

…This booklet has been prepared by the U.S. op- tions markets for distribution pursuant to the require- ments of SEC Rule 9b-1 under the Securities Exchange Act of 1934 and the rules of the U.S. options markets. This booklet is not intended to meet other requirements which mane in effect in any jurisdiction and should not be relied upon for that purpose. Under the applicable SEC regulatory scheme for op- tions. this booklet is not a prospectus…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393143.pdf

EFTA01273285Dataset 10

2014-07-0123p16,074w

…CONFIDENTIAL SDNY_GM_00020458 EFTA_00131078 EFTA01273285 UBS AlphaKeys Millennium Fund, L.L.C. Investor Application Form Investor(s) Please: • Complete the Investor Application Form via UBS Online Services ('OLS") Q8 return this entire Subscription Booklet to your Financial Advisor. • Only fully completed Subscription Booklets (no faxes, no copies) will be accepted. • DO NOT TEAR OUT PAGES. • Retain a copy for your files. • Read the Fund's Memorandum and the Subscription Agreement. • Please refer to the enclosed Tax Forms and…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273285.pdf

EFTA01353499Dataset 10

1p422w

…referred to in this booklet, an index is a measure of the prices or other attributes of a group of securities* or other interests. Although indexes have been devel- oped to cover a variety of interests, such as stocks and other equity securities, debt securities and foreign cur- rencies, a-id even to measure the cost of living, the fol- lowing discussion relates only to indexes on equity secu- rities (which are called stock indexes in this booklet) and indexes…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01353499.pdf

EFTA01393177Dataset 10

1p455w

level that might not reflect the true state of the market at the time. The paragraph numbered 10 beginning on page 78 of the Booklet is replaced with the following paragraph: 10. The purchase and sale of index options in for- eign markets at times when U.S. markets are closed may present special risks. Although an underlying index may be based on securities primarily traded in U.S. markets, the index levels reported In foreign options markets at such…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393177.pdf

EFTA01393174Dataset 10

1p464w

…his brokerage firm. Moreover, the writer's pur- chase of the underlying interest upon being assigned an exercise of a physical delivery put may result in an addi• tional margin call. The second fullparagraph onpage 64 of the Booklet is replaced with the following paragraph: Put writers must have an understanding of the risks, the financial capacity and willingness to incur potentially substantial losses. and the liquidity to meet margin requirements and to buy the underlying Interest, or to pay…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393174.pdf

EFTA01451758Dataset 10

1p173w

…PRIVATE CLIENT FEEDER FUND (U.S.), L.P. SUBSCRIPTION BOOKLET FOR U.S. TAXABLE INVESTORS This Subscription Booklet is utilized for the private offering of interests (the "Interests') in Secondary Opportunities Fund III Private Client Feeder Fund (U.S.), L.P. (the "Onshore Feeder Fund"). The Onshore Feeder Fund's sole objective is to invest in Secondary Opportunities Fund 111, LP (the "Master Fund'). This Subscription Booklet may be used only by U.S. taxable investors that are "accredited investors"…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451758.pdf

EFTA01393173Dataset 10

1p407w

…option is automatically exercised) is to sell it at its then market price in an available secondary market. If a secondary market for such an option is not available during the time the option is not exercisable, it will not be possible for its holder to realize any value from the option at that time. The paragraph numbered 5 beginning at the bottom of page 60 of the Booklet is replaced with the following paragraph: 5. The cotrts, the SEC…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393173.pdf