Epstein Files Search

EFTA01356762Dataset 10

1p530w

…held by the Members arc deemed to be voting securities for purposes of the BHC Act, that portion of the Interest held by a Member that is, or is an Affiliate of, a bank holding company, as defined in the BHC Act, or is a non-bank subsidiary of such bank holding company, or is otherwise subject to the BHC Act (each, a "BHC Member"), or by a group of BHC Members whose Interests are aggregated for BHC Act purposes…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356762.pdf

EFTA01384617Dataset 10

1p663w

…ii) any amendment that would reduce the Partners' rights of contribution or withdrawal or that would amend the provisions of this Agreement relating to amendments may be approved by Limited Partners that have in excess of two-thirds of the Partnership Percentages of the Limited Partners holding Interests. Sec. 8.04 Non-Voting Interests of BHC Limited Partners. The portion of any Interests held for their own account by a BHC Limited Partner whose Interests are determined, at any time…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384617.pdf

EFTA01452087Dataset 10

1p575w

…such BHC Partners and each such BHC Partner shall be entitled to vote its pro rata portion of 4.99% of the Interests entitled to vote. Except as provided in this Section 3.5, any Interests of a BHC Partner held as non-voting Interests shall be identical in all respects to the Interests of the other Limited Partners. Any such Interest held as a non-voting Interest shall remain a non-voting Interest in the event that the BHC…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452087.pdf

EFTA01452086Dataset 10

1p553w

…Subject to the Bank Holding Company Act. Notwithstanding any other provision of this Agreement, all BHC Partners shall be subject to the limitations on voting set forth in this Section 3.5. If at any time a BHC Partner holds an Interest that would otherwise represent 5% or more of the total voting Interests, such BHC Partner may not vote any portion of its Interest representing in excess of 4.99% of the Interests entitled to vote. Whenever the vote…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452086.pdf

EFTA01451669Dataset 10

1p551w

…Subject to the Bank Holding Company Act. Notwithstanding any other provision of this Agreement, all BHC Partners shall be subject to the limitations on voting set forth in this Section 3.5. If at any time a BHC Partner holds an Interest that would otherwise represent 5% or more of the total voting Interests, such BHC Partner may not vote any portion of its Interest representing in excess of 4.99% of the Interests entitled to vote. Whenever the vote…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451669.pdf

EFTA01452138Dataset 10

1p406w

SOF III -1081 Southern Financial LLC without the written consent of non-defaulting BHC Partners having Commitments aggregating in excess of 66%% of the Commitments of all non-defaulting BHC Partners; (ii) change the definition of "ERISA Partner" or modify or amend Section 4.3 or this Section 12.1(b)(ii) or the ERISA-related provisions of Section 3.4, in each case in a manner adverse to the ERISA Partners concerned solely with ERISA matters, without the written…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452138.pdf

EFTA00328899Dataset 9

2016-02-192p705w

Subject: Re: Summary of meeting with FAS Dean, Mike Smith and Science Dean Jeremy Bloxham

From: Shing Tung YauTo: Lesley Groff

…potential donors by Friday. I will compile the final list based on your suggestions and some people I know (like Yuri Milner) and will circulate it to Harvard's development office. Once approved, we will be able to actively approach these people. It would be fantastic if we can get the BHC endowed by April 18. The minimum endowment goal should be $20M, since it will provide us with an operating budget of $1M per year. 5. Mike was very…

https://www.justice.gov/epstein/files/DataSet%209/EFTA00328899.pdf

EFTA00310572Dataset 9

2002-03-0146p22,726w

…08 Remaining Side-Pocket Investments 36 Sec. 5.09 Effective Date of Withdrawal 36 Sec. 5.10 Limitations on Withdrawals 36 Sec. 5.11 Conversion of Class A Limited Partners 37 Sec. 5.12 Withdrawals by BHC Limited Partners 37 ARTICLE VI Admission of New Limited Partners 37 Sec. 6.01 New Limited Partners 37 ARTICLE VII Duration and Termination of Partnership 37 Sec. 7.01 Duration 37 Sec. 7.02 Termination 37 ARTICLE VIII Tax Returns; Reports to Partners …

https://www.justice.gov/epstein/files/DataSet%209/EFTA00310572.pdf

EFTA01451651Dataset 10

1p455w

…anticipated to be purchased or received in connection with Portfolio Investments. "BHC Act" shall mean the U.S. Bank Holding Company Act of 1956, as amended from time to time. "BHC Partner" shall mean a Limited Partner that (a) is subject to the BHC Act or is directly or indirectly "controlled" (as that term is defined in the BHC Act) by a company that is subject to the BHC Act and (b) so indicates in its Deed of Adherence or…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451651.pdf

EFTA01356750Dataset 10

1p559w

…and any Treasury Regulations and other guidance promulgated thereunder. 2.10 "BHC Act" means the U.S. Bank Holding Company Act of 1956, as amended. 2.11 "BHC Limit" has the meaning set forth in Section 15.2. 2.12 "BHC Member" has the meaning set forth in Section 15.1. 2.13 "Bonds" means the Auction Rate Bonds and the Related Bonds. 2.14 "Brokers" has the meaning set forth in Section 7.2.2(x). 2.15 "Business…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356750.pdf

EFTA01452061Dataset 10

1p456w

…anticipated to be purchased or received in connection with Portfolio Investments. "BHC Act" shall mean the U.S. Bank Holding Company Act of 1956, as amended from time to time. "BHC Partner" shall mean a Limited Partner that (a) is subject to the BHC Act or is directly or indirectly "controlled" (as that term is defined in the BHC Act) by a company that is subject to the BHC Act and (b) so indicates in its Deed of Adherence or…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452061.pdf

EFTA02428058Dataset 11

2010-03-314p719w

Subject: FW: VOLCKER AMENDMENT -PLEASE REVIEW

From: Rosa M da SilvaTo: Jeffrey Epsteinfleevacation©gmail.com]

…Don't we also want to make sure we're on an equal footing w Goldman/MS, so that on p. 478 line 8 and on p. 480 line 9, we add something like, "and any company w more than $50 bn in assets that was a BHC and received TARP funding"? P 478, line 10 has to be revised to say that any regulation, restriction or prohibition (instead of just prohibition) adopted pursuant to (instead of under) this subsection . . …

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02428058.pdf

EFTA01978033Dataset 10

2012-11-011p106w

From: Jeffrey pstemTo: kare

To: kare From: Jeffrey pstem Sent: Thur 11/1/2012 8:17:23 PM Imp vvvc bhc _'00; - 66_1 *********************************************************** The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of Jeffrey Epstein Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01978033.pdf

EFTA01451534Dataset 10

1p568w

SOF III - 1081 Southern Financial LLC VolckerRule. Section 619 of the Dodd-Frank Act established a new section 13 of the BHC Act, commonly referred to as the "Volcker Rule". Among other things, the Volcker Rule generally prohibits "banking entities" from sponsoring, or investing in, "covered funds," except to the extent permitted pursuant to an available exemption. In addition, a "banking entity" and its affiliates are prohibited from entering into certain transactions with (such as extending credit to or purchasing…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451534.pdf

EFTA01451909Dataset 10

1p568w

SOF III - 1081 Southern Financial LLC VolckerRule. Section 619 of the Dodd-Frank Act established a new section 13 of the BHC Act, commonly referred to as the "Volcker Rule". Among other things, the Volcker Rule generally prohibits "banking entities" from sponsoring, or investing in, "covered funds," except to the extent permitted pursuant to an available exemption. In addition, a "banking entity" and its affiliates are prohibited from entering into certain transactions with (such as extending credit to or purchasing…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451909.pdf

EFTA01384616Dataset 10

1p616w

HUBUS133 Alpha Group Capital (g) The General Partner shall give at least 15 days' prior written notice to each Limited Partner that is a BHC Limited Partner (as defined below) of any proposal to distribute property in kind to such Limited Partner and the proposed date of such distribution, and shall not make any such distribution in kind to the extent that such Limited Partner advises the General Partner at least five days prior to the date set forth in…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384616.pdf

EFTA01451998Dataset 10

1p833w

…fund' that the banking entity sponsors. organises and offers or for which it serves, directly or indirectly, as investment manager, investment adviser or commodity trading adviser. Although Deutsche Bank is a German banking corporation, it is treated as a bank holding company for purposes of the BHC Act. As a consequence. Deutsche Bank and each of its subsidiaries and affiliates (including the Manager) are "banking entities' for purposes of the Volcker Rule and, therefore, subject to its requirements. In addition…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451998.pdf

EFTA01451616Dataset 10

2012-11-291p859w

…the BHC Act. and thus may be required to limit their ownership or voting participation in certain circumstances. Special provisions will be provided in the Fund Partnership Agreement to assist such Investors in remaining compliant with the relevant provisions of the BHC Act and the regulations implementing the BHC Act, and interpretations of such statutory and regulatory provisions. Further, as described in greater detail above, the operations of the Fund may be affected by the relevant provisions of the BHC…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451616.pdf

EFTA01452015Dataset 10

2012-11-291p859w

…the BHC Act. and thus may be required to limit their ownership or voting participation in certain circumstances. Special provisions will be provided in the Fund Partnership Agreement to assist such Investors in remaining compliant with the relevant provisions of the BHC Act and the regulations implementing the BHC Act, and interpretations of such statutory and regulatory provisions. Further, as described in greater detail above, the operations of the Fund may be affected by the relevant provisions of the BHC…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452015.pdf

EFTA01451608Dataset 10

1p833w

…fund' that the banking entity sponsors. organises and offers or for which it serves, directly or indirectly, as investment manager, investment adviser or commodity trading adviser. Although Deutsche Bank is a German banking corporation, it is treated as a bank holding company for purposes of the BHC Act. As a consequence. Deutsche Bank and each of its subsidiaries and affiliates (including the Manager) are "banking entities' for purposes of the Volcker Rule and, therefore, subject to its requirements. In addition…

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01451608.pdf